Average salary: £33,380 /yearly
More statsSearch Results: 99 vacancies
£34k - £44k per annumEstimated
...Ensure transparency of agency and other commitments made to carriers and clients
Manage compliant processing of contracts as per FCA and contract certainty requirements
Assist with loading of data into the relevant Willis Towers Watson Systems
Check market presentations...
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Willis Towers Watson
Leeds
4 days ago
£52k - £70k per annumEstimated
...Previous successful people management experience.
Proven leadership, delegation, and coaching skills.
Good awareness of HMRC and FCA rules.
Excellent organisational and time management skills.
Ability to maintain and promote the highest standards of rigour and integrity...
Suggested
£49k - £65k per annumEstimated
...sufficient logs are maintained.
Assist the Senior Regulatory Relations Manager to enable the provision of accurate data and updates to the FCA, and to ensure that the business is complying with applicable Data Protection Legislation.
Continuously review Compliance's...
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Fixed term contract
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Working Monday to Friday
£21k - £28k per annumEstimated
...Suitability Reports, using templates to support and adding free text as needed.
Ensure compliance with office policies, Network policies and FCA regulations
Any other general administrative/research duties as required.
We are ideally seeking someone with 1-2 years...
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Traineeship
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£43k - £58k per annumEstimated
...Money and Assets (CASS)
Recovery & Resolution Planning (RRP)
ICAAP and Pillar 3 reporting Senior Managers & Certification Regime
FCA Systems and Controls - especially in relation to Compliance and Risk Management Frameworks
Conduct Risk Management
working in...
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Permanent employment
£42k per annum
...excellent in communication, and adept at problem-solving.
Knowledge: In-depth understanding of COBS, ICOB, MCOB, TCF, Data Protection, FCA and regulatory requirements, and Anti Money Laundering.
Since July 2007 we have continuously built on our strengths to become one of...
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Flexible hours
1 day week
£33k - £45k per annumEstimated
...Consultant you will be the voice of Leeds Building Society, providing specialist advice and guidance on our products, whilst meeting all FCA/PRA regulatory requirements. You will provide expert advice to support existing customers looking to switch to a new mortgage product...
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Leeds Building Society
Leeds
20 hours ago
£40k - £54k per annumEstimated
...committed to good outcomes for customers at all times
Ensure compliance with all applicable UK and local regulations, Company Policies and FCA Conduct Rules.
Demonstrate behaviours in line with our Company values.
To take reasonable care for the health and safety of...
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Part time
Work placement
Local area
Hybrid work
Flexible hours
£55k - £74k per annumEstimated
...with circa 150+ clients/households. Ideally you will have a good many years Financial Planning experience (Level 4 Minimum, SPS, CAS, FCA approved etc) with an exemplary track record, predominately on pension & investment advice to private clients.
They are award winning...
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Immediate start
Work from home
Home office
£21k - £28k per annumEstimated
...Analytics, Dynamic Planner, Cash Calc, Assureweb, Provider Platforms.
Ensure compliance with office policies, Network policies and FCA regulations
We are ideally seeking someone with 1-2 years experience within the Financial Services sector with strong written and verbal...
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Apprenticeship
Traineeship
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Holiday work
£32k - £43k per annumEstimated
...monthly / etc. have been conducted such as; fee checks, sign-offs, training, etc.
Ensuring the organisation is compliant with all new FCA appropriate regulations;
And any other tasks required to be undertaken to support the compliance department
SKILLS & ABILITIES:...
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Get Recruited Ltd
Leeds
20 hours ago
£21k - £28k per annumEstimated
...management and insurance.
To ensure compliance with local procedures, customer service standards and external compliance regulations, e.g. FCA
About you
As one of our Account Handlers, you’ll have excellent communication and written skills with a keen eye for detail....
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Local area
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Tasker & Partners
Leeds
2 days ago
£31k - £42k per annumEstimated
...requirements and internal procedures, both desk and field based.
Complete tasks in accordance with the Compliance Plan as set out in line with FCA and strategic business objectives.
Review and monitor customer complaints where required, complete MI, contribute to Root Cause...
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MERJE Ltd
Leeds
2 days ago
...standing client relationships
Providing a constantly high standard of customer service, and complying with Financial Conduct Authority (FCA) requirements (full training and support will be provided from our in-house training academy)
Working as part of the motor team, in a...
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Full time
Apprenticeship
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Local area
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Working Monday to Friday
£41k - £55k per annumEstimated
...CRD IV
MIFID II
Recovery & Resolution Planning (RRP)
ICAAP and Pillar 3 reporting Senior Managers & Certification Regime
FCA Systems and Controls – especially in relation to Compliance and Risk Management Frameworks
Governance
Conduct Risk Management...
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Permanent employment
£70k per annum
...stakeholders, such as investors, lenders, and regulatory authorities.
Skills & Experience required:
Qualified Accountant. (ACA/ACCA/FCA/FCCA/CIMA/ACMA/CGMA)
In-depth knowledge of financial principles, regulations, and best practices. Proven experience in a senior...
Full time
Work at office
Hybrid work
Holiday work
Flexible hours
£45k - £60k per annum
...Training and Competence Procedures of the firm, as well as adhere to the requirements of the Financial Services and Markets Act 2000, and the FCA Principles, Rules, and the Code of Practice for Approved Persons.
Proactively identify and reach out to potential clients. Gather...
Permanent employment
£55k - £74k per annumEstimated
...regarding AUM and recurring income.
Ideally you will have a good many years Financial Planning experience (Level 4 Minimum, SPS, CAS, FCA approved etc) with an exemplary track record, predominately on pension & investment advice to private clients.
Our client offers a...
Immediate start
Work from home
Home office
£22k per annum
...and finance packages
Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA regulations
Do you have what it takes to be an Stratstone Associate? We’re looking for someone who is:
A collaborative team player...
Full time
Holiday work
£37k - £49k per annumEstimated
...collaboration of 11 Local Government Pension Funds with a total asset value of c.£60 billion (as of the 31st of March 2023). Border to Coast is a FCA regulated investment company created to pool the investments of like-minded Local Government Pension Scheme (LGPS) funds – our ‘Partner...
Permanent employment
Full time
Local area
City centre
