Average salary: £64,189 /yearly
More stats£47k - £63k per annumEstimated
...and reviewing how, cross-cutting regulation impacts applies to investment research in collaboration with other HMT policy teams and the FCA
Leading on reforms to the secondary markets regulation that the UK has inherited from the EU (MiFID), including instructing legal...
Suggested
Part time
Overseas
Holiday work
Flexible hours
£51k - £68k per annumEstimated
...Good knowledge of corporation tax, income tax, VAT, PAYE, company secretarial procedures and applications.
Knowledge of how to prepare FCA financial regulatory returns required under the Investment Firms Prudential Regime (IFPR) regulation is required.
You’ll be able to...
Suggested
Permanent employment
£60k - £65k per annum
...enforcing organization standards.
To act as second/third level support with GT for support related issues.
To comply with all applicable FCA/PRA conduct rules. Compliance with all mandatory training as set by the Branch/Group.
Technical/Functional skills
- Proficient...
Suggested
Permanent employment
Work at office
Hybrid work
3 days week
...general IOO service with a focus on creating efficiency; improving controls; and mitigating operational risk.
Market Knowledge
FCA Principles
Knowledge of tradable instrument types – Bonds; Equities; FFX; Repos; Cash Instruments; Unit Trusts.
Knowledge of...
Suggested
Work at office
Offshore
Flexible hours
£64k - £84k per annumEstimated
...Poland and supported by a wider Centre of Excellence team based in India.
Candidates will require a strong technical understanding of FCA, PRA and European Rulebooks (including IFPRU, Solv2 and Branch requirements), an ability to manage complex requirements. A track record...
Suggested
Flexible hours
£51k - £68k per annumEstimated
...Knowledge of fund products and operating structures, investment strategies and asset classes
Solid knowledge and understanding of the FCA regulations for Funds and Depositary responsibilities
Previous relevant risk management or compliance experience
Efficient in MS...
Suggested
Work at office
Offshore
Flexible hours
£49k - £64k per annumEstimated
...a high profile function, providing financial information to the Prudential Regulation Authority (“PRA”), Financial Conduct Authority (“FCA”) and the Bank of England. This is a service-orientated business comprised of specialized individuals with knowledge and expertise in understanding...
Suggested
Permanent employment
Work at office
Flexible hours
£60k - £70k per annum
...reporting
Quarterly project and group accounts
Onboard new acquisitions
Preparation and modelling for quarterly valuations
FCA compliance reports
What you'll need to succeed
You will need to be a qualified accountant with investment / fund / real estate...
Suggested
Permanent employment
Full time
Temporary work
Hybrid work
£55k - £73k per annumEstimated
...we do is underpinned by quality. We deliver CASS audits which are trusted and transparent which can be relied upon by companies and the FCA .
You’ll be someone who is comfortable working proactively and managing your own tasks as well as confident collaborating with...
Suggested
Permanent employment
Overseas
£100k - £133k per annumEstimated
...Demonstrable knowledge of core financial markets regulations applicable to sales and trading activities; in particular MiFID II, MAR, and the FCA’s Conduct of Business rules.
Excellent data interrogation and analysis skills and a high degree of comfort working with large data...
Suggested
Flexible hours
£195k per annum
...The FCA ensures that financial markets work well for individuals, for businesses and for the economy. The FCA has core objectives to protect consumers, protect and enhance the market integrity of the UK financial system and promote competition. The FCA is currently on an exciting...
Suggested
Part time
3 days week
£45k - £58k per annumEstimated
...Extensive experience in a compliance role within a financial services firm, ideally a fund or asset manager.
Deep understanding of FCA regulatory requirements on investment businesses.
Able to interpret complex regulatory standards and turn them into policies, processes...
Suggested
Worldwide
Flexible hours
£150k - £250k per annum
...They are seeking to recruit a partner with expertise in regulatory enforcement proceedings involving a range of regulators including PRA, FCA and Ofgem and other third party investigations. You will also have experience in disciplinary matters such as those conducted by...
Suggested
£65k - £75k per annum
...Proactively seek to complete recommended technical and behavioural competencies training required for your role.
Act in accordance with the FCA/PRA Code of Conduct.
Fulfil all prescribed business continuity requirements as set out in the organisational or departmental...
Suggested
Permanent employment
Work at office
Night shift
3 days week
£40k - £55k per annum
...Compliance officer (Regulatory compliance/ FCA liaison specific experience) Compliance officer (Regulatory compliance/ FCA liaison specific experience) Remote
Part-time – 3 days per week.
Permanent
Fast growing Payment’s software company within the fitness/ sports...
