Average salary: £44,419 /yearly
More stats£37k - £50k per annumEstimated
Compliance Officer and Clerk to Governors
Part-time
This is a great opportunity to join LEH as a Compliance Officer and Clerk to Governors... ..., all staff will regularly interact with pupils who may seek assistance or otherwise interact with them whilst moving around the...
Suggested
Permanent employment
Part time
Term time
Flexible hours
£44k - £60k per annumEstimated
An asset & wealth manager I am working with are looking to hire a compliance assistant in London. The role will report to the Head of Compliance who is seasoned professional and someone that can develop/mould the incoming persons skills.
Desirable Experience/Skills;...
Suggested
£27k - £37k per annumEstimated
...our employees — and better outcomes for our clients and communities. We currently have an open position for a Graduate within our UK Compliance team. This role will provide you with valuable experience and an opportunity to develop expert knowledge as it relates to financial...
Suggested
Summer work
Hybrid work
£29k - £40k per annumEstimated
...Working Arrangement: Team members are expected to be in the office from Monday to Thursday each week. Flexibility is provided for... ...Description:
We are seeking a detail-oriented and proactive Compliance Assistant with a minimum of 2 years’ experience at a broker or insurer,...
Suggested
Work at office
Work from home
Monday to Thursday
£68k - £94k per annumEstimated
...growth capital. Act as ambassador for the Compliance Department, promoting its highly regarded... ...policies/procedures updates)
Assist with the execution of the Compliance Monitoring... ...Compliance System (currently My Compliance Office (“MCO”), including the coordination of compliance...
Suggested
Work at office
£50k per annum
...currently supporting a leading Wealth Manager looking to appoint a Compliance Officer. The role reports directly into the Head of Compliance and... ...complaints and internal incidents including final redress.
Assist with providing required information to the Finance Team as...
Suggested
Work at office
Holiday work
£58k - £80k per annumEstimated
...a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into... ...new funds, instruments, counterparties & business lines
~·Assist with International long/short daily filings·
~ Monitor regulatory...
Suggested
£45k - £50k per annum
...Compliance Officer – Bank
Our Client is looking to recruit a Compliance Officer with at least 3 years experience of working within Compliance... ...and addressed, closed to mitigate any potential risks.
Assist Head of Compliance with Compliance/Anti-Money Laundering advisory...
Suggested
Bank staff
£55k - £75k per annumEstimated
...Exchange and Dubai Gold and Commodity Exchange,
ROLE DESCRIPTION
The Compliance Analyst plays a vital role in supporting the compliance function within the firm. This position involves assisting in the development, implementation, and maintenance of compliance programs...
Suggested
£41k - £60k per annumEstimated
...of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES:
Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices.
Keep abreast of...
Suggested
Compliance Professionals
London
3 days ago
£36k - £50k per annumEstimated
...technological solutions with an increased focus on compliance. This role is a fantastic opportunity for... ...business in the UK, EU and Asia you’ll assist with the regulatory oversight and control... ...Amsterdam (under the AFM). Our Singapore office operates as an RMO under the MAS. The...
Suggested
Long term contract
Work at office
Local area
Holiday work
Shift work
£32k - £37k per annum
...about our impact here:
About the Role
We're looking for a Compliance Officer to ensure that ARK's operations and business transactions... ...recommendations for staff training and process improvements.
Assist Head of Corporate Services with internal audits, including...
Suggested
Permanent employment
Full time
Contract work
Local area
Remote job
Work from home
£38k - £52k per annumEstimated
...our platform. With 170+ people across 4 offices in Italy and the UK, we're supported and... ...exciting opportunity for an experienced compliance officer, looking to progress to the next... ...risks to which the firm is exposed;
Assisting the business by providing advice, answering...
Suggested
Flexible hours
...overview
The jobholder will work as part of the overall EMEA Compliance team to provide compliance advice to the Global Markets... ...position will involve:
Provide day to day regulatory advice, assisting and resolving compliance and regulatory issues arising from GM...
Suggested
Long term contract
Nomura Holdings, Inc.
London
6 hours agonew
£41k - £56k per annumEstimated
...Earth and in Space.
Who You Are:
Placed under the supervision of the Group Chief Compliance Officer, who reports directly to the General Secretary, the compliance officer will assist in tasks, demonstrating autonomy, rigor, initiative and responsiveness. You will work...
Suggested
Work at office
Remote job
£48k - £66k per annumEstimated
...every part of the wealth management cycle.
The role
The Compliance Officer position will hold a senior post supporting all Group and... ...particular focus on FCA, FOS and FSCS developments as well as assisting in reviewing and tracking relevant FCA consultations and other...
£46k - £63k per annumEstimated
...initiatives, employee development programs and view our annual DE&I Report at moodys.com/diversity
The Compliance Officer will work in an evolving regulatory environment and will assist the Compliance Department, in particular the EMEA Compliance team in developing, implementing...
Local area
Flexible hours
£49k - £68k per annumEstimated
...Join us as a Compliance Officer , with a focus on sanctions and financial crime. Reporting directly to our CCO, this is a fantastic opportunity... ...to Talbot Underwriting Ltd and related group entities, and assist the CCO in the successful delivery of the Annual Compliance Plan...
Hourly pay
Relocation
Overseas
Flexible hours
£48k - £66k per annumEstimated
...About the Job
The Compliance Officer will form part of MS Amlin Underwriting Limited's (MS AUL) Compliance function. The role holder will... ...policy management system, G&H and conflicts of interest logs.
Assisting with reporting to the Risk & Solvency Committee, including...
Local area
Worldwide
Flexible hours
£52k - £72k per annumEstimated
...Compliance Officer
An exciting opportunity has arisen to join a boutique trading house that are looking for someone to join their compliance... ...reports for senior management on above compliance activities.
Assist or lead on drafting policy and procedures to address...
