£65k per annum
...CASS Oversight Manager up to £65000 + Bonus + Benefits
London – Hybrid
THE COMPANY
They are a leading Investment Manager who are looking to add a new member to there team due to expansion .
Aim and purpose of the role:
• Support upholding the firm’s CASS...
Suggested
Work at office
Hybrid work
Flexible hours
2 days week
3 days week
£55k per annum
...CASS & Operations Oversight Senior Analyst
Are you ready to take on a pivotal role in ensuring operational excellence and regulatory compliance... ...dynamic financial services industry? My client, a leading Fund Manager, are seeking a talented CASS & Operations Oversight Senior...
Suggested
Permanent employment
£57k - £78k per annumEstimated
...relating to Client Money and Assets and become the appointed CASS Oversight Officer and responding to requests from FCA and auditors... ...financial services firm, including knowledge of trade flows and the management of control processes
~ Excellent awareness of regulatory risk...
Suggested
Full time
Remote job
Michael Page
London
25 days ago
...finance professional with client money experience to manage day-to-day client money responsibilities with oversight from the Financial Controller and Head of... ...the business including the Client Asset Sourcebook ("CASS") Resolution Pack and the Client Money & Assets ("CMAR...
Suggested
...lasting working relationships with their people.
Our specialist CASS team sits within our Financial Services team which is one of JC'... ...and securing new work, with the support of the wider senior management team and Business Development team
Building effective working...
Suggested
Permanent employment
Work at office
Local area
Hybrid work
Flexible hours
£60k - £80k per annumEstimated
...Audit Manager - CASS - Financial Services
Ideas | People | Trust
We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world.
We work with the companies that are Britain...
Suggested
Permanent employment
Full time
Overseas
£35k per annum
...career in financial services with a focus on CASS requirements and Platform businesses in an... ...and monitor processes to support the oversight of daily cash and asset flows relating to... ...operations processes.
Reporting to the CASS manager, you will be responsible for ensuring...
Suggested
Part time
Work at office
Holiday work
Flexible hours
...Join us as an eTrading Oversight Manager
This key role will see you delivering second line of defence oversight (2LOD) of algorithmic and electronic trading activities
We'll look to you to provide expertise, insightful analysis and risk opinions to the business and...
Suggested
...We are working with a successful Investment Management firm who are looking for an Investment Oversight Manager to join the business.
The Investment Oversight Manager has a high level of autonomy over BAU processes and is responsible for driving change and continual improvement...
Suggested
...W&A is partnering with a mid-tier accountancy practice to help source a CASS Audit Manager or Senior Manager.
Due to continued success and growth, our client is looking for a CASS specialist who will be responsible for delivering the effective completion of CASS Audits...
Suggested
Work at office
2 days week
...clients customers and business. This Compliance Manager role will be a subject matter expert in... ...across the business
Provide compliance oversight of investing products and processes... ...funds, and an understanding of MiFID and CASS rules
University educated with at least...
Suggested
...the rest of the business. This Compliance Manager role will be a subject matter expert in investments... ...across the business
Provide compliance oversight of investing products and processes... ...funds, and an understanding of MiFID and CASS rules
University educated with at least...
Suggested
Work at office
Home office
Hybrid work
Holiday work
...BlackRock
BlackRock is a pre-eminent asset management firm and a best-in-class provider of... ...will include the below key activities:
Oversight of our third party transfer agents setup... ...payments are processed in accordance with CASS client money regulations.
Co-ordinate...
Suggested
Apprenticeship
Work at office
Worldwide
Hybrid work
Flexible hours
1 day week
...Model Risk Oversight Manager - 12 month FTC
At Yorkshire Building Society we pride ourselves on being a mutual organisation that helps people achieve their real life goals we call it providing Real Help with Real Life. We have ambitious plans to achieve this, and are looking...
Suggested
Fixed term contract
Work at office
Holiday work
Flexible hours
£140k per annum
...Senior Risk and Oversight Manager - £140K DOE - Hybrid / London - FTC
I am currently looking for an experienced Senior Risk Manager to join an exciting wealth management company who are well recognised within the industry.
The ideal candidate should have a comprehensive...
Suggested
Fixed term contract
Remote job
Hybrid work
£43k - £59k per annumEstimated
...Global Asset Safety Oversight – Control Manager
Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers... ...and provide guidance on project management.
Manage the CASS Operations performed in relation to the CMAR, Asset...
Hybrid work
Flexible hours
Pershing LLC
Manchester
1 day ago
...working.
