Average salary: £35,178 /yearly
More stats£28k - £35k per annum
...to clients or to the firm’s reputation, which arises from inadequate procedures, systems or data handling
Ensuring compliance with FCA requirements, the Branch Manual, Code of Conduct policies and framework
Skills/Qualifications for the Investment Administrator:...
Suggested
...developing new business and growing a portfolio of high-quality commercial clients.
Familiarity with fulfilling responsibilities under the FCA’s Senior Manager and Certification Regimes, and Conduct Rules, with the role entailing certification under regulatory rules.
Strong...
Suggested
Bank staff
£60k per annum
...the handling of all data, personal or business related, in compliance with legislation and guidelines set out, but not limited to GDPR, FCA, SRA and ISO 27001
Conduct Rules:
· You must act with integrity
· You must act with due care, skill and diligence
· You...
Suggested
Full time
Work from home
Holiday work
Working Monday to Friday
£12.04 per hour
...complete your application at the earliest opportunity.
Please note that this role is subject to meeting regulatory requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by employing individuals with the appropriate...
Suggested
Hourly pay
Permanent employment
Part time
Casual work
Holiday work
Flexible hours
Night shift
Rotating shift
Weekend work