Average salary: £78,571 /yearly
More stats£24k - £35k per annumEstimated
...Working
~ Brand New Office Space
LGPS Central Limited is a fund management company, regulated by the Financial Conduct Authority (FCA), managing the pooled assets of eight Midlands-based local government pension funds.
With combined assets of approximately £45bn,...
Suggested
Work at office
Local area
Hybrid work
£39k - £58k per annumEstimated
...CRD IV
MIFID II
Recovery & Resolution Planning (RRP)
ICAAP and Pillar 3 reporting Senior Managers & Certification Regime
FCA Systems and Controls – especially in relation to Compliance and Risk Management Frameworks
Governance
Conduct Risk Management...
Suggested
Permanent employment
Full time
£34k - £50k per annumEstimated
...accordingly
Recommend actions for improvement
Are you the right fit?
Worked within a Compliance function in a banking (lending) environment
Comfort in FCA-regulated environments
Knowledge of FCA handbooks
For full details please apply here.
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Suggested
£25k - £37k per annumEstimated
...Brand New Office Space
About us
LGPS Central Limited is a fund management company, regulated by the Financial Conduct Authority (FCA), managing the pooled assets of eight Midlands-based local government pension funds.
With combined assets of approximately £45bn,...
Suggested
Work at office
Local area
Hybrid work
£31k - £45k per annumEstimated
...Indirect sourcing
Cost reduction
Procurement in the Financial Services sector
Sourcing Activity
Practice of procurement in an FCA-regulated context
Performance KPI and SLA industry standards
Commercial acumen
Good understanding of contract law
Cost...
Suggested
Contract work
Work at office
Hybrid work
2 days week
3 days week
£23k - £34k per annumEstimated
...Account Handler to take responsibility for delivery of customer satisfaction to agreed service standards and procedures, ensuring full FCA compliance in all aspects of insurance. Mid Term Adjustments, Broking, Renewals, Cross sales, Claims, Queries Premium financing arrangements...
Suggested
Working Monday to Friday
...litigation
Assisting clients in the M&A and outsourcing space
Advising financial institutions within the regulatory framework of the FCA
Supporting clients in the Life Sciences and Infrastructure sectors
Candidate Profile
The ideal candidate will:
Have 3-5...
Suggested
Work at office
£38k - £56k per annumEstimated
...departmental performance.
Undertake regular training to maintain awareness of compliance with various statutory and regulatory requirements, FCA requirements, FOS rules and regulations, Treating Customers Fairly, disclosure of confidential information, money laundering and...
Suggested
Contract work
£37k - £54k per annumEstimated
...Operations Director, the successful candidate will play a crucial role in ensuring the firm operates in accordance with the requirements of the FCA Handbook and adheres to the Conduct Rules. The role will be to monitor and conduct File reviews, compliance checks and training and...
Suggested
Work at office
Work from home
£39k - £57k per annumEstimated
...Type: Permanent
Ensure that work prepared by the team meets a high quality standard of service for clients
Work towards becoming FCA regulated as a step towards becoming the lead advisor on risk transfer activity
Develop internal and external networks
Provide leadership...
Suggested
Permanent employment
£33k - £49k per annumEstimated
...Smart Search, World Check, or other software providers.
Knowledge of regulatory requirements for other professional industries such as FCA or of international law firm regulations.
Financial Crime prevention rules and regulation.
Headquartered in Los Angeles, our...
Suggested
Hybrid work
Flexible hours
£42k - £61k per annumEstimated
...is within a strict ethical and compliance framework, ensuring that all operations affecting clients are carried out in accordance with FCA rules, whilst putting clients at the heart of our business.
About You Applications from people with diverse backgrounds enables...
Suggested
Permanent employment
Contract work
Local area
Holiday work
Flexible hours
£62k - £92k per annumEstimated
...management experience, including oversight and leadership of junior staff.
Knowledge of financial markets rules and regulations (PRA, ECB, FCA etc)
Team-oriented with a strong sense of ownership and accountability and able to work under minimal supervision on individual...
Suggested
£29k - £42k per annumEstimated
...Presenting quotations/reports/documents to Account Executives/Directors
Minimum of 2 years Account Handling experience
Good knowledge of FCA regulatory requirements
Salary: Competitive depending upon experience
Hours: 35 hours Monday - Friday
Benefits: 25 days...
Suggested
Full time
Holiday work
Working Monday to Friday
£68k - £101k per annumEstimated
...completion of relevant control procedures such as balance sheet reconciliations.
Attributes we are looking for:
ACCA/CIMA/ACMA/ACA/FCCA/FCA Qualification
Exceptional leadership abilities and a strategic mindset
Excellent communication, negotiation, and presentation...
Suggested
£26k - £38k per annumEstimated
...Account Handler to take responsibility for delivery of customer satisfaction to agreed service standards and procedures, ensuring full FCA compliance in all aspects of insurance. Mid Term Adjustments, Broking, Renewals, Cross sales, Claims, Queries Premium financing arrangements...
Hybrid work
Working Monday to Friday
£30k - £42k per annumEstimated
...in the Midlands - Hybrid Working
LGPS Central Limited is a fund management company, regulated by the Financial Conduct Authority (FCA), managing the pooled assets of eight Midlands-based local government pension funds.
With combined assets of approximately £45bn,...
Work at office
Local area
Hybrid work
£21k - £29k per annumEstimated
...and finance packages
Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA regulations
Do you have what it takes to be an Evans Halshaw Associate? We’re looking for someone who is:
A collaborative team player...
40 hours per week
Holiday work
£45k - £66k per annumEstimated
...unit(s) (e.g. Retail Finance /Banking/Vehicle Finance) function complies with all regulatory requirements, in particular those of the FCA and other regulatory bodies.
Key Responsibilities
Reporting :
•Provide regular reports and management information to the Chief...
...You will have a proven underwriting experience within the Insurance Industry.
You will have experience of working within a regulated FCA environment.
You will be able to understand and implement ‘best practice’ in customer service.
You will have a high level of...
Permanent employment
Apprenticeship
Flexible hours