At the same time we are investing in the Operational Risk Oversight team in the second line of defence. We are increasing the... ...them. This requires skills to understand the risks and controls of managing and changing systems which includes knowing about technologies...
Hourly pay
Part time
Work at office
Work from home
Hybrid work
Holiday work
2 days week
£58k - £77k per annumEstimated
...Solutions is a team that has been established within Macquarie Asset Management with the initial remit of establishing a Bermudian asset... ...within the Outsourced Chief Investment Officer team, acting in an oversight/growth capacity for InEvo as well as supporting the development...
Permanent employment
Full time
Macquarie Group Limited (UK)
London
1 day ago
...At the same time, we are investing in the Operational Risk Oversight team in the second line of defence. We are increasing the capacity... ...through to oversight of ongoing compliance and operational risk management.
providing independent assessment of risk and controls to ensure...
Hourly pay
Part time
Work at office
Work from home
Hybrid work
Holiday work
Flexible hours
2 days week
£38k - £52k per annumEstimated
...Position: CASS Operations Associate
Our client
An award-winning investment solutions... ...the comprehensive set of controls. This oversight function contributes across all aspects... ...Excel.
- Organised with effective time management skills and the ability to prioritise tasks...
Work at office
Remote job
Employment trial period
Holiday work
Pertemps
Bristol
12 hours agonew
£61k - £79k per annumEstimated
Fixed Term Contract Duration - 6 Months
What the Hiring Manager says
This is an important interim role, working closely with the Head of Competence and Oversight, Advice, and the leadership team within the Private Client Advisor (QPCA) business. and across...
Full time
Contract work
Temporary work
Fixed term contract
Interim role
Holiday work
Flexible hours
Quilter
London
25 days ago
...CASS Financial Services Assistant Audit Manager More than you expected
Grant Thornton UK LLP is part of a global network of independent audit, tax and advisory firms, made up of some 58,000 people in over 135 countries. We're a team of independent thinkers who put quality...
Work at office
Local area
Hybrid work
Flexible hours
£29k - £39k per annumEstimated
...constantly evolving & transforming, and we now have an exciting and rewarding opportunity for an ambitious Appointed Representative Oversight Manager to be instrumental in ensuring that the Appointed Representatives of Frasers Group companies are effectively onboarded and...
Full time
Flexible hours
£33k - £45k per annumEstimated
...We're now looking to recruit a CASS Audit Lead! Reporting tothe CASS Manager, the CASS Audit Lead will be responsible for leading and coordinating external CASS audits. This includes ensuring audits are delivered in accordance with the audit plan, coordinating audit activities...
Casual work
Work at office
AJ Bell Management Limited
Manchester
11 hours agonew
£57k - £76k per annumEstimated
...our website for more information.
About the Embedded Banking Oversight Function
Under ClearBank’s Embedded Banking model, a firm is... ...Fast 50.
What you'll do
As an Embedded Banking Oversight Manager, you will co-ordinate completion of a detailed and comprehensive...
Permanent employment
Full time
For subcontractor
Flexible hours
£58k - £79k per annumEstimated
Job Description:
We have an exciting role for a CASS Operations Oversight Senior Analyst to join a leading financial services firm in London. You... ...Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider...
Permanent employment
Work at office
£58k - £78k per annumEstimated
...Audit Assistant Manager - Financial Services Audit page is loaded Audit Assistant Manager - Financial Services Audit
Apply locations... ...Capital Markets
Banking and Alternative Finance
Insurance
CASS
We have office locations in London, Bristol, Edinburgh and Glasgow...
Permanent employment
Full time
Work at office
Worldwide
Overseas
Flexible hours
BDO LLP
United Kingdom
3 days ago
The Role: Fund Operations Manager - Distribution Oversight
The Company: Global Alternatives Investment Manager - City of London
Globally Renowned Alternatives Manager continues to see growth in its UCITs and ELTIF platform is looking to take on an experience Fund Operations...
£70k per annum
...Job Title: Model Risk Oversight Manager Salary: £70,000 per annum
Working Model: Hybrid working
Contract Length: 12-month FTC, with the possibility of becoming permanent
Location: Leeds
Act as a subject matter expert on all model risk thematic reviews to support...
Permanent employment
Contract work
Fixed term contract
Hybrid work
...Bruin are proud to partner with a well known Financial Services brand based in Glasgow in their search for a CASS and reconciliations specialist to join their existing team.
This is a fantastic opportunity for someone who already has their grounding in Financial Services...
Home office
Hybrid work