Search Results: 21 vacancies
£21k - £25k per annumEstimated
...Answering queries from operational teams relating to reconciliations and exceptions
Completing reconciliations in accordance withFCA CASS rules where applicable and calculating funding requirements.
Completing reconciliations in accordance with written procedures,...
Suggested
Casual work
Bank staff
£32k - £43k per annumEstimated
...role within an FCA regulated compliance environment.
Good knowledge of data protection/GDPR/PECR, FCA regulations (CONC, MCOBS, ICOBS, CASS, SYSC, PERG, SUP)
· Excellent attention to detail, and skilled report writer.
· Confident communication, both written and verbal....
Suggested
£38k - £51k per annumEstimated
...experience managing a team
Great relationship building skills
Ability to prioritise and delegate
Knowledge and experience of FCA CASS regulations
Strong communication skills
Identify development opportunities and training requirements
What's on Offer
The...
Suggested
Hybrid work
Flexible hours
£30k - £41k per annumEstimated
...department of reconciliation breaks, including the reporting of daily client money segregation, in order to ensure ii is able to meet CASS reporting requirements. You will also be completing movements of stock between portfolios, internal custody accounts and cross border market...
Suggested
Flexible hours
£39k - £52k per annumEstimated
...procedures that are designed to meet the regulatory standards set out in the relevant FCA rules and guidance, with particular reference to CASS regulation
• Responsible for ensuring all CASS related activities and processes are completed daily to safeguard customer assets....
Suggested
Permanent employment
Full time
Temporary work
Flexible hours
£12.71 per hour
...Use relevant telephony systems and email systems and provide a responsive service.
To work with Childrens Advice and Support Service (CASS) managers/social workers to identify levels of need and record high quality information in relation to the referred customer.
To...
Suggested
Hourly pay
Permanent employment
Contract work
Temporary work
Local area
Immediate start
£21k - £27k per annumEstimated
...Understand the key drivers of Client Loyalty within a retail environment
• Understand FCA rules, particularly those relating to CASS
PERSONAL ATTRIBUTES:
STRAIGHT TALKING | MOVING WITH SPEED | OWNING THE OUTCOME
• Clear communicator
• Strong team...
Suggested
Full time
£29k - £38k per annumEstimated
...• Processing of Dividends including reconciliations.
• Adherence to the regulations that apply to Corporate Actions, Dividends and CASS regulations.
• Own the end-to-end process of cross border events to ensure final settlement in the resultant market/custodian. Communication...
Suggested
Full time
Flexible hours
£41k - £56k per annumEstimated
...financial services is desirable but not essential
Demonstrable knowledge of the client money rules in relation to investment business (CASS) desirable
Knowledge of banking payment methods (such as BACS, Faster Payments, Debit Card, Cheques)
About Us:
AJ Bell is one...
Suggested
Casual work
Work at office
Immediate start
Flexible hours
£23k - £31k per annumEstimated
...· Strong numerical skills
· Good attention to detail
Investor focused
Regulatory knowledge and development skills supporting CASS (Client Assets) in particular:
CASS 7 (Client Money Rules)
Beneficial skills:
· Intermediate/Advanced MS Excel skills
....
Suggested
Permanent employment
Work at office
Flexible hours
£30k - £35k per annum
...Carrying out the planning, fieldwork and completion of the audit (statutory and CASS audits) in accordance with auditing standards and the firm's own approach and methodology.
Preparing accounts, including consolidated accounts under UK GAAP or IFRS.
Preparing and reviewing...
Suggested
£37k - £49k per annumEstimated
...Analysis and interpretation of incoming market announcements from data vendors, creation of the event in our systems ensuring compliance with CASS, CRS , MiFID and consumer duty requirements.
• Timely set up and distribution of event notifications to customers and acting on...
Suggested
Full time
Flexible hours
£38k - £52k per annumEstimated
...seeking a future team member for the role of Lead Analyst, Regulatory Oversight Management to join our Operations - Global Asset Safety - CASS and GAS Risk and Control team. This role is located in UK, Manchester - HYBRID.
The position will report into Global Asset Safety -...
Suggested
Full time
Hybrid work
Flexible hours
£21k - £28k per annumEstimated
...Microsoft Office
Knowledge of the regulatory environment and associated risks that require managing
Knowledge of the Financial Services Sector
Understand the principles of Treating Customers Fairly
Understand FCA guidelines, particularly those relating to CASS...
Suggested
Full time
Work at office
£65k - £88k per annumEstimated
...combination of education and experience is required.
Management experience in financial services preferred.
Global Asset Safety and UK CASS regulatory knowledge and experience preferred.
At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards:...
Suggested
Work at office
Hybrid work
Flexible hours
3 days week
£45k - £61k per annumEstimated
...assets.
Manage the performance of assigned staff, coach team members and provide guidance on project management.
Manage the CASS Operations performed in relation to the CMAR, Asset Shortfalls and Client Money.
To be successful in this role, we’re seeking the...
Hybrid work
Flexible hours
...output is what counts most.
About the role:
We are currently looking for an enthusiastic and proactive Administrator to join our CASS team and learn by supporting the function day to day, working closely with Reconciliations Specialist and Head of CASS.
Main tasks...
Temporary work
Internship
Flexible hours
£21k - £26k per annumEstimated
...Use relevant telephony systems, email systems, and provide a responsive service.
To work with Childrens Advice and Support Service (CASS) managers/social workers to identify levels of need and record high quality information in relation to the referred customer.
To provide...
Full time
Temporary work
Weekend work
Weekday work
£52k - £71k per annumEstimated
...Directors.
The successful candidate will have significant experience in managing and executing audit and audit-related projects (such as CASS), with exemplary technical skills regarding auditing standards and their practical application.
The role will be primarily based in...
Permanent employment
Work at office
Flexible hours
£38k - £51k per annumEstimated
...skills, proficient knowledge of relevant business software (Microsoft Office Suite).
Knowledge of the FCA Client Asset Sourcebook (CASS) regulations and an understanding of the regulatory reporting environment an advantage.
At BNY Mellon, our inclusive culture...
Full time
Work at office
Hybrid work
Flexible hours