Average salary: £33,380 /yearly
More statsSearch Results: 98 vacancies
£38k per annum
...whilst maintaining a high level of accuracy throughout your work.
• Financial Services industry experience with up-to-date knowledge of FCA regulations.
To be considered for this Opportunity you will need to have prior experience of working within the industry and have a...
Suggested
...private clients with advice to help them achieve their financial goals. Duties include:
of Fact Find Information to ensure it meets FCA requirements
with the identification of demands and needs and possible solutions
assessment to investment risk and capacity for...
Suggested
Work at office
Hybrid work
Holiday work
Flexible hours
£44k - £65k per annumEstimated
...is within a strict ethical and compliance framework, ensuring that all operations affecting clients are carried out in accordance with FCA rules, whilst putting clients at the heart of our business.
About You
Applications from people with diverse backgrounds enables...
Suggested
Permanent employment
Contract work
Local area
Holiday work
Flexible hours
Quilter plc
Leeds
1 day ago
£40k - £58k per annumEstimated
...CRD IV
MIFID II
Recovery & Resolution Planning (RRP)
ICAAP and Pillar 3 reporting Senior Managers & Certification Regime
FCA Systems and Controls – especially in relation to Compliance and Risk Management Frameworks
Governance
Conduct Risk Management...
Suggested
Permanent employment
Full time
...Money and Assets (CASS)
Recovery & Resolution Planning (RRP)
ICAAP and Pillar 3 reporting Senior Managers & Certification Regime
FCA Systems and Controls - especially in relation to Compliance and Risk Management Frameworks
Conduct Risk Management
working in...
Suggested
Permanent employment
£45k - £60k per annum
...Training and Competence Procedures of the firm, as well as adhere to the requirements of the Financial Services and Markets Act 2000, and the FCA Principles, Rules, and the Code of Practice for Approved Persons.
Proactively identify and reach out to potential clients. Gather...
Suggested
Permanent employment
£30k - £45k per annum
...ideally with a Level 4 Diploma or working towards.
knowledge of COBS, ICOB, and MCOB regulations, marketing rules, TCF, Data Protection, FCA, and Anti Money Laundering requirements.
organisational, communication, and problem-solving skills.
attention to detail and the...
Suggested
Work at office
Holiday work
Flexible hours
1 day week
.... You will be responsible for the accurate reconciliation of our Members’ Insurer accounts to their broking systems in accordance with FCA regulations and agreed service level agreements.
What you will do
This is an overview and not an exhaustive list of responsibilities...
Suggested
Work at office
Worldwide
Hybrid work
No agency
2 days week
3 days week
£30.5k per annum
...to do that.
About you
As a minimum requirement you’ll be able to take control of your branch and lead your people, whilst meeting FCA standards and delivering top notch customer service and creating positive outcomes.
You will have experience of managing people...
Suggested
Permanent employment
Full time
Holiday work
Flexible hours
Saturday
£41k - £58k per annumEstimated
...collaboration of 11 Local Government Pension Funds with a total asset value of c.£60 billion (as of the 31st of March 2023). Border to Coast is a FCA regulated investment company created to pool the investments of like-minded Local Government Pension Scheme (LGPS) funds – our ‘Partner...
Suggested
Full time
Long term contract
Local area
City centre
£21k - £29k per annumEstimated
...and finance packages
Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA regulations
Do you have what it takes to be an Evans Halshaw Associate? We’re looking for someone who is:
A collaborative team player...
Suggested
40 hours per week
Holiday work
Pendragon PLC
Leeds
1 day ago
...Data Science team Collaborative working with Heads of and team members
Corporate Accountabilities
Always act within all FCA Regulations with integrity and ensure all customers are treated fairly.
Complete all mandatory training as and when required.
Always...
Suggested
£27k - £39k per annumEstimated
...documentation.
~Writing technical and accurate suitability reports and client service agreement letters
~Ensuring client files comply with both FCA regulations and our internal policy and procedures.
WHAT’S IN IT FOR YOU?
By joining Chase de Vere, you’ll have a...
Suggested
Local area
Holiday work
Flexible hours
.... You will be responsible for the accurate reconciliation of our Members’ Insurer accounts to their broking systems in accordance with FCA regulations and agreed service level agreements.
Reconciliation of Insurer Settlements for allocated members in accordance with...
Suggested
Work at office
Worldwide
Hybrid work
No agency
2 days week
3 days week
...Underwriting Reporting to
Underwriters Close working
Broker support Close working
Corporate Accountabilities
Always act within all FCA Regulations, with integrity and ensure all customers are treated fairly.
Complete all mandatory training as and when required....
Suggested
Work at office
City centre
£33k - £48k per annumEstimated
...contact with customers, conducting a complaint investigation and ensuring customers satisfaction by providing a resolution in line with FCA guidance.
Manage complex issues using clear written and verbal communication, removing barriers to service, and demonstrating...
Zenith Group
Leeds
5 days ago
£57.07k - £62.78k per annum
...as needed.
A minimum of 5 years' experience in similar firms or within regulatory bodies.
Demonstrate a robust understanding of FCA regulations and the broader UK regulatory landscape, coupled with the ability to interpret and apply them pragmatically in real-life scenarios...
Permanent employment
Full time
Long term contract
£39k - £57k per annumEstimated
...Input into the strategy by ensuring that existing and changes in key industry regulations, such as to the Financial Conduct Authority (FCA) and other legal, regulatory or risk management frameworks are communicated to the Supplier Assurance Manager with a view to implementation...
Work at office
Work from home
Hybrid work
Holiday work
Flexible hours
£21k - £31k per annumEstimated
...post, archiving, arranging couriers and occasional reception cover Deal with post-completion registrations at the Land Registry and the FCA; Manage workload capacity and provide regular updates to the Senior Team Administrator, Office Manager and Line Manager;
Very...
Traineeship
Work at office
£30k - £45k per annum
...ideally with a Level 4 Diploma or working towards.
knowledge of COBS, ICOB, and MCOB regulations, marketing rules, TCF, Data Protection, FCA, and Anti Money Laundering requirements.
attention to detail and the ability to handle multiple tasks and projects.
Since...
Work at office
Holiday work
Flexible hours
1 day week
