Fca jobs in Co. West Midlands

What you will do in your working day Accounting Apprentice- AAT Level 3 Assisting in the day to day financial activities, such as data entry, month ends, balancing banks liaising with other team members and clients Basic Book-Keeping activities, such as working with...

 ...and report on Quality Assurance throughout the Speciality Division ensuring that processes are current, accurate and in accordance with FCA Regulations and the Speciality Division procedural standards. This role sits within the 1st Line of Defence and will help drive... 

 ...the Compliance Director, you will ensure that the business complies with the rules and requirements of the Financial Conduct Authority (FCA). This is a unique and varied role in which you will be exposed to many areas of the business. You will work with the Compliance... 

 ...Account Handler to take responsibility for delivery of customer satisfaction to agreed service standards and procedures, ensuring full FCA compliance in all aspects of insurance. Mid Term Adjustments, Broking, Renewals, Cross sales, Claims, Queries Premium financing arrangements... 

 ...show a strong F&I knowledge to aid the department. Selling finance, insurance products and additional products Working within a the FCA regulations and company guidelines Matching customers needs to the relevant finance sources. Business Manager / Transaction... 

 ...communicating accordingly Recommend actions for improvement Are you the right fit? Worked within a Compliance function in a banking (lending) environment Comfort in FCA-regulated environments Knowledge of FCA handbooks For full details please apply here.... 

 ...of high performing, collaborative, research based and responsible investing across the Investment team. LGPS Central Limited is an FCA regulated asset manager and manages the pooled assets of eight midlands-based Local Government Pension Scheme funds. LGPS Central is... 

 ...Accountant, my client is looking to onboard a driven professional contributing to the preparation of monthly management accounts and overseeing FCA reporting. Key Responsibilities for the Management Accountant • Journals, Accruals and Prepayments, Running and saving Management... 

 ...Directors have access to and receive professional compliance advice when required. Experience Required: Senior level Compliance experience within a Wealth/Investment business Previously holding SMF16 would be beneficial Direct experience liaising with the FCA... 

 ...Type: Permanent Ensure that work prepared by the team meets a high quality standard of service for clients Work towards becoming FCA regulated as a step towards becoming the lead advisor on risk transfer activity Develop internal and external networks Provide leadership... 

 ...integrity in all that we do Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA regulations You will ensure the dealerships is well presented, making sure the site’s stock is well managed, leaving a lasting... 

 ...please let us know by emailing us at ****@*****.*** What's next? Our team will be in touch. As a businessregulated by the FCA we would advise you to familiarise yourself with theconduct regulations and in particular consumer duty obligations prior to aninterview... 

 ...for the role but candidates with relevant financial, compliance and/or legal qualifications will be preferred Strong knowledge of the FCA handbooks High degree of integrity with high ethical standards Proficiency with Microsoft Office and the ability to adapt to new... 

 ...management experience, including oversight and leadership of junior staff. Knowledge of financial markets rules and regulations (PRA, ECB, FCA etc) Team-oriented with a strong sense of ownership and accountability and able to work under minimal supervision on individual... 

 ...with borrowing obligations; Regulatory Compliance : Lead compliance with external audits and tax regulations, oversee submission of FCA returns VAT returns, manage responsibilities under FCA’s Senior Managers Regime, ensure compliance with regulatory policies and... 

 ...unit(s) (e.g. Retail Finance /Banking/Vehicle Finance) function complies with all regulatory requirements, in particular those of the FCA and other regulatory bodies. Key Responsibilities Reporting : •Provide regular reports and management information to the Chief... 

 ...and finance packages Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA regulations Do you have what it takes to be an Evans Halshaw Associate? We’re looking for someone who is: A collaborative team player... 

 ...Liaise with Account Executives/Brokers and customers for outstanding premiums Work alongside the Group Auditors each year for the FCA audit in respect of Compliance and Client Money Build technical knowledge to achieve/maintain competence and maintain own training records... 

 ...as a guardian of our technological transformation, ensuring robust security measures in line with regulatory frameworks such as GDPR, FCA, and PRA. Familiarity with PCI-DSS, UK Financial Services regulatory requirements and ISO27001/2 or NIST Cyber security experience... 

Company Description LGPS Central (LGPSC) Ltd is the FCA-regulated asset manager for eight local authority pension funds across the Midlands. LGPSC is jointly owned on an equal shares basis by those Partner Fund, and it is responsible for managing almost £30bn of their assets...