Qualifications compliance officer jobs

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Compliance Officer

£50k - £60k per annum

 ...the Financial Services district in the City of London. They have international presence with a number of offices in the UK and Europe. Description The Compliance Officer will: Provide compliance advice, support and training where required Work with Group Compliance... 
London
5 days ago

Compliance Officer

£60k per annum

 ...truly generalist position within a small team, but there is a definite requirement to take on the enhancement and execution of the Compliance Monitoring Programme. Candidate must also have knowledge of the regulations that govern Investment Management firms, and be able to... 
London
26 days ago

Compliance Officer, Central Compliance

 ...clients around the world. PIMCO has over 2,800 employees in 17 offices globally. PIMCO is recognized as an innovator, industry thought...  ...communities. Position Description: Focus on executing the Compliance monitoring programme This includes a program of testing of... 
London
3 days ago

Junior Compliance Officer

£50k per annum

 ...role, which offers the opportunity to develop your career within compliance whilst applying and further advancing your fluency with new and...  ...Transaction Cost Analysis System and escalating issues to the Compliance Officer Maintaining Firm compliance timetable Liaising and... 
London
12 days ago

Compliance, Consumer Privacy Office, Associate, London

 ...MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory...  ...they need to reach their goals in and outside of the office. RESPONSIBILITIES AND QUALIFICATIONS The Consumer Privacy Office is part of the Consumer... 
London
1 day ago

Compliance Officer, Alternatives

 ...clients around the world. PIMCO has over 2,800 employees in 17 offices globally. PIMCO is recognized as an innovator, industry thought...  ...global communities. Position Description: Experienced Compliance Expert located in London and part of the EMEA Regulatory... 
London
3 days ago

Business Unit Compliance Officer

 ...Job title: Business Unit Compliance Officer – (sits within Wealth Onshore division) Location: Potters Bar Job type: Permanent...  ...Unit leadership teams and other governance functions. Qualifications Degree level qualification or recognised industry/professional... 
Potters Bar, Hertfordshire
a month ago

Compliance Officer

£40k - £45k per annum

 ...We have an excellent opportunity for an experienced Compliance Officer to join an established wealth management firm based in the Altrincham area. Salary up to £45,000 plus benefits, this package is flexible for the right person. Our client has a strong company ethos and... 
Altrincham, Greater Manchester
28 days ago

Senior Compliance Officer

 ...Responsibilities Conducting and co-ordinating risk-based monitoring reviews as part of the Compliance Monitoring Programme to assess regulatory requirements and internal policies; Assisting with regulatory inspections or enquiries and coordinating responses with... 
London
a month ago

Compliance Manager

The role of the Compliance Manager will be to directly work with the Compliance Lead to cover all areas affected by Regulatory Risk. In...  ...Excellent stakeholder management skills  Professional Qualifications preferred This is an excellent permanent opportunity for a... 
Edinburgh
5 days ago

Compliance Officer

 ...Calling all Compliance Officers!!!  Are you looking to work for a growing organisation, where the opportunity to progress is vast? Are you a committed and hard working individual? Then please read on................................ I am really excited to be exclusively... 
Colchester, Essex
3 days ago

Business Unit Risk & Compliance Officer

 ...Job title: Business Unit Risk & Compliance Officer – (sits within the Annuities division)   Location: Potters Bar Job type: Permanent...  ...leadership teams and other governance functions.   Qualifications Degree level qualification or recognised industry /... 
Potters Bar, Hertfordshire
a month ago

Compliance Assistant

 ...Executive Committee. To add new joiners to and maintain the Compliance online training platform. To prepare correspondence as required...  ...skills. Appropriate and relevant work experience in an office environment. Main competencies for this role: Team orientation... 
London
2 days ago

Compliance Officer

£31.07k - £32.65k per annum

 ...Compliance Officer – Housing Association – About The Client: Castlefield Recruitment are working with a Merseyside based housing association who are looking to appoint a permanent Compliance Officer. Compliance Officer – Housing Association – About The Role:... 
Liverpool
1 day ago

Compliance Officer

£25k per annum

 ...career in financial services with ongoing support for learning and development through professional qualifications. The successful applicant will be working closely with the Compliance Manager on specific activities and projects to support the smooth running of this professional... 
Preston, Lancashire
a month ago

Compliance Officer

£32k - £35k per annum

Compliance Officer Manchester Salary up to £35k A Compliance Officer is wanted for a rewarding opportunity with a well-regarded National firm in Manchester. This role will suit an experienced compliance officer with solid compliance experience within a law firm. Offering... 
Manchester
2 days ago

Training and Compliance Officer

£15k per annum

 ...We are searching for a Training & Compliance Support Officer to join our clients team to help and support their Group Compliance Manager. This role is all about Training & Development of the team along with carrying out compliance checks on the team of 24 people. Part... 
Ware, Hertfordshire
5 days ago

Compliance Officer

Compliance Officer Newcastle I am looking to speak with Compliance professionals for a role with a client of mine based in Newcastle. The role is an Analyst/Officer level and will be working at a fast growing FinTech working closely with the Head of Compliance.
Newcastle upon Tyne
26 days ago

Quality and Health & Safety Compliance Officer

£30k - £35k per annum

 ...arisen working for our client as a Quality and Health & Safety Compliance Officer. This role is initially for a six month fixed-term contract,...  .... The successful candidate will possess the following qualifications and attributes: Quality management systems Health... 
Redhill, Surrey
2 days ago

Compliance Officer - Bloomberg Indices & Benchmarks

Bloomberg's Legal and Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly...  ...to join the EMEA Compliance team in London as a Compliance Officer to support Bloomberg's Indices business that offers benchmarks and... 
London
2 days ago