Search Results: 26 vacancies
.... Formal management of EMEA Prudential Reporting team.
Lead the delivery of prudential regulatory reporting requirements (FCA, EBA, NFA, CFTC, & DFSA)
Lead the planning and delivery of annual statutory accounts for EMEA controlled entities
Working with the business...
Suggested
Work at office
Hybrid work
£51k - £69k per annumEstimated
...of all goods and services across the business and deliver improvements through new relationships and or National Frameworks Agreements (NFA).
Manage NFA’s according to ours and / or client NOI budget
Lead on supply chain specific Business Objectives and work to...
Suggested
Permanent employment
Flexible hours
Simon Lincoln Recruitment Services
Harrogate, North Yorkshire
2 days ago
£24k - £32k per annumEstimated
...accommodation support. Strong focus on Health & Safety performance in all operations
Identify and facilitate training requirements for staff
NFA [a division of ISO Ltd] is an established South Island based waterfront logistics service provider specializing in log marshalling and...
Suggested
Full time
Relocation package
£32.4k per annum
...a car allowance)
Introduction
This is an amazing opportunity to join National Fostering Group as a Supervising Social Worker with NFA North. This agency is based in Elland and covers the whole of Yorkshire and Lincolnshire. Our current Ofsted rating is Good!
As a creative...
Suggested
Permanent employment
Contract work
Part time
Local area
Flexible hours
£66k - £90k per annumEstimated
...control over financial transactions and financial reporting
Manage all reporting deadlines for US and UK regulated entities are met (NFA and FCA returns) and facilitate any audits and queries that follow
Manage and comply with local, state, and federal government...
Suggested
Local area
£66k - £89k per annumEstimated
...working knowledge of current global financial services market regulations
Comfortable interpreting regulations and guidance from CFTC, NFA, ESMA, FCA and MAS, ASIC in addition to other regulatory regimes
Provides leadership and guidance to internal partners and external...
Suggested
Full time
Side job
Local area
Remote job
Worldwide
Hybrid work
Flexible hours
...UK-based team.
Act as main point of contact with regulatory bodies and exchanges.
· Ensuring regulatory compliance with FCA and NFA rules.
· Oversight of regulatory compliance framework.
· Providing regulatory advice and guidance across the business.
We support...
Suggested
£40k - £54k per annumEstimated
...coach, motivate and develop team members to maximise their potential
• Willingness to study and pass CISI Regulations, Derivatives and NFA exams
• Strong client focus; personable and engaging building relationships and networks wherever possible
• Communicating...
Suggested
Full time
Holiday work
£41k - £55k per annumEstimated
...queries
General Compliance Administration duties
Assisting HR with the process of SMCR where the Compliance Department is required
NFA registration
Some overseas travel may be required
Key skills, experience and competencies required to be successful in this...
Suggested
Work at office
Overseas
...including administration of CPD
Dealer mandate administration for relevant divisions including international and Support compliance with NFA and CFTC swap dealer requirements
Ensure adherence to the Ring Fence perimeter, and swiftly resolve any issues. Provide advice and...
Suggested
Full time
Part time
Work at office
Hybrid work
Flexible hours
2 days week
Lloyds Bank plc
United Kingdom
1 day ago
...Solve Your IT
One of our clients needed professional IT support in order to secure and maintain GDPR compliance.
Due to this, the NFA Solihull Data server was moved to a different NFA site with full comms.
Find out how our IT Support packages can benefit your...
Suggested
Local area
Remote job
£37k - £50k per annumEstimated
...coach, motivate anddevelop team members to maximise their potential
• Willingness to study and pass CISI Regulations,Derivatives and NFA exams
• Strong client focus; personable and engagingbuilding relationships and networks wherever possible
• Communicating...
Suggested
Holiday work
£77k - £105k per annumEstimated
...control over financial transactions and financial reporting
Manage all reporting deadlines for US and UK regulated entities are met (NFA and FCA returns) and facilitate any audits and queries that follow
Manage and comply with local, state, and federal government...
Suggested
Local area
...Compliance Case Study
One of our clients needed professional IT support in order to secure and maintain GDPR compliance.
Due to this, the NFA Solihull Data server was moved to a different NFA site with full comms.
Secure Password Management tool Case Study - NAMA
NAMA is...
Suggested
Local area
Remote job
...Responsibilities:
· Act as main point of contact with regulatory bodies and exchanges.
· Ensuring regulatory compliance with FCA and NFA rules.
· Oversight of regulatory compliance framework.
· Providing regulatory advice and guidance across the business.
· Leading...
Suggested
£66k - £89k per annumEstimated
...working knowledge of current global financial services market regulations
Comfortable interpreting regulations and guidance from CFTC, NFA, ESMA, FCA and MAS, ASIC in addition to other regulatory regimes
Carries out complex initiatives involving multiple disciplines and/...
Full time
Side job
Local area
Remote job
Worldwide
Hybrid work
Flexible hours
£36k - £48k per annumEstimated
...situational demands
Excellent communication and organizational skills
Experience in supervisor/management roles
About us
NFA [a division of ISO Ltd] is an established South Island based waterfront logistics service provider specializing in log marshalling and...
Full time
Relocation package
£90k - £110k per annum
...Management of EMEA Prudential Reporting team.
Lead the delivery of prudential regulatory reporting requirements (FCA, EBA, NFA, CFTC, & DFSA)
Lead the planning and delivery of annual statutory accounts for EMEA controlled entities
Working with the business...
Full time
£50k - £67k per annumEstimated
..., Euroclear, Clearstream, and DTCC.
~ Bachelor's degree.
~ Knowledge of OFAC and KYC rules.
~ Basic understanding of FINRA, SEC, NFA, and MSRB rules.
~ Understanding of MiFID rules is a plus.
#LI-KF1
Compensation and benefits
On top of a competitive salary...
Work at office
Local area
Flexible hours
Arthur J. Gallagher & Co. (AJG)
United Kingdom
4 days ago
£55k - £76k per annumEstimated
...written documentation is produced to support your work.
• Ensuring compliance with the company’s regulatory requirements under the [FCA, NFA, AMF, AFM, MAS]
• Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters...
Immediate start
Worldwide
Marex Spectron
London
4 days ago
