Average salary: £75,000 /yearly
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£25.51k per annum
...you? Self-Driven - You are motivated by a sales environment, where achieving the right customer sales outcomes is key and in line with FCA requirements. Empathetic and an active listener – Understanding customer’s needs is crucial for recommending suitable products and...SuggestedPermanentFull-timeRemoteWork from homeShift work£26.9k - £29.65k per annum
...the regulatory aspects of our Savings and Retirement business (i.e., exposure to working towards HMRC and Financial Conduct Authority (FCA) rules). If you have these skills, we have fantastic opportunities as a Pension and Investment Administrator in our Platform area, where...SuggestedHourly payPermanentFull-timePart-timeHybrid workingOn-siteRemoteWork from homeFlexible hours- £34k - £46k per annumEstimated...recording PI for audits. Adhere to regulated SLAs set by the FOS. Provide analysis and deep dives on cases for senior leadership and FCA reviews. Stay informed on industry standards and share trends with leaders. Core Skills and Behaviors Collaborative and...SuggestedLong-term contractOn-siteShift workDay shiftAfternoon shift
- £48k - £62k per annumEstimated...role: The Risk & Assurance Director oversees all regulatory, compliance, and risk‑management activities for Atos BPS Limited, Atos’ FCA regulated business providing outsourced life and pension administration services to UK insurance clients . The role designs,...Suggested
- £49k - £66k per annumEstimated...hold mandatory regulatory qualifications or the minimum qualifications to meet internal company benchmarks. This role is regulated by FCA. Purpose of the role To support business areas with day-to-day processing, reviewing, reporting, trading and issue resolution....SuggestedPermanentOn-site
- £57k - £73k per annumEstimated...Provide financial insight to senior leadership and Board-level stakeholders Ensure compliance with regulatory returns (SHR, OSCR, HMRC, FCA) Oversee payroll, VAT, and financial controls across the organisation Support and develop the finance team, ensuring a high-...SuggestedLong-term contractPermanentFull-timeTemporaryInterimHybrid workingFlexible hours
- ...notes, and general administration to ensure a smooth client experience. Follow file management and compliance procedures, including FCA requirements, keeping records accurate and up to date. Build positive working relationships with insurance companies as you develop...SuggestedPermanentTraineeshipHybrid workingOn-siteProbationary periodMonday to Friday
- £86k - £115k per annumEstimated...Essential Skills/Experience: Significant experience within the funds industry or wider financial services sector Strong understanding of FCA regulatory requirements, including Assessment of Value and Consumer Duty Deep knowledge of investment analysis, performance monitoring...SuggestedPermanent
£23.5k per annum
...Regulatory Compliance Level 4 Apprenticeship - Edinburgh About the Programme The Regulatory Compliance Apprenticeship programme at the FCA is designed to prepare you for a career in regulation. The Regulatory Compliance Apprenticeship will develop your skills in analysing...SuggestedApprenticeshipFlexible hoursNight shift£38k per annum
...with advisers, providers, and clients to ensure smooth case progression. Maintain accurate client data on internal systems and meet FCA compliance standards. Prepare meeting packs and support advisers with follow-up actions. Mentor and support junior administrators...SuggestedPermanentFull-timeHybrid workingOn-siteFlexible hours- ...liaising with other departments to obtain information as required. * Communicate with customers and coordinate collections according to FCA Incoterms. * Complete accurate documentation such as commercial invoices and shipping orders in line with regulations according to the...SuggestedPart-time
£45k per annum
...process Work closely with Financial Advisers to develop appropriate recommendations Maintain accurate client records in line with FCA requirements Liaise with providers, platforms and third parties Support ongoing process improvements within the paraplanning...SuggestedPermanentHybrid working- £28k - £35k per annumEstimated...same goal: to care for families with compassion andmake the UK a world leader in end-of-life care. Here to help, whenever you need. FCA StatementPlease note that this role is subject to meeting regulatory requirements. As an FCA-regulated organisation, we are committed to...SuggestedPermanentFull-timeApprenticeshipNight shiftRotating shiftsAfternoon shift
- £45k - £57k per annumEstimated...Financial Planners in presenting cash-flow modelling and addressing technical queries Manage processes and tasks in compliance with FCA guidelines and internal procedures Assist in the preparation of client presentations and supporting documentation Stay abreast of...SuggestedRemote jobHybrid workingOn-siteWork from homeFlexible hours
£100k per annum
