Regulatory compliance jobs in St Peter Port, Guernsey

 ...Excellent Communication skill both written and verbal – essential for client servicing Adherence to standards and procedures Compliance / Regulatory monitoring / CDD / AML knowledge Problem solving Promotion of best practices Able to work on own initiative ICA... 

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most...

 ...department projects. An in-depth knowledge of CDD and Guernsey regulatory requirements would be required. The candidate will be responsible...  ...Advises business partners, including senior management, on compliance with applicable laws, rules and standards, including keeping them... 

 ...regulations. Provides consultation and advice to partners regarding Compliance risk avoidance. The role requires serving Northern Trust...  ...and/or complex. An in-depth knowledge of CDD and Guernsey regulatory requirements would be required. The candidate will be responsible... 

 ...Responsibilities: To support the Senior Manager in delivery of compliance services to IQ-EQ Fund Services (Guernsey) Limited clients. The...  ...teams in respect of client deliverables, CMP findings and regulatory returns Delivering training in respect of existing and... 

 ...department projects. An in-depth knowledge of CDD and Guernsey regulatory requirements would be beneficial. The candidate will be responsible...  ...operational roll out Skills/ Qualifications: Compliance / Regulatory monitoring / CDD / AML knowledge Experience of... 

 ...standards, codes and guidelines laid down by the postholder's regulatory body and HSC * To promote service user involvement in the planning...  ...undertaking annual online training on EDI and many other compliance training courses, Sanctuary is best placed to undertake a fair... 

 ...and areas for improvement to reduce risk and become more efficient Working closely with legal/compliance to ensure all funds are in compliance with the relevant regulatory authorities; Skills/ Qualifications: The successful candidate will benefit from having:... 

 ...s documentation, the company’s policies and procedures and any regulatory requirements Ensure that the rules, regulations and procedures...  ...of the Company’s procedures and policies Ensure personal compliance with policies and regulation Professional Experience... 

 ...Board Packs and produce/review minutes. Ensure all Client regulatory and registry filings are prepared and filed meeting all deadlines...  ...accurately and meeting all deadlines. Work closely with Compliance Team as needed to ensure Corporate Governance targets are met.... 

 ...Prepare financial reports ensuring conformity to professional and regulatory requirements.  To include the review and maintenance of...  ...SPVs. Preparation of FRR and LRR calculations. Liaise with Compliance and file any FRR or LRR breach notifications. Research and prepare... 

 ...for the role and/or for existing professional qualifications or regulatory requirements Invite feedback and look to improve...  ...procedures are being followed and complied with and, in case of non-compliance, inform the relevant Senior Officer or the Risk and Compliance... 

 ...working knowledge of the industry Effective verbal reasoning and numeric skills Knowledge and understanding of working within a regulatory Environment Experience in similar role Working with Us: As a Northern Trust partner, greater achievements await. You will...