Suggested
Permanent employment
Part time
Remote job
Work from home
Employment trial period
Holiday work
3 days week
£124k - £158k per annumEstimated
...activity
Attendance and reporting to relevant committees, boards, working groups and forums
Knowledge / Skills:
Knowledge of FCA client money rules
Prior experience of fund structures including UCITS, ETFs, AIFs
Exposure to cross-border regulatory frameworks...
Flexible hours
£56k - £73k per annumEstimated
...compliance activities such as: Review/maintain/draft compliance manual and policies; Implement compliance processes and procedures; Submit FCA filings, maintain compliance registers and compile compliance reports and reviews; Carry out AML/KYC reviews, and Financial Crime...
Permanent employment
Full time
Part time
Work at office
Hybrid work
£35k - £46k per annumEstimated
...and procedures;
Ability to make constructive and practical recommendations and improvements to processes and procedures;
Knowledge of FCA guidelines and principles;
Knowledge of money laundering prevention;
Computer literate with excellent keyboard skills;
Ability to...
Permanent employment
Temporary work
Fixed term contract
Work at office
£165k - £175k per annum
...senior Prudential Regulation hire working for a London based Bank in the City. Will have overall responsibility for reporting to the PRA, FCA and Bank of England. The role will also oversee management of the Banks balance sheet with regards to capital, funding, and liquidity....
Immediate start
£60k - £67.5k per annum
..., General Investment Accounts, investment bonds (onshore and offshore), and trusts, ensuring adherence to Financial Conduct Authority (FCA) regulations and internal standards.
Proactively engage with internal stakeholders to gather additional information and clarification...
Offshore
Hybrid work
£35k - £47k per annumEstimated
...Purpose of the role
Handle day to day financial operations of the Company, including payments and Accounting entries
Assist in Regular FCA reporting returns
Maintain rigorous control over expenses, daily payments and procurement activities
Assist in Daily and monthly...
Daily paid
Permanent employment
Hybrid work
Flexible hours
Kennedy Pearce Consulting
City of London, Greater London
3 days ago
£70k - £80k per annum
...external auditors and regulatory bodies, ensuring timely completion of audits and compliance with regulatory reporting requirements (e.g., FCA reporting)
Assist in the development of budgets, forecasts, and cash flows
Implement and enhance financial controls, processes,...
Hybrid work
£51k - £68k per annumEstimated
...preparation/review of year-end statutory accounts and audit
Preparation of regulatory reporting to international governing bodies (FCA, SEC etc.)
Prepare and assist with the regulatory filings including quarterly FCA filing and annual ICARA process
Monitor capital...
Flexible hours
£170k per annum
...Wharf
Fintech-Rec recruit on behalf of some of the most recognized brands within FX, FinTech and Payments.
Our client is an FCA Authorised Payment Institution helping UK corporates and individuals manage their currency needs and providing their international payment...
Full time
Contract work
Work at office
£86k - £115k per annumEstimated
...managing pay and benefits programmes and regional global mobility
Manage the learning & development offering, ensuring the company meets FCA requirements.
Develop and maintain meaningful talent management and succession planning initiatives and frameworks
Contribute to...
£29k - £39k per annumEstimated
...in early-stage arrears as well as short and long-term arrangements
* Ensuring compliance at all times with the requirements of the FCA guidance regarding debt Collections (including subsequent associated legislation)
* Manage customers who are resistant to agent contact...
Permanent employment
Contract work
Temporary work
Fixed term contract
Work at office
Work from home
Shift work
Working Monday to Friday
£22k - £29k per annumEstimated
...FIS company policies
• Exercise judgement and act with integrity, due care, skill and diligence and open and co-operative with the FCA, other regulators and exchanges
• Ensure full awareness of and adhere to internal policies that relate to the role or any relevant...
Full time
Internship
Work at office
Holiday work
...payable credits, aged debt, doubtful brokerage and other key KPI's required by the Client Money or Credit Control Committees.
Prepare FCA monthly, quarterly and annual reporting as and when required.
Experience required:
Must be from an insurance background - ideally...
Work at office
Hybrid work
Flexible hours
2 days week
3 days week
£43k - £58k per annumEstimated
...ensure the firm and its appointed representatives have appropriate systems and controls to maintain robust and pragmatic compliance with FCA rules and guidance.
The Compliance manager will be expected to bring a good base-level of regulatory compliance as well as strong...
Hybrid work
Flexible hours
£56k - £74k per annumEstimated
...candidate with skills and expertise including:
~5+ years Compliance experience within an insurer or broker (ideally Lloyds market)
~ FCA regulation and handbook proficiency
~ Conduct and consumer duty, product governance knowledge
The role reports to the Head of...
City centre
Hybrid work
Oliver James Associates Ltd.
City of London, Greater London
6 hours ago