...best support with great facilities and the potential to earn at the highest levels. It’s a fantastic opportunity to join this fast-moving FCA directly authorised brokerage offering whole of the market telephony mortgage advice. We offer: Flexible working hours and...SuggestedFull-timeSelf-employedFlexible hours- £33k - £44k per annumEstimated...roadshows in stand and small audience presenter slots when required, primarily in your region. Understand responsibilities associated with FCA membership including topical industry changes such as fair value, consumer duty and cost of living, and how it impacts firms and...Full-timePart-timeHybrid workingOn-siteWork from homeFlexible hours
- £31k - £41k per annumEstimated...communication skills to construct and successfully conclude transactions. Business Acumen: Computer literacy and an understanding of FCA compliance are essential. A Winning Mindset: Enthusiasm, confidence, and a relentless motivation to succeed in a competitive yet...Rotating shifts
£110k - £130k per annum
...hold the relevant CASS operational oversight certification. What They’re Looking For Significant experience leading CASS within an FCA-regulated environment Background in fintech, platforms, custody, wealth or similar highly regulated businesses Strong technical...PermanentHybrid workingOn-siteRemoteFlexible hours- £27k - £35k per annumEstimated...practices. Appetite and ability to learn quickly., Relevant IT technical accreditations, such as: Cisco CCNA (or above), Fortinet FCA (or above), Check Point CCSA (or above) Currently hold, or willing to complete BS7858 clearance check Valid UK Driving Licence, as...Long-term contractPermanentFull-timeHybrid workingFlexible hoursRotating shifts
- £45k - £59k per annumEstimated...management Experience within a discretionary or advisory environment, with exposure to retail clients Strong Excel skills Understanding of FCA conduct and regulatory requirements Good investment knowledge across asset classes, including equities and fixed income Ability to...Permanent
£50k per annum
...end-to-end ownership of cases, carrying out detailed investigations, reviewing evidence and reaching well-reasoned decisions aligned to FCA expectations and Financial Ombudsman Service guidance. A key part of the role will involve working closely with colleagues across our...Hybrid workingOn-siteWork from home1 day/weekNFU Mutual
Glasgow1 day ago- £27k - £35k per annumEstimated...following recruitment and probation guidelines. Ensure the showroom is fully compliant in all areas of Health and Safety, finance, sales, FCA Regulations, GDPR, and stock control. Create a safe, comfortable, and up-to-date trading environment, ensuring the showroom is...40 hours/weekPermanentFull-timeProbationary period
- ...and external relationships. ~ Provide transparency and internal visibility of risk competence. ~ Maintain working knowledge of FCA and SEC requirements. ~ Promote a strong risk culture. Location: You will be based in our Edinburgh office working closely...On-site
- £29k - £38k per annumEstimated...collaborative environment. How you'll make an impact In this role, you’ll prepare statutory accounts, quarterly board reports, and FCA regulatory filings. You’ll work with external auditors to ensure smooth audits and maintain compliance with internal controls. You’ll...Long-term contractLive-out
- £78k - £100k per annumEstimated...global operations of Interpath. Acting as the primary point of contact with law enforcement and regulatory bodies—including in the UK the FCA (where applicable), the NCA, and HMRC. The role also plays a central part in aligning UK policies and practices with the...Full-time
£80k per annum
...in role, along with undergoing regular re-screening to show that they are of “Good Repute”. Further information can be found in the FCA Handbook . About you You thrive in a specialist, relationship led role where your credibility in the estates market opens doors...Long-term contractPermanentFull-timeTemporaryOn-siteFlexible hours1 day/week£60k - £75k per annum
...As Compliance Manager, you will play a key role in maintaining and enhancing the firm's regulatory framework, ensuring adherence to FCA requirements while supporting Advisers in delivering high-quality, client-focused financial advice. Key responsibilities include:...Long-term contractPermanent- ...quotations and preparing all required documentation. Liaising with customers and freight agents to organise collections in accordance with FCA Incoterms. Preparing accurate shipping documentation, including commercial invoices and shipping orders. Ensuring all import and...Temporary
£100k - £150k per annum
...quality and outcomes Use data and performance insight to continuously improve outcomes Compliance & Standards: Lead a fully FCA-regulated business with an unwavering focus on compliant delivery Prior FCA experience helpful but not essential; the ability to operate...Permanent£12.71 per hour
...Learning and Development team dedicated to your professional training in the role. Training includes (but not limited to), Induction, FCA, Product and customer journey. What we can offer you: Samsung Employee Discount Portal Birthday Holiday Monthly Bonus Potential...Part-time
