Compliance Analyst | £55,000 + Bonus | Tier-A Fund Manager
£45k - £55k per annumFull-time
- Conduct compliance monitoring and testing in line with the Compliance Monitoring Programme, ensuring issues are reported and remediated, and the programme is regularly reviewed for regulatory coverage.
- Manage conflicts of interest by reviewing, escalating, and recording them in accordance with internal policies and procedures.
- Support policy and procedure development, including drafting and reviewing documentation to ensure regulatory alignment.
- Oversee day-to-day compliance approvals, including personal account dealing, gifts and benefits, and outside business interests.
- Daily monitoring of trades and market disclosure obligations, and maintenance of restricted securities lists.
Vacancy posted 28 days ago
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