Cass jobs in City of London, Greater London

8 vacancies

Search Results:

Risk Analyst

£35k - £45k per annum

 ...Ideally we are looking to speak to individuals with experience in key areas of regulatory compliance within an FCA environment including CASS and SMCR and a strong understanding and knowledge of FCA handbook and PRA. This is a brilliant opportunity for a compliance or risk... 


City of London, Greater London
15 days ago

Financial Controller

£75k - £85k per annum

 ...requirements are adhered to including new prudential regime Prompt filing of returns with FCA, HMRC and any other external reporting body CASS rules are adhered to and there are adequate procedures in place to ensure adherence Ensure the ICAAP (ICARA under the new regime) is... 

Robert Half

City of London, Greater London
16 days ago


£65k - £80k per annum

 ...CRD III, CRD IV, FSMA, Companies Act, IFR;Excellent grasp of the FCA Handbook and sound knowledge of GENPRU, BIPRU, IFPRU, IPRU(INV), CASS, SUP and specialist sourcebooks (eg. FUND);Strong analytical skills including financial analysis and proficiency in MS Office.Excellent... 

AJB Executive Search

City of London, Greater London
9 days ago

Compliance Consultant/Manager

£50k - £60k per annum

 ...qualification in a relevant industry or equivalent such as a Diploma in Compliance - ICA, Financial Planning Certificate Wealth, bonds and CASS experience would be preferential but not essential Position is based in their London office. Please apply today or for further... 

Sanderson Recruitment PLC

City of London, Greater London
29 days ago

Entry level Analyst, Securities Settlements to ensure all securities with upcoming Asset Servicing events (eg:coupons/dividends/maturity/conversions) are acted on promptly. CASS – Ensure compliance with CASS rules and principles is achieved via adherence to the policy, procedures and controls set out in the CASS... 

Royal Bank of Canada

City of London, Greater London
6 days ago

Banking sector, Audit Senior

£46.75k - £49k per annum

 ...Responsibilities Assist in the planning, execution and finalisation of all areas of the audit assignment, including statutory and CASS audits, for manager or partner review, seeking input for areas of concern and judgement. Identify risk matters and raises with a manager... 

Michael Page

City of London, Greater London
23 days ago

Senior Operations Analyst, Global Markets

 ...standards and trade lifecycles for products supported ~Must have in depth experience on Corporate Action events e.g. coupon payments, dividends, maturities across all products types ~Understanding of CASS rules and reporting ~ Eclipse ~ Broadridge ~Crest, Euroclear, DTC... 


City of London, Greater London
16 days ago

Associate Director, Investor & Treasury Services Compliance Advisory

 ...; Excellent knowledge of FCA Handbook & PRA Handbook/Rulebook, in particular in relation to conduct of business requirements in COBS, CASS, MAR, DISP, SYSC and SUP; as well as relevant associated European regulation (MiFID; MAD/MAR; EMIR, SFTR) and industry codes (FX Global... 

Royal Bank of Canada

City of London, Greater London
a month ago