Senior compliance manager jobs

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Compliance Transformation - Senior PM

 ...Global Transformation Senior Project Managers plan, mobilise and direct projects of high complexity and scale from project definition to closure. They are responsible for the end to end planning and delivery of one or more projects proactively balancing scope, schedule, budget... 
Rugby, Warwickshire
7 days ago

Compliance Manager

The role of the Compliance Manager will be to directly work with the Compliance Lead to cover all areas affected by Regulatory Risk. In line with...  ...the affect of Regulatory Change on the business Work with Senior Stakeholders and Management to ensure a consistent approach to... 
Edinburgh
4 days ago

Assistant Manager, Compliance

 ...occupational pension schemes seeks an ambitious compliance generalist with trade surveillance skills...  ..., review e-communication alerts, manage the approval process gifts & entertainment...  ...organisation to increase your exposure to senior management and play an instrumental role... 
London
12 days ago

Compliance Manager

 ...original set up is complete, this role will be responsible for all compliance matters, working in collaboration with the wider compliance...  ...as well as preparing reports for regulatory bodies and internal management. Ability to work well in a team with strong technical... 
London
5 days ago

Compliance Manager - Wealth

£65k per annum

 ...They are looking for someone who has a strong track record of managing Regulatory requirements within a Wealth environment and is excited...  ..., identify and manage business risks and the implementation of compliance ‘best practice’. Key responsibilities   Producing... 
Bromley, