Cass jobs in Dundee

3 vacancies

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CASS Analyst

Embark Group
 ...and improving on the service we give to our clients. Key to success will be your ability to apply your knowledge and understanding of CASS rules to our business, as well as build and implement client money control frameworks across all of our platforms. You will have a desire... 
Dundee
5 days ago

Oversight Administrator

Embark Group
 ...oversee operational processes carried out by both outsourced suppliers of these plat-forms to ensure EISL remains fully compliant with CASS; COBS rules and TCF principles. You will have oversight of our third-party suppliers to ensure our customers (Clients and Advisors) can... 
Dundee
more than 2 months ago

Oversight Manager

Embark Group
 ...established role working as a member of the senior leadership team playing a pivotal part in developing and establishing the Platform and CASS oversight function to ensure we comply with FCA regulations. Managing the oversight team, you will provide first line of defense by... 
Dundee
more than 2 months ago