Cisi jobs in London

105 vacancies

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Trainee Broker - City of London

£24k - £60k per annum

 ...September they are on an expansion of talent acquisition and looking for the best and brightest that London has to offer to go through their CISI level 4 exams that are paid for by the company as well as aggressive career progression towards a more wealth management role. We... 

New London HR

London
1 day ago

Vice President, Regulatory Consulting

 ...relationships Client facing, solutions focused, individual Experienced in Microsoft office, specifically PowerPoint, Word and Excel CISI qualifications would be desirable Minimum degree from a top 30 ranked university in a related degree such as economics, business... 

Duff and Phelps

London
18 days ago

Private Banking Assistant

 ...quality of service. Minimum profile requirements • 5+ years of experience in a previously relevant role. • Minimum qualification CISI Level 4. • Degree educated in a related field or comparable work experience. • Ability to work under pressure while maintaining... 

Banque Havilland SA

London
14 days ago

Compliance Analyst

 ...multiple business priorities at any one time Knowledge of clearinghouse operations and applicable regulatory standards is a plus CISI certification is advantageous Knowledge and experience in building End User Developed Applications (including in Microsoft Excel,... 

Intercontinental Exchange, Inc.

London
1 day ago

Assistant Relationship Manager

 ...general office administration and Microsoft Office is preferable Qualifications ~ An industry relevant examination (such as to CISI IAD level) is highly desirable. Support is provided by 7IM for those who are already part-qualified to complete the qualification... 

Seven Investment Management LLP

London
1 day ago

Regulatory Compliance Analyst

 ...written communication skills Strong IT literacy skills Capable of managing and assisting with multiple business priorities at any one time Desirable Knowledge of clearinghouse operations and applicable regulations CISI certification is advantageous... 

Selby Jennings

London
8 days ago

Chief Compliance Officer and Money Laundering Reporting Officer

£70k - £80k per annum

 ...process and analytical skills. Experience with FCA regulatory liaison. High levels of energy and creativity, an entrepreneurial spirit, and the desire to work in a growing and changing environment. OPTIONAL Associated qualifications e.g., CISI / ACAMS... 

Alpha Capital Compliance Limited

London
12 days ago

Compliance Analyst

£30k - £35k per annum

 ...boarding. KNOWLEDGE, EXPERIENCE & QUALIFICATIONS KEY COMPETENCIES * University degree essential (Degree in Law is desirable) * CISI qualifications * Thorough understanding of the front to back hedge fund trade operations, groups involved, and how decisions impact... 

HR GO Recruitment

London
5 days ago

Investment Management Administrator - Investment Management

£35k per annum

 ...Investment Management Administration Strong Investments and Pensions knowledge Strong knowledge of Microsoft Office Suite CISI IAD or willingness to study Excellent interpersonal skills; able to listen and converse well on all levels and highly organised.... 

Jigsaw Search

London
7 days ago

Senior Administrator - Platform Operations

 ...Senior Operations Manager to identify development needs for the team and deliver coaching as required. Requirements: - Achieved the CISI Investment Operations Certificate (“IOC”) or similar qualification - At least 3 years direct operational platform experience. -... 

Logan Sinclair

London
8 days ago

Client Services Associate

 ...Enthusiasm to learn with outgoing personality Intermediate Microsoft Excel skills Attention to detail Interest in studying CISI or other financial services qualification Flexible and willingness to travel to shareholder meetings (primarily in London however occasional... 

LINK GROUP

London
1 day ago

IFA Administrator

 ..., commitment, and clarity. In short, we help our clients plan for the life they want to live. As a Chartered (CII) and Accredited (CISI) firm, we are leaders in our profession; we continually demonstrate our ability to provide advice and service of the highest standard.... 

Gem & Co Financial Services

London
27 days ago

Compliance Generalist

 ...Sanctions, Chinese walls, Gifts & Entertainment, Bribery & Corruption,  Updating Compliance Records (Gifts & Entertainment, CISI Membership, CCD Client list) Assisting in preparation of Management Information Helping out with Power Point presentations... 

Black Swan Group

London
8 days ago

Asset and Liability Management

 ...procedures This role falls under the category of an approved or certified person role and as such will require the holder to pass the CISI UK Financial Regulations examination. Key Competencies & Qualifications Finance or numerate Degree is desirable... 

VTB Capital

London
5 days ago

Assistant Relationship Manager

£35k - £40k per annum

 ...Assist RMs with annual client CGT / ISA tax tasks. QUALIFICATIONS: ~ An industry relevant examination (such as to Level 4 CISI IAD level) is highly desirable. Support is provided by 7IM for those who are already part-qualified to complete the qualification.... 

MB Fitzgerald

London
3 days ago

Graduate Finance

£25.5k - £30k per annum

 ...opportunity to learn from the best in the industry. Qualifications During the training scheme, you will study towards a professional CISI (Chartered Institute for Securities & Investment) qualification in investment. All the locations available offer excellent social... 

Buchanan Search

London
4 days ago

Investment Manager

 ...you an Investment Manager or Stockbroker with at least 5 years of experience? The successful candidate will be qualified to at least CISI Level 4 standard, with a client base of Execution Only, Advisory and Discretionary accounts. The opportunity suits an individual who... 

DG Partnership Ltd

London
1 day ago

Investment Manager

£35k - £45k per annum

 ...the ability to work well within a team. The role requires an appropriate RDR compliant qualification relating to securities such as the CISI level 4 Investment Advice Diploma or equivalent. Benefits In return, we offer a competitive reward packaged including 25 days... 

New London HR

London
11 days ago

Trainee Stockbroker- Entry Level- Remote Working Opportunities Available

£25k - £35k per annum

 ...experience is required, the right candidate must have a professional approach, be well presented, with good communication as well as be CISI or equivalent qualified or if unqualified be open to completing the CISI certification upon commencement as certification is required... 
Remote job

Graham Reed

London
4 days ago

Head of Compliance

 ...institution, bank, fin-tech or other financial regulatory business - Relevant professional development compliance qualifications from ICA, CISI or other professional development body - Strong understanding of payments including acquiring and gateway - Proven management... 

SimX Ltd

London
3 days ago