Average salary: £34,924 /yearly
More stats£50k - £70k per annum
...Trade Surveillance Officer
City of London / Hybrid
Permanent
Up to £70,000
cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basis...
Suggested
Permanent employment
Full time
Hybrid work
Flexible hours
CER Financial
London
24 days ago
...Job Title: Market Trade Surveillance Officer - ETF Surveillance Location: London
Department: Risk Management
Reports To: Chief Risk Officer (CRO)
Company Overview:
A leading financial services firm focused on innovative investment solutions is seeking a Market...
Suggested
Relocation
...fund seeks a dynamic Sruveillance Analyst to join their team.
Key responsibilities will include:
Participate in monitoring and surveillance of electronic and voice communications, as well as trading activities
Support the maintenance and administration of the Firm’s...
Suggested
...dynamic Compliance Analyst to join their rapidly growing team.
Key responsibilities will include:
Participate in monitoring and surveillance of electronic and voice communications, as well as trading activities
Support the maintenance and administration of the Firm’s...
Suggested
...Market Surveillance – London, UK
"Global Futures and Options Ltd (GFO-X)”, a UK FCA-authorised and regulated MTF, is seeking individuals... ...oral communication skills.
This role is to be based at our offices in London and will report directly into the Head of Market...
Suggested
Local area
Flexible hours
...both the trading and post-trade environment. The Senior Analyst, Surveillance will be involved in supporting the firm’s approach to the... ...MI on surveillance activity to support the Senior Surveillance Officer in reporting to Boards and governance committees on the market...
Suggested
Permanent employment
Work at office
Holiday work
Shift work
...Job Title: GCOR Trade Surveillance – Strategy
Corporate Title: Vice President
Location: London
Company Overview:
At Bank... ...a difference. Join us!
Location Overview:
Our London office is based just a stone’s throw from the magnificent St. Paul’s Cathedral...
Suggested
Permanent employment
Full time
Work at office
Local area
Holiday work
Flexible hours
...in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening.
Role Description...
Suggested
Full time
Remote job
...Specialist Team within the Barts NHS Trust. The successful candidate will take the nursing lead in coordinating hepatocellular carcinoma surveillance. You will work closely with the multidisciplinary team to provide seamless care and support to this patient group....
Suggested
£45k - £61k per annumEstimated
Responsibilities:
# Perform pre-trade and post trade compliance monitoring to ensure the trades are in line with desk mandate restrictions guidelines.
# Work with CRO to maintain a compliance culture within the business.
# Evolving the framework of compliance monitoring...
Suggested
Flexible hours
Goodman Masson
London
3 days ago
£43k - £58k per annumEstimated
...London and the candidate will be involved with performing trade surveillance and monitoring of electronic communications in relation to... ...MI on surveillance activity to support the Senior Surveillance Officer in reporting to Boards and governance committees on the market...
Suggested
Permanent employment
Work at office
Holiday work
MarketAxess Holdings Inc.
London
2 days ago
...Ref: 36313
**TRADE SURVEILLANCE SPECIALIST REQUIRED**
I am looking for Senior level Trade Surveillance specialists, focused in one of the following: FX, Rates, Credit, Commodities, Mortgages, Equities, E-Trading.
Competitive Salary
Get in touch for more details and a...
Suggested
Permanent employment
...Responsibilities · Undertake Trade and Communications surveillance using the firm’s monitoring tools as directed by procedures, management and team protocols.
· Compile and issue relevant regulatory reporting obligations where required.
· With the London team and management...
Suggested
Local area
£91k - £125k per annumEstimated
...OUR IMPACT
Markets Surveillance Compliance (MSC) has primary responsibility for the development and execution of the firm's trade surveillance... ...ability to work effectively with colleagues in other regional offices
Excellent project management and organizational skills and...
Suggested
Full time
Flexible hours
Goldman Sachs
London
20 days ago
...the Business across multiple commodities and jurisdictions;
Engaging with exchanges, price reporting agencies and regulators on surveillance topics;
Delivering training on market conduct related matters and latest trends; and
Carrying out regulatory and internal investigations...
Suggested
£63k - £84k per annumEstimated
...career path with the following requirements:
Scope and Purpose
We are seeking a dynamic and experienced individual to lead our Surveillance and Controls Unit. In this role, you will be responsible for developing, implementing, and overseeing a robust monitoring and...
£48k - £63k per annumEstimated
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Tandemsearch
London
4 days ago
SENIOR AI SOFTWARE SURVEILLANCE-DATA ENGINEER: AEROSPACE AND DEFENSE
Bullisher is a data centric fintech Solution provider in the aerospace and defense industry for institutional level investors, looking to disrupt and revolutionise a $3 trillion dollar industry. We spearhead...
Shift work
£100k - £120k per annum
...Responsibilities
Work in partnership with Middle Office IT and stakeholders in compliance, Technology & front office to develop... ...Manage and communicate the IT strategy & vision for Trade Surveillance & Communications
Oversee multiple projects and deliverables...
Full time
Work at office
Flexible hours
twentyAI
London
15 days ago
£78k - £108k per annumEstimated
...that never stands still. Join us on our journey to #ForeverCaring as a Senior Director, Quality (Complaint Handling and Post Market Surveillance), and you won’t either. This is a key role within the Global Quality function, driving a high-performance culture and setting the...
Full time
Remote job
ConvaTec Inc.
London
2 days ago
...hassle-free digital payments experience.
Now growing the London office, they are in need of a Compliance Officer / Money Laundering... ...strategies to mitigate these risks.
~ Monitoring and Surveillance: Implementing monitoring programs to detect and prevent potential...
Work at office
...As an Intelligence Officer you could find yourself leading a team of highly motivated, bright and flexible men and women as part of a... ...employment, electronic warfare or air operations
Intelligence, Surveillance and Reconnaissance management
Targeting
Imagery...
Worldwide
Overseas
Flexible hours
...Our client is a global investment bank, who are seeking a compliance professional to take on a position in the firm’s markets surveillance function. Your responsibilities will include:
Assist in performing daily surveillance of trading to ensure compliance with relevant...
...our compliance team working directly with our Chief Compliance Officer (“CCO”) & Money Laundering Reporting Officer (“MLRO”) in a dynamic... ...declarations, conducting best execution reviews, or eComms surveillance
~ Ability to communicate effectively both in writing and orally...
Work at office
Flexible hours
...multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into... ...a hedge fund or investment manager
~ Strong understanding of surveillance and knowledge of various asset classes including fixed income,...
£13.15 per hour
...JOB TITLE: Security Officer
LOCATION: London Energy, N18 3AG, London
REPORTING TO: Contract Operations Manager / Site supervisors... ...Intelligent understanding of human behaviour, monitoring and surveillance of suspect individuals, logging, and reporting incidents in line...
Hourly pay
Full time
Contract work
Work at office
Immediate start
Shift work
Night shift
...issues.
Creating and delivering face-to-face market abuse training to the business as required.
Market abuse monitoring and surveillance experience within a financial services firm (brokerage firm is preferable).
Relevant experience in a trading, monitoring, or surveillance...
...automated emergency dispatch, and resource utilization follows department protocols.
To perform priority CCTV surveillance assignment in matters involving officer safety, in-progress crimes, unusual events, or public emergencies.
To evaluate directed patrol and...
Contract work
For contractors
For subcontractor
Work at office
Our client is a global investment bank, who are seeking a compliance professional to take on a position in the firm’s markets surveillance function.
Assist in performing daily surveillance of trading to ensure compliance with relevant regulations.
Play an important part...
..., a global fund manager are looking for a compliance associate/officer with a minimum of 5-6 years experience to join their London business... ...Keeping up to date on evolving regulatory themes
Trade surveillance and monitoring activities
If you have compliance experience...