Cass jobs in South East England

30 vacancies

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Compliance Assistant

£35k - £45k per annum

 ...Ideally we are looking to speak to individuals with experience in key areas of regulatory compliance within an FCA environment including CASS and SMCR and a strong understanding and knowledge of FCA handbook. This is a brilliant opportunity for a compliance professional... 
South East England
5 days ago

CASS Reconciliations Analyst

£30k - £40k per annum

 ...have big plans to disrupt and become the dominant force in UK consumer credit using a data-led approach to everything we do. As the CASS Reconciliations Analyst you will take primary responsibility for carrying out all internal and external client money reconciliations... 
South East England
2 days ago

Assurance CASS Senior Manager

 ...services audit department works internationally to provide seamless, cross-border services to our clients. Clients will include: CASS 6/7 broker/dealers and subsidiaries of European banking Group CASS 5 insurance broker/intermediary and underwriters Job Purpose... 
South East England
2 days ago

Head of Oversight & Regulatory Change

 ...change within a business environment. Proficient understanding of LMSTL’s regulated products and services, and the applicable FCA rules (CASS, COBS, FEES, TC, SYSC, DISP, SUP ) and legislative requirements. Proficient knowledge of Client Assets, Custody, Dealing, and... 
South East England
16 days ago

ISA and Client Accounts Trainee Administrator (12 month FTC)

 ...processed to intraday deadlines. Processing and reconciliation of market and client FX positions. Reconciliation and maintenance of CASS related ledger/trade positions within daily set deadlines. Skills Required: Educated to minimum of A-level standard, with... 
South East England
6 days ago

Compliance Associate Prudential/Gabriel Reporting

£40k - £45k per annum

 ...compliance matters. Assisting with prudential reviews GABRIEL reporting Preparation and review of AIFMD Annex 4 returns Support CASS audits Assisting with authorisations Responding to ad-hoc and routine regulatory queries Developing training materials and... 
South East England
1 day ago

Compliance Manager / Compliance Officer

 ...; o Quarterly AIFMD regulatory reporting o Monthly AIFMD risk monitoring o Monthly CMAR Reporting and preparing for annual CASS audit o Monitoring major holdings daily and making disclosures if necessary o Reviewing presentations and factsheets before use... 
South East England
26 days ago

Compliance Technology Analyst

£35k - £45k per annum

 ...platforms that are part of our RegTech partnership programme. These include: o AI-based automated regulatory horizon scanning platform o CASS workflow solution o Employee Conflicts of Interest Platform o Market Abuse Surveillance System * Present and demonstrate... 
South East England
2 days ago

Head of Compliance - UK

£90k - £135k per annum

 ...within Financial Services, ideally within a Retail CFD Brokerage. Excellent understanding of FDC regulation, particularly COBS and CASS and associated legislation, such as FSMA and MiFID II. Previous holder of CF10 and CF11 and/or SMF 16/17. Compliance qualification... 
South East England
4 days ago

CASS Assurance Administrator

£24k - £30k per annum

 ...Role The newly created CASS Assurance role for an outstanding Asset Manager based in West Sussex, sits within the Operations Team. They will responsible for completing the day to day CASS key controls and working effectively with the business to ensure continuous improvement... 
Hampshire
12 days ago

Apprenticeship Assessor

£17 - £22 per hour

 ...the NHS mandatory / core curriculum including To apply for this role or to find out about other NHS HR Jobs, please contact Rebecca Cass or Lucy Hertzberg on or email your CV to Venn Group is an equal opportunities employment business and employment agency and... 
South East England
2 days ago

International Audit Senior

£40k - £48k per annum

 ...will include: Assisting in the planning, execution and finalisation of all areas of the audit assignment, including statutory and CASS audits, for manager or partner review Identifying risk matters and raising with a manager and/or partner, while exercising judgement... 
South East England
1 day ago

Deputy Head of Regulatory Compliance

£90k - £110k per annum

 ...authorities; PRA and FCA. Knowledge, Education and Experience: Thorough knowledge of regulatory compliance, including COBS, SYSC, CASS, MiFID and EMIR. Knowledge of financial crime legislation and sanctions regimes. Understanding of compliance and financial crime... 
South East England
20 days ago

Senior Operations Analyst, Global Markets

£50k - £60k per annum

 ...and trade lifecycles for products supported Must have in depth experience on Corporate Action events e.g. coupon payments, dividends, maturities across all products types Understanding of CASS rules and reporting Eclipse Broadridge Crest, Euroclear, DTC... 
South East England
2 days ago

IBA Manager

£45k - £60k per annum

 ...month end reports including: KPI reports, aged debt reports, client money reports Ensure timely collection & settlement of funds CASS reporting for Audit Ensure compliance with FCA guidelines Lead legacy project Improve existing processes What you'll need... 
South East England
4 days ago

Deputy Compliance Director

£80k - £100k per annum

 ...offers a tailored solution for the investment/wealth industry and their clients. Authorised and regulated by the FCA, and taking on all CASS responsibilities, their client portfolio has grown rapidly over the last two years, enjoying double digit growth. As a result, we are... 
South East England
27 days ago

UK Tax Reporting - Investment Management

£75k - £95k per annum

 ...internal and external auditors Implementing and maintaining a schedule of all client facing and regulatory reports Monitoring the CASS Governance Framework and Resolution Pack, ensuring these are kept fully up to date and comply with regulatory updates. Lead the... 
South East England
1 day ago

Audit Senior

£45k - £50k per annum

 ...Audit Senior Helping in the planning, execution, and finalisation of all areas of the audit assignment, including statutory and CASS audits. Acknowledge risk matters and raises with a manager/Partner while exercising judgement within agreed parameters. Regular engagement... 
South East England
2 days ago

CASS Project Coordinator (6 Month FTC)

£9.63 per hour

 ...Role Overview To support CBAMs CASS Oversight function and manage the implementation of Projects, change initiatives and process improvements within the Operations Teams. Key Responsibilities General ~ Provide support to CBAM with regard to adhoc project activity... 
West End, Hampshire
25 days ago

Internal Sales Support within Cargo Sales - Heathrow

£25k - £28k per annum

 ...Analysis of daily, weekly and monthly local trafficstatistics Compile and analyse industry statistics and market share data provided by CASS and share with SalesTeam Make appropriate pricing decisions without risking or diluting existingbusiness Review sales revenue and... 
Staines-upon-Thames, Surrey
7 days ago