Search Results: 20 vacancies
£33k - £45k per annumEstimated
...workload and to adhere to targets/deadlines
Desirable
Experience within the Financial Services Industry
Good understanding of FCA expectations and the Consumer Duty outcomes
Experience of Quality Assurance activity and a continuous improvement culture
Familiar...
Suggested
Full time
Long term contract
Local area
Holiday work
...agency is advantageous.
Have significant knowledge and understanding supporting Customers dealing with debt, with experience of SRA, FCA and/or OFGEM regulatory environment.
Have proven ability to drive digitalization and transformation across end-to-end processes....
Suggested
£45k - £61k per annumEstimated
...As a Compliance Assistant, we are looking for someone to:
Complete Regulatory Horizon Scanning
Support routine updates to the FCA and maintenance of the Regulatory Engagement Tracker
Conduct oversight of compliance with the Senior Management and Certification Regime...
Suggested
Full time
Work at office
Local area
Holiday work
£30k - £35k per annum
...gathering and application form preparation and submission. The role will involve promoting the company’s services in a professional and FCA compliant manner.
Key Responsibilities:
Deal effectively with queries from clients and other parties through effective...
Suggested
£45k - £67k per annumEstimated
...agency is advantageous.
Have significant knowledge and understanding supporting Customers dealing with debt, with experience of SRA, FCA and/or OFGEM regulatory environment.
Have a proven track record of developing and running regulated processes.
Demonstrate your...
Suggested
Permanent employment
Full time
Work at office
Local area
Holiday work
£36k - £54k per annumEstimated
...Regulatory Reporting Analyst , we are looking for someone to:
Be responsible for the accurate production and submission of relevant FCA and BoE statistical reporting on a timely basis. This includes presentation of returns produced to the PF Financial Controller and...
Suggested
Full time
Local area
Holiday work
£41k - £56k per annumEstimated
...Are you an experienced Business Analyst looking for a new challenge
Do you have experience working within asset management or on FCA authorisation projects
If so we should chat!
We are digx a trusted partner to FTSE 100 businesses supporting largescale digital transformations...
Suggested
Full time
Work at office
Hybrid work
£22k per annum
...and finance packages
Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA regulations
Confident and experienced with computer systems, and a full UK driving licence - you’ll have the opportunity to drive a...
Suggested
40 hours per week
Holiday work
£43k - £58k per annumEstimated
...filed, and reported.
Daily reconciliation of banking and merchant accounts covering thousands of transactions to ensure accuracy for FCA reporting.
Examine all financial reports and data closely to check for discrepancies.
Assist with the design, implementation and...
Suggested
Immediate start
Get Recruited Ltd
Lichfield, Staffordshire
3 days ago
£21k - £29k per annumEstimated
...and finance packages
Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA regulations
Do you have what it takes to be an Evans Halshaw Associate? We’re looking for someone who is:
A collaborative team player...
Suggested
40 hours per week
Holiday work
Pendragon PLC
Derby, Derbyshire
1 day ago
£55k - £74k per annumEstimated
...team, including coaching and assisting less experienced colleagues, ensuring accuracy in advice and actions taken, in accordance with FCA and other regulations, accurately recording advice given and to maintain and update tax knowledge.
Please apply with an up to date CV...
Suggested
Work at office
Immediate start
Remote job
1 day week
£29k - £42k per annumEstimated
...management system
Assist in overseeing the Financial Advisers’ portfolio of existing business and pipeline
Ensure compliance with FCA and Company guidelines in new business files
Prepare and format reports according to Company standards
Organise new business...
Suggested
Permanent employment
Full time
Part time
Bell Cornwall
Lichfield, Staffordshire
4 days ago
£24k - £33k per annumEstimated
...the Development/ Production & Design teams.
To support the fiscal needs of the business through successful negotiation of competitive FCA's, being mindful at all times of the gross margin targets to be achieved.
To create and distribute technical packs for garment...
Suggested
Page Personnel Sales
Chesterfield, Derbyshire
18 hours ago
...management and insurance.
To ensure compliance with local procedures, customer service standards and external compliance regulations, e.g. FCA
About you
As one of our Account Handlers, you’ll have excellent communication and written skills with a keen eye for detail....
Suggested
Work at office
Local area
Hybrid work
Holiday work
Flexible hours
£28k - £40k per annumEstimated
...periods of absence, in order to maintain high levels of client service and accuracy of documentation.
To act at all times within the FCA Principles for Business and to comply with FCA and internal procedures at all times in order to ensure the company meets it's...
Suggested
Immediate start
Get Recruited Ltd
Lichfield, Staffordshire
18 hours ago
£68k - £100k per annumEstimated
...common purpose. The role reports to the COO and is not technically hands on regarding infrastructure. This is a certificated role under the FCA SMR regime. The role is hybrid between office and wfh so you should live within commutable distance of Stafford.
Responsibilities...
Work at office
Work from home
Hybrid work
Ultimate Banking Ltd
Stafford, Staffordshire
13 hours agonew
...management and insurance.
To ensure compliance with local procedures, customer service standards and external compliance regulations, e.g. FCA
About you
As one of our Account Executives you’ll inherit a book of existing business to look after and grow, in addition to...
Work at office
Local area
Hybrid work
Holiday work
Flexible hours
£26k - £35k per annumEstimated
...service and administering insurance policies.
Responsible for hitting and exceeding realistic targets.
Ensure that all work is FCA compliant and provide the highest of Customer Service to our potential and existing clients.
Strong customer service skills,...
Work at office
Remote job
Hybrid work
Holiday work
Flexible hours
Tasker & Partners
Ilkeston, Derbyshire
3 days ago
£29k - £43k per annumEstimated
...secured lending market
Knowledge of financial crime and financial services regulations, in particular Money Laundering Regulations and FCA
Planning and interpersonal skills
Attention to detail, particularly within investigations and external report
Desirable:...
Full time
Fixed term contract
Local area
Offshore
Holiday work
£44k - £63k per annumEstimated
...production of the Group’s Bank of England statistical reporting on a timely basis
Be responsible for the accurate production of the Group’s FCA reporting on a timely basis
Ensure all key judgements are made visible and are clearly documented for review by Regulatory Reporting...
Full time
Local area
Holiday work
