Head of Conduct and Compliance Job Description Template
Our company is looking for a Head of Conduct and Compliance to join our team.
- Ownership of the Bank’s training programme in respect of Compliance and Conduct Risk related issues;
- Looking forwards and outwards to assess emerging conduct, legislative and regulatory compliance risks and provide the business with regular updates;
- Providing leadership, advice, guidance and support for business changes and strategic initiatives;
- Owning and leading the Conduct, Legislative and Regulatory Compliance Risk Management Framework;
- Fulfil the role of data protection officer for the Bank;
- Providing assurance through a risk-based programme of compliance monitoring;
- Ownership and coordination of conduct risk management activities including Chair of Conduct Risk & Compliance committee.
- Compliance Monitoring;