Risk and Compliance Analyst

Risk and Compliance Analyst Job Description Template

Our company is looking for a Risk and Compliance Analyst to join our team.


  • Support the Compliance Officer with gap analysis of existing and proposed regulation and best practice;
  • Support the wider business functions with daily compliance and risk queries;
  • Analyse themes and trends from available MI;
  • Support the Risk & Compliance Officers in the delivery of the annual monitoring plan;
  • Maintaining the firm’s records of processing activities spreadsheet to ensure compliance with the firm’s obligations under the GDPR;
  • Reviewing and drafting relevant policies and procedures to ensure the firm is aligned with all legal obligations;
  • Responding to compliance related requests;
  • Researching and, when necessary supporting the Risk and Compliance Manager with the implementation and governance of DAC6;
  • Supporting the Risk and Compliance Manager when responding to data subject access requests;
  • Reviewing client due diligence packs;
  • Performing risk assessments, ongoing monitoring and due diligence for Know Your Client purposes;
  • Any other ad-hoc task as reasonably requested;
  • Keeping abreast of relevant changes, notably from the Solicitor’s Regulation Authority, and supporting with the implementation of any changes;
  • Performing data protection impact assessments and contract reviews for various new assets in line with relevant data protection rules;
  • Providing ongoing and ad-hoc support on various compliance queries.


  • Risk oversight,
  • Regulatory and compliance requirements;
  • Risk framework and controls,