Average salary: £26,019 /yearly
More statsSearch Results: 40 vacancies
...Conduct thorough investigations into complaints
Collate information for provision to regulatory bodies as necessary
Adhere to FCA Conduct Rules
Our client values a positive work environment and offers excellent training and development opportunities. This role is...
Suggested
Temporary work
Immediate start
Hybrid work
1 day week
...show a strong F&I knowledge to aid the department.
Selling finance, insurance products and additional products
Working within a the FCA regulations and company guidelines
Matching customers needs to the relevant finance sources.
Showroom Manager Requirements:...
Suggested
Weekend work
Working Monday to Friday
...controlling sales deals, second-facing where needed
Focus on your ability to sell financial solutions to our customers whilst ensuring FCA compliance at all times.
Support and training will be given to build on your existing knowledge of systems and to comply with FSA...
Suggested
Rotating shift
Saturday
...opportunities at all levels across our organisation.
Please note that this role is subject to meeting regulatory requirements. As an FCA-regulated organisation we are committed to adopting the highest standards and we do this by employing individuals with the appropriate...
Suggested
Apprenticeship
Holiday work
Flexible hours
Rotating shift
...Candidate:
~4+ years PQE, including at least 2 years within an in-house financial services environment.
~ Strong experience advising FCA regulated businesses in the drafting and negotiation of various regulated commercial contracts.
~ Understanding of insurance...
Suggested
£22.5k - £31k per annum
...intent of re-engaging them with PRG’s products and services, following the inbound communications process above.
Keep updated with the FCA Compliance requirements of the business, working within the Insurance Code of Business guidelines for the sale of the Porsche Approved...
Suggested
Work at office
Local area
Immediate start
Holiday work
Saturday
Working Monday to Friday
£22.5k - £31k per annum
...feedback to the Group Marketing function relation relating to improving PRG’s customer communication processes
Keep updated with the FCA Compliance requirements of the business, working within the Insurance Code of Business guidelines for the sale of the Porsche Approved...
Suggested
Work at office
Local area
Immediate start
Holiday work
Saturday
Working Monday to Friday
...HAVE HAD THESE SKILLS STRONGLY AND HAVE EXTENSIVE MLRO EXPERIENCE.
4) AS OUITLINED - VERYSTRONG API EXPERIENCE ANDIN THE ALL UPDATED FCA PROCESSING LINKED TO COMPLIANCE WITHIN THE BUSINESS ANDMUST HAVE EXTENSIVE EXPERIENCE COMPLIANCE SKILLS DEFINITELY AND THE ABILITY TO...
Suggested
Work at office
...established procedures to identify areas of recurrent pressure or friction for improvement opportunities.
* Ensure compliance with relevant FCA authorisations.
* Handle on-going commercial issues and change management, monitor transaction compliance (milestones, deliverables,...
Suggested
Remote job
Hybrid work
Holiday work
Flexible hours
...matters.
4+ years PQE, including at least 2 years within an in-house financial services environment.
~ Strong experience advising FCA regulated businesses in the drafting and negotiation of various regulated commercial contracts.
~ Comprehensive knowledge of insurance...
Suggested
£45k per annum
...within a risk management and/or Compliance role
Sound understanding of risk management processes.
Knowledge/ understanding of the FCA and other regulatory bodies relevant to the financial services industry (i.e. ICO)
Knowledge of Anti-Money Laundering (“AML”) and...
Suggested
Full time
January
Work at office
Local area
Flexible hours
Weekend work
Working Monday to Friday
£25k - £60k per annum
...Ensure internal regulatory checks / paperwork are completed in a timely manner, including Integrity Checks, Companies House Searches, FCA Finance & Insurance Trackers, AML forms
Continually developing your knowledge of Porsche Retail Group products and services
Being...
Suggested
Work at office
Immediate start
Holiday work
£25k - £60k per annum
...Ensure internal regulatory checks / paperwork are completed in a timely manner, including Integrity Checks, Companies House Searches, FCA Finance & Insurance Trackers, AML forms
Continually developing your knowledge of Porsche Retail Group products and services
Taking...
Suggested
Work at office
Immediate start
Holiday work
£28k - £40k per annumEstimated
...Group Head of Sales with Sales System Administration,
· To manage the iDealfile auditing process to ensure compliance and adherence to FCA regulations.
· To support the Leadership team by working alongside ICT (outsourced provider) to ensure FCA regulations remain in...
Suggested
Immediate start
Holiday work
Citygate Automotive Ltd
Marlow, Buckinghamshire
3 days ago
£65k per annum
...threats that Openwork faces.
~Adequate technical knowledge to understand and communicate to required audiences.
~An appreciation of FCA regulations regarding marketing of financial advice and investments.
~A solid understanding of current marketing principles and their...
Suggested
Flexible hours
£120k - £140k per annum
...makes a true impact.
Knowledge:
~Expert knowledge of customer services and operations principles, practices and strategies, in an FCA-regulated environment, including knowledge of Consumer Duty principles
~Delivered and transformed customer services and operational effective...
Holiday work
Flexible hours
£55k - £75k per annum
...Ensuring robust systems are in place in respect of AML procedures and processes across the firm
Data Protection - ensuring GDPR and FCA compliance
Working with colleagues and COPL and MLRO on the ongoing development and implementation of Risk & Compliance training...
Full time
Part time
Private practice
Hybrid work
...requirements and have a proven track record in a law firm or in-house legal team.
Requirements:
·Understands requirements of SRA, FCA, GDRD, POCA and BSI/Lexcel
·Highly personable and proven ability to influence others in a positive way
·Excellent communication...
Work at office
Immediate start
...participants of the Financial Ombudsman Service. We have a complaints procedure which we will provide on request. Most complaints that we cannot resolve can be referred to the Financial Ombudsman Service.
You can check the Financial Services register on the FCA's website .
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Fixed term contract
Work at office
Local area
Saturday
Working Monday to Friday
...business operations, risks, and approach to risk management.
Ensure compliance with local procedures, customer service standards, and FCA regulations.
About You: As a valuable member of our team, you'll possess:
Essential insurance background, particularly in...
Local area
