Average salary: £74,888 /yearly
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- £34k - £45k per annumEstimated...Planning (CII or equivalent experience) In-depth knowledge of pensions investments protection and tax planning Strong understanding of FCA regulations including COBS and Consumer Duty Proven experience producing compliant high-quality suitability reports Experience...SuggestedPermanentFull-timePart-timeTerm-timeRemoteFlexible hours
- £26k - £34k per annumEstimated...efficient and timely manner delivering exceptional levels of customer service to all clients. Adherence to the requirements laid out by the FCA in terms of compliance customer risk and Treating Customers Fairly (TCF) principles Ensuring that all client interactions are...SuggestedFull-timeHybrid workingOn-siteRemoteWork from homeFlexible hours
£31k - £33.8k per annum
...Adhere to all company policies and lead by example to the rest of the team. Adhere to all regulatory requirements, as set by the FCA and any other regulatory bodies. Support basic system configuration tasks and/or data setup within operational systems, as directed...SuggestedPermanentFull-timeHybrid workingRemote- £32k - £43k per annumEstimated...inform advice strategies Collaborating with advisers to refine recommendations and clarify client needs Ensuring all advice meets FCA requirements and internal compliance standards Supporting advisers with technical input and evidence-based solutions Explaining...SuggestedPermanentFull-timePart-timeTerm-timeOn-siteRemoteFlexible hours
- £47k - £64k per annumEstimated...level. Strategic thinker with excellent communication skills and a bias for action. Highly desirable Thorough understanding of FCA regulatory guidance, with awareness of evolving compliance requirements and their strategic implications for pricing and market...SuggestedLong-term contractHybrid workingOn-siteWork from home
Confused.com
Cardiff3 days ago - £34k - £47k per annumEstimated...Were Looking For ~1 years of experience within the cards or payments industry with specific exposure to card scheme core rules and FCA regulations. ~ Proven ability to manage a complex caseload within regulatory timescales and internal SLAs. ~ A self-starter who can...SuggestedFull-timeHybrid workingOn-siteMonday to Friday
- £39k - £53k per annumEstimated...to determine underlying root causes. Financial Services Context: Prior experience operating within a Financial Conduct Authority (FCA) regulated environment is highly desirable with an understanding of how regulatory standards and ethical considerations apply to customer...SuggestedFull-timeHybrid workingOn-site3 days/week
- £47k - £65k per annumEstimated...lifecycle and scheme-specific requirements. Experience managing high-severity incidents that necessitate external notification (e.g., FCA/PRA), including drafting regulatory reports and managing follow-up inquiries. Hands-on experience with incident platforms (e.g.,...Suggested16 hoursHybrid workingOn-siteWork from homeFlexible hours
- £22k - £30k per annumEstimated...advisory office. Day-to-day responsibilities will include: Preparing and maintaining client files and documentation in line with FCA requirements. Liaising with advisers, paraplanners, and product providers to obtain valuations, quotations, and policy information....SuggestedPermanentOn-site
- £31k - £42k per annumEstimated...offer of employment will be subject to satisfactory completion of pre-employment vetting as outlined by the Financial Conduct Authority (FCA) . This may include but not limited to adverse financial history criminal records UK directorship and disqualifications check....SuggestedFull-timeHybrid workingOn-siteWork from homeFlexible hours
- £42k - £57k per annumEstimated...Systems Manager on areas for automation and continuous improvement of our Treasury processes. Be familiar with Treasury regulations (i.e. FCA, DNB) and apply this to new projects and features. Build and maintain a strong relationship with different internal stakeholders....SuggestedLong-term contractFull-timeFixed-term contractHybrid workingOn-site
- £45k - £62k per annumEstimated...Qualifications : Who were looking for: Proven experience in regulatory change within financial services Strong understanding of FCA regulations and Conduct Risk principles Knowledge of annuity products customer journeys and governance frameworks Ability to...SuggestedPermanentFull-timePart-timeTerm-timeRemoteFlexible hours
- £34k - £46k per annumEstimated...design methodologies and effective training evaluation techniques Prior experience operating within a Financial Conduct Authority (FCA) regulated environment including a solid grasp of relevant regulations laws and ethical standards. Proven ability to deliver training...SuggestedFull-timeHybrid workingOn-site3 days/week
£35k - £40k per annum
...Strong experience in transactional finance and management accounts * Proficiency in Sage Line 50 and Microsoft Excel * Understanding of FCA/PRA regulations * Ability to cover full finance duties during team absences Desirable: * Experience in financial services or not-...SuggestedPermanentFull-timeProbationary periodMonday to Friday- £41k - £54k per annumEstimated...offer of employment will be subject to satisfactory completion of pre-employment vetting as outlined by the Financial Conduct Authority (FCA). This may include but is not limited to adverse financial history criminal records UK directorship and disqualifications check....SuggestedFull-timeOn-siteWork from homeFlexible hours
£15k - £52k per annum
...controlling sales deals, second-facing where needed Focus on your ability to sell financial solutions to our customers whilst ensuring FCA compliance at all times. Additional Experience: Ideally, you will be either a Senior Sales Executive, Business Manager,...Permanent- £32k - £43k per annumEstimated...effective Qualifications : Who were looking for: ~ Familiar with behavioural science in customer communications ~ Knowledge of FCA and Consumer Duty regulations ~ High attention to detail and quality standards ~ Balances customer needs with commercial goals ~...PermanentFull-timePart-timeTerm-timeRemoteFlexible hours
- £39k - £52k per annumEstimated...of IHT trusts estate planning and personal taxation Proven experience leading and developing financial advisers Familiarity with FCA regulations including COBS PROD and Consumer Duty Confidence using financial planning tools and CRM systems Ability to work cross...PermanentFull-timePart-timeTerm-timeRemoteFlexible hours
- £58k - £76k per annumEstimated...In-depth knowledge of payroll processes and pensions payroll legislation Strong understanding of risk management governance and FCA regulations Experience in auditing compliance reviews and managing large payrolls Proficiency in Excel and strong analytical skills...PermanentFull-timePart-timeTerm-timeRemoteFlexible hours
- £35k - £47k per annumEstimated...understanding and experience of all aspects of Investment Management with particular focus on transfer agency experience Good knowledge of the FCA Collective Investment Schemes Sourcebook and Conduct of Business Sourcebook Ability to create and understand MI to make suggestions...PermanentFull-timePart-timeTerm-timeRemoteFlexible hours
- £50k - £67k per annumEstimated...through complex problem-solving methodologies. Regulatory Knowledge: Prior experience operating within a Financial Conduct Authority (FCA) regulated environment is highly desirable. Continuous Improvement Mindset: Enthusiastic about creating an environment that fosters...Full-timeHybrid workingOn-site
£35k - £45k per annum
...clients Providing accurate, timely and compliant suitability reports Ensuring all advice documentation is compliant according to FCA guidelines Working with the adviser to gather sufficient client information The successful candidate will be Level 4 Diploma qualified...Remote jobOn-siteWork from homeFlexible hours- £41k - £52k per annumEstimated...values fuel our innovative spirit, drive our growth, and enable us to make a positive impact on our stakeholders. Role Summary As an FCA regulated business it is essential that we have systems and controls in place to ensure that we are effectively monitoring and...Full-timeFlexible hours
Equiniti
Newport28 days ago
