Average salary: £43,047 /yearly
More statsHead of COBS & Mass Affluent Compliance, CCOR
We support agile working
Click here for more information on agile working options. Agile... ...and other governing bodies.
Ensure risks are measured, monitored, controlled, and reported on a timely basis and consistently across...
Suggested
Hybrid work
£32k - £43k per annumEstimated
Job Title: Compliance Technician
Leeds Factory
the purpose of the role is to provide confidence to the leeds sourcing unit leadership... ...the flammable and environmental hazards on site.
Carry out monitoring and measurement activities
Collate and review data to...
Suggested
Full time
Work at office
Work visa
Hybrid work
Flexible hours
£47k - £64k per annumEstimated
...Rev & Regs are recruiting for a Compliance Monitoring Associate role on behalf of a well-established Fintech company, based in London.
Responsibilities
Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan
Identify any...
Suggested
Immediate start
Flexible hours
£37k - £49k per annumEstimated
...We are seeking an experienced Compliance Professional to join our Non-Financial Risk team at Ford Credit, the financial services arm of the business. The successful candidate will support the Head of Compliance in delivering assurance over the Bank's regulatory risks including...
Suggested
£41k - £55k per annumEstimated
...asset manager with circa $15 billion AUM who are looking hire a Compliance Analyst due to the continued growth of the firm.
In this... ...Team to collate information & documentation for the Compliance Monitoring Programme
Assist in implementing regulatory change
Assist...
Suggested
£46k - £62k per annumEstimated
Compliance Analyst: Supporting Effective Risk Management
Are you a detail-oriented individual with a passion for ensuring regulations... ...daily compliance tasks and administrative duties.
Proactively monitoring and clearing due diligence alerts.
Staying current on...
Suggested
Fixed term contract
...It’s the local expertise of our employees that makes our global network so powerful. The Compliance function is an independent function that identifies, assesses, advises on and monitors compliance risk - that is the risk of regulatory sanctions as a result of failure to...
Suggested
Part time
Work at office
Local area
Work from home
Work visa
Hybrid work
Flexible hours
£65k - £75k per annum
...compliant with current, applicable; International Standards (9001, 14001, 22301, 27001), Health and Safety legislation; You will manage the compliance department to:
Maintain Registers of Legislation, particularly Environmental, Data Protection, and Health & Safety
Audit...
Suggested
Contract work
£35k - £47k per annumEstimated
...Compliance & Monitoring Officer needed in Enfield, £17.54phPAYE – Reference: RQ1251414
The provision of good quality, secure, private housing solutions for Enfield residents is a key priority in the Good Growth Housing Strategy. The Private Housing Team’s role is to be the...
Suggested
Full time
Temporary work
For contractors
Local area
Hybrid work
Flexible hours
£32k - £44k per annumEstimated
...Location: West Malling, Kent, United Kingdom Looking for your next Compliance Monitoring role? Want to work as part of a sociable and supportive team? Are you confident working to your own initiative? If you’ve answered yes, then you could be the right person to join our...
Suggested
Permanent employment
Full time
Contract work
Work at office
Hybrid work
2 days week
£50k - £67k per annumEstimated
...Job Title: Compliance Monitoring Manager
Responsibilities:
Establishing and managing a Compliance Monitoring Programme covering all areas of contracted maintenance support.
Ensuring effectiveness of the Compliance Monitoring System and addressing any follow-up actions...
Suggested
For contractors
Work at office
...successful Investment Management firm who are looking for a Head of Compliance (SMF16/17) to report directly into the board. The role holder... ...cause analysis on complaints;
Maintaining a record of and monitoring breaches, errors and incidents;
Reporting material and...
Suggested
...management any difficulties with meeting these timelines.
• Monitors progress on study activities against agreed upon milestones and... ...recruitment and employment of its employees. The Company is committed to compliance with the Americans with Disabilities Act, including the...
Suggested
Contract work
Work from home
Easy work
£55k - £70k per annum
Interim Compliance Generalist - (Buy side experience)
Job Description Robert Half isrecruiting for a Generalist Compliance Officer to join... ...the Compliance department in implementing theCompliance Monitoring plan and performing monitoring in various areasincluding best execution...
Suggested
Fixed term contract
Interim role
Work at office
Immediate start
£46k - £62k per annumEstimated
...COMPANY: Our client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES:
Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan
Identify any...
Suggested
Flexible hours
£36k - £49k per annumEstimated
...Compliance Monitoring Officer role available with a consultancy business that has a range of clients across the financial services market predominantly within wealth management dealing with IFA clients.
You will be conducting file reviews and providing feedback...
Work at office
Immediate start
Hybrid work
Holiday work
Flexible hours
£40k - £54k per annumEstimated
...Compliance Monitoring Manager
In the role of Compliance Monitoring Manager you’ll join our Compliance department's leadership team and play a key role in the development and management of Compliance Associates, whilst driving improvements in the design and delivery of compliance...
Full time
Work at office
Holiday work
Flexible hours
£50k - £65k per annum
...yourself London Permanent £50,000 - £65,000 per year
Growing Compliance team
International Wealth Management firm
About Our... ...firm who are based in London
Job Description
The Compliance Monitoring Analyst who will be based in London will be responsible for:...
Permanent employment
Work at office
Flexible hours
...your mark on the industry. We are looking for an experienced AVP, Compliance Advisory candidate for our FAB office in London, United Kingdom... ...compliance matters to the Head of Compliance (UK). Manage and monitor compliance requirements in the UK and assist the business in achieving...
Work at office
Local area
£150k - £185k per annum
Head of Compliance General Insurance
Location: London - Hybrid (3 days in the office, 2 days WFH)
You’ll be responsible for the ongoing... ...ownership for the planning and execution of the Compliance Monitoring Plan.
In addition, you’ll undertake horizon scanning of the...
Work at office
Hybrid work
Head of Compliance
An exciting opportunity as the Head of Compliance has come to market within a prestigious Legal 500 firm situated in London. In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory standards. Reporting...
£54k - £73k per annumEstimated
...deliver only the best, so we are always in search of the best people to join our ever-growing talent team.
We are seeking a Compliance Monitoring Analyst to join our Group Compliance team. The successful candidate will be responsible for ensuring that our firm complies...
Work at office
Employment trial period
Hybrid work
3 days week
...venture-backed by Bain Capital and Altai Ventures.
The Head of Compliance will play a critical role in ensuring the company's adherence to... ...UK Claims, implementing best practices to ensure consistency
Monitor the existing UK Claims operational control structure and make...
Remote job
...and this number is only expected to get bigger!
As a Head of Compliance (UK) & UK MLRO , responsible for leading the Compliance/AML function... ...to effectively implement the compliance framework and monitoring program in line with global requirements and industry best practices...
Home office
Flexible hours
£80k per annum
SOx compliance Manager London- Hybrid (2 days/week in the office)
£80,000+Bonus+Benefits
My client, a global manufacturing firm, is... ...growing function.
The purpose of the role is to define, assess, monitor, and report on compliance with IT & OT control requirements and...
Work at office
Immediate start
Hybrid work
2 days week
£46k - £63k per annumEstimated
...Compliance Monitoring Manager
Meraki Talent Royal Tunbridge Wells, United Kingdom Compliance Monitoring Manager
Meraki Talent Royal Tunbridge Wells, United Kingdom Posted 9 hours ago Permanent Permanent Meraki Talent are currently working with an Investment Management...
Permanent employment
Hybrid work
Flexible hours
...impact on millions of people around the globe. maintains full compliance with applicable laws and regulations in addition to anticipation... ...procedures,
Directing the Annual Compliance Policy, Plan and Monitoring Program.
In conjunction with the compliance manager, provide...
Work at office
Local area
Worldwide
Hybrid work
Flexible hours
£46k - £62k per annumEstimated
...obligations are met and internal operations coincide with our compliance framework for our UK EMI and overseas firms.
What You'll Do... ...on client profiles for high risk applications.
Transaction monitoring on payments in and payments out to assess AML and RCF risk
Handle...
Overseas
£50k - £68k per annumEstimated
3-6 Month Interim Role
To deliver the Compliance Monitoring plan, which is agreed on an annual basis with the regulated entities Risk Committees. This will require undertaking scoping and performing the required fieldwork for reviews allocated and reporting on any potential...
Interim role
Work at office
Local area
Immediate start
£71.5k per annum
...MPI have an exciting permanent role for our clients based at East Midlands Airport for a Compliance Monitoring Manager
This is a permanent role, working 40 hrs per week
Salary £71,500 per annum
Do you have the following?
Do you have an attention to detail and an...
Permanent employment
Contract work
Work from home
Holiday work
Flexible hours