Head of Conduct and Compliance

Head of Conduct and Compliance Job Description Template

Our company is looking for a Head of Conduct and Compliance to join our team.


  • Ownership of the Bank’s training programme in respect of Compliance and Conduct Risk related issues;
  • Looking forwards and outwards to assess emerging conduct, legislative and regulatory compliance risks and provide the business with regular updates;
  • Providing leadership, advice, guidance and support for business changes and strategic initiatives;
  • Owning and leading the Conduct, Legislative and Regulatory Compliance Risk Management Framework;
  • Fulfil the role of data protection officer for the Bank;
  • Providing assurance through a risk-based programme of compliance monitoring;
  • Ownership and coordination of conduct risk management activities including Chair of Conduct Risk & Compliance committee.


  • Compliance Monitoring;
  • Compliance;
  • Risk.