Compliance associate jobs

59,853 vacancies

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Regulatory Compliance Analyst

£35k - £38k per annum

 ...A Financial Services firm are looking for a Regulatory Compliance Analyst to join their team in London. The successful candidate will be supporting the development and execution of Compliance-related governance, internal controls frameworks, standards and methodologies.... 
4 days ago

Senior Compliance Associate

£70k - £90k per annum

 ...We are recruiting for a leading Institutional Investment Management firm looking for a Senior Compliance Associate to join their team. This role will develop into a Deputy Head of Compliance position for the right individual. Alongside a stable career background (ideally... 
8 days ago

Compliance Associate

£200 per day

 ...Compliance Associate- 3 Months + - £200 Per Day A growing Private Equity firm is looking for a interim compliance professional to join their team. This is a generalist compliance role with a wide variety of compliance responsibility, reporting directly to the head... 
15 days ago

Associate - Complaints

Department Description Driven by our values of Integrity, Innovation and Excellence; Fidelity's client-focused vision is "to deliver innovative client solutions for a better future". The Client Engagement team supports Fidelity's retail and workplace investing business...
Tadworth, Surrey
4 days ago

Portfolio Compliance Disclosures Team, Associate

 ...Description About this role Portfolio Compliance | Disclosures Team | Associate About BlackRock Elevate your career by joining the world's largest asset manager! Thrive in an environment that fosters positive relationships and recognizes outstanding performance... 
3 days ago

Compliance Specialist

£25.68 per hour

CK Group are recruiting for a Compliance Specialist to join a company in the Pharmaceutical industry at their site based in High Wycombe on a contract basis for 12 months. Salary: Up to £25.68 per hour depending upon experience Healthcare Compliance Specialist Role:... 
19 days ago

Safety and Compliance Manger

GOOSE Recruitment is delighted to be assisting a reputable Helicopter Operator in their efforts to secure a Safety and Compliance Manager on a permanent bases located in the UK. The successful candidate will have Knowledge of: Standards and UK National requirements and... 
13 days ago

Compliance Manager, EMEA

 ...regulation and the impact on the business, The on-going assessment of the compliance framework of policies and procedures The provision of regulatory advice and regulatory training to associates as necessary Experience of working within a Compliance function in an... 
29 days ago

Senior Compliance Officer

 ...and co-ordinating risk-based monitoring reviews as part of the Compliance Monitoring Programme to assess regulatory requirements and internal...  ...KYC and AML reviews periodically per all clients, vendors and associated persons; Managing client and dealer on-boarding and... 
6 days ago

Compliance Associate (Asset Management)

£50k - £62k per annum

 ...Maldon Partners are recruiting a Compliance Associate on a permanent basis for a leading Boutique Asset Manager based in London. The award-winning European firm focuses on Fixed Income and has c£20bn AUM. This is a newly created role reporting directly to the Chief Compliance... 
20 days ago

Alternatives Tax Compliance Associate

 ...comprises 26 staff in total and is headed up by a Managing Director based in New York. Role description This is an in-house tax compliance role and is responsible for assisting in seeing to completion European Alternatives tax processes across multiple business groups... 
3 days ago

Compliance Monitoring Officer and annuities propositions, and providing collective fund solutions to third party customers. Job Purpose We now need a Compliance Monitoring Officer to support the transformation and the future growth of the business within the Risk & Compliance function. The... 
Potters Bar, Hertfordshire
14 days ago

Compliance Assistant (12 Month FTC)

£40k - £45k per annum

 ...investment bank. Description Liaise with business to collate data for annual Fraud Risk Assessment Support the Head of Compliance in individual branch risk assessments Perform sanctions checks, monitoring and reviewing output and taking appropriate action... 
8 days ago

Compliance Assistant

£25k - £28k per annum

 ...resolution and litigation. The Job: On behalf of our client we are searching for a Compliance Analyst, to join them in their conflicts team. Within this team they deal with all tasks associated with taking on new clients and matters, such as conflict checking, client due... 
8 days ago

Compliance BA

 ...EMEA Compliance has established its own transformation programme ("the programme") and governance framework, sponsored by the EMEA Chief Compliance Officer and managed by the Chief Operating Office. The programme consists of approximately 10 projects, each with specific objectives... 
15 days ago

Senior Risk & Investment Compliance Specialist

 ...Responsibilities: Providing full risk and investment compliance oversight eg. assessment and development of operational and market...  ...the exposure to and understanding of the cross-risk markets and associated investment/trading risks, building relevant processes as and... 
7 days ago

Compliance Monitoring and Testing

£30k - £80k per annum

 ...Responsibilities: Support of the monitoring and testing program Input into the development and maintenance of the Compliance testing reviews methodology and associated procedures Maintenance of the UK Compliance annual and multi-year testing plan Creation, maintenance... 
4 days ago

InvesTech Associate

 ...with those of our clients. POSITION We are seeking individuals to join our Investment Services & Technology (InvesTech) Associate Programme. The programme is an exciting pathway into our firm for those who are interested in the variety of career opportunities... 
4 days ago