Paraplanner Job Description Template

Our company is looking for a Paraplanner to join our team.


  • Continuous professional development to meet regulatory requirements and personal development needs;
  • Team working; work alongside Paraplanners / Client Administrators / Financial Advisers/Planners;
  • Liaise effectively with Colleagues, Clients, Introducers and Providers;
  • Maintain and review existing client portfolios;
  • Discuss the reports with the Financial Adviser, amending as necessary;
  • Ensure all regulatory and compliance standards are met;
  • Research on products and investment strategies;
  • Keep abreast of changing legislation both internally and externally ensuring that all updates are read and fully understood;
  • Establish and build strong relationships with clients and attend client meetings with Planner if required;
  • Providing financial support and advice to a variety of clients;
  • group;
  • Keeping up-to-date with new legislative changes;
  • Act as the ‘go to’ lead for advice queries within the group;
  • Production of compliant and detailed client suitability reports and presentations;
  • To ensure that the firm’s clients are treated fairly at all times.


  • Advanced report writing skills;
  • High level of technical knowledge of financial products;
  • Excellent report writing skills;
  • Previous experience as a Paraplanner;
  • Client data is held securely, and Data Protection considerations are complied with;
  • Diploma Level 4 or equivalent;
  • Display a positive approach to change, remain calm and work well under pressure;
  • Minimum level 4 qualified;
  • Communication;
  • Ideally working towards chartered is an advantage;
  • Liaise closely with all of the team to ensure smooth communication of information and assist with processing in other areas where the need may arise;
  • Responsible for maintaining and ensuring that records and files are updated timely and correctly;
  • Report Writing and Administration;
  • Broad knowledge of the financial services sector;
  • Excellent attention to detail and the ability to work both quickly and accurately.