Compliance Officer

An excellent opportunity for an experienced compliance professional to take ownership of the Compliance Officer function within a regulated financial services business. This role offers significant exposure to senior stakeholders, boards and regulators, with responsibility for ensuring robust compliance frameworks, managing regulatory risk and promoting a strong culture of governance and ethical conduct.

What You’ll Do

• Act as the designated Compliance Officer and primary point of contact for regulators.
• Develop and maintain risk-based compliance monitoring programmes.
• Conduct compliance reviews and present findings to senior management and boards.
• Provide practical advice on regulatory requirements, compliance risks and business impacts.
• Oversee AML, CFT, CPF, sanctions and wider business risk assessment processes.
• Manage regulatory enquiries, inspections and ongoing communications.
• Maintain and enhance compliance policies, procedures and governance frameworks.
• Deliver compliance training and support a strong compliance culture across the business.

What You’ll Need

• Significant experience within compliance and regulated financial services.
• Strong knowledge of AML, CFT, CPF, sanctions and regulatory compliance requirements.
• Experience designing and operating compliance monitoring programmes.
• Ability to provide pragmatic regulatory guidance to stakeholders at all levels.
• Excellent communication, analytical and stakeholder management skills.
• A relevant compliance qualification or equivalent industry experience.
• Experience engaging with regulators and operating in a designated compliance function would be highly advantageous.

Why Join?

• Take on a senior compliance position with genuine autonomy and influence.
• Work closely with boards, senior leadership teams and regulatory bodies.
• Play a key role in shaping compliance strategy and governance frameworks.
• Broad exposure to regulatory, risk and business operations across the organisation.
• Join a collaborative environment that values professionalism, integrity and continuous development.

More information about this role is available upon request – contact the team today for further details.