Average salary: £40,952 /yearly
More statsSearch Results: 49 vacancies
...a team of two highly experienced and capable litigation contractors.
An experienced qualified lawyer (8+ years) with litigation and FCA regulatory enforcement experience
Ability to establish close mutually supportive working relationships with other members of the Legal...
Suggested
For contractors
Fixed term contract
Remote job
Hybrid work
Flexible hours
£26k - £35k per annumEstimated
...service levels whilst upholding company standards and complying with all relevant Company and regulatory obligations (including adherence to FCA rules (including FCA CONC rules, delivering fair customer outcomes TCF, FCA, CCA, DPA).
This is a key role in ensuring that the fair...
Suggested
Hybrid work
Holiday work
Flexible hours
Shift work
Rotating shift
Sunday
Tandem
Cardiff
2 days ago
£20k - £60k per annum
...controlling sales deals, second-facing where needed
Focus on your ability to sell financial solutions to our customers whilst ensuring FCA compliance at all times.
Ideally, you will be either a Senior Sales Executive, Business Manager, Sales Controller or Transaction...
Suggested
Holiday work
£22k per annum
...and finance packages
Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA regulations
Do you have what it takes to be an Stratstone Associate? We’re looking for someone who is:
A collaborative team player...
Suggested
Full time
Holiday work
...capable litigation contractors.
We're looking for someone who is...
An experienced qualified lawyer (8+ years) with litigation and FCA regulatory enforcement experience
Reliable, organised and able to effectively manage several workstreams against deadlines.
An...
Suggested
For contractors
Fixed term contract
Remote job
Hybrid work
Flexible hours
£20k - £60k per annum
...controlling sales deals, second-facing where needed
Focus on your ability to sell financial solutions to our customers whilst ensuring FCA compliance at all times.
Ideally, you will be either a Senior Sales Executive, Business Manager, Sales Controller or Transaction...
Suggested
£22k per annum
...information and providing our potential New Business customers with compliant quotations based on the customers’ requirements and in line with FCA regulations.. You will receive exceptional training to build and utilise product knowledge ensuring you can provide our Customers with...
Suggested
Permanent employment
Full time
Shift work
Saturday
Monday to Thursday
...What you'll be doing
As a minimum requirement you’ll be able to take control of your branch and lead your people, whilst meeting FCA standards and delivering top notch customer service and creating positive outcomes.
You will have experience of managing people and...
Suggested
Permanent employment
Full time
Holiday work
Flexible hours
Saturday
...Responsible for ensuring all training records are kept up to date and the skill matrix is correctly maintained.
Up to date knowledge of FCA regulatory requirements, in particular CONC and Principle 7.
Previous experience in supporting customers with potential or actual...
Suggested
Work at office
Hybrid work
2 days week
£22k - £29k per annumEstimated
...success story to tell. Their business is growing with a base of loyal customers and have recently received direct authorisation from the FCA. To continue this growth they are ready to develop their team of Mortgage Advisers.
Talent Tent is delighted to be working with...
Suggested
Full time
Work at office
£37k - £48k per annumEstimated
...a proven track record of an outstanding sales performance preferably in a financial services environment.
~Have current knowledge of FCA regulation
~Be able to demonstrate team management and leadership skills.
You may be subject to DBS checks and must adhere to conduct...
Suggested
Immediate start
£39k - £51k per annumEstimated
...excellent knowledge of the Second Charges Market and Specialist Lending Market
As a mandate holder, interpreting the spirit of the FCA rulebook and demonstrating the desired outcomes
Ensuring all information for customers and creditors is correct, ensuring good outcomes...
Suggested
Sunday
Admiral Group Plc
Cardiff
1 day ago
£27k - £36k per annumEstimated
...documentation.
~Writing technical and accurate suitability reports and client service agreement letters
~Ensuring client files comply with both FCA regulations and our internal policy and procedures.
WHAT’S IN IT FOR YOU?
By joining Chase de Vere, you’ll have a...
Suggested
Local area
Immediate start
Holiday work
Flexible hours
£22k per annum
...and finance packages
Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA regulations
Confident and experienced with computer systems, and a full UK driving licence - you’ll have the opportunity to drive a...
Suggested
Full time
Holiday work
£42k - £55k per annumEstimated
...recommendations.
•Complete all supporting documentation in an accurate manner.
•Attain and maintain competent adviser status as defined by FCA and our client’s firm.
•Maintain performance standards in accordance with those outlined in the Key Performance Indicators section of...
Suggested
Permanent employment
Full time
Work at office
Working Monday to Friday
St David Recruitment Services Ltd
Newport
12 hours ago
...measures.
Keep abreast of emerging trends, technologies, and best practices in compliance
Act as the Deputy MLRO for ZEN UK as a FCA licensed EMI
Requirements:
Minimum 3 years of experience in the payment industry in UK and/or EU
Excellent written and verbal...
Remote job
Hybrid work
Flexible hours
£24k - £32k per annumEstimated
...Experience in the intermediary market
Experience of managing relationships with brokers
Proven knowledge of Financial Conduct Authority (FCA) regulation
Knowledge and understanding of distributor business models, technology and commercial drivers
What You'll Get in...
Work at office
Hybrid work
Holiday work
Working Monday to Friday
Yolk Recruitment Ltd
Cardiff
4 days ago
£22k per annum
...information and providing our potential New Business customers with compliant quotations based on the customers’ requirements and in line with FCA regulations.. You will receive exceptional training to build and utilise product knowledge ensuring you can provide our Customers with...
Permanent employment
Full time
Part time
Shift work
Saturday
Monday to Thursday
...Committee and the wider business and externally with Carriers, in all areas of perceived Product risk and ensure timely action of all FCA identified responsibilities regarding Product governance (e.g. product lifecycle reviews, fair value assessments).
Work closely with...
Work at office
Flexible hours
£50k - £65k per annum
...Professional Negligence or Litigation background with transferrable skills.
The ideal candidate:
Understands requirements of SRA, FCA, GDRD, POCA and BSI/Lexcel
Good working knowledge of the relevant laws, regulations and codes of conduct applicable to the operation...
Work at office
Immediate start
Work from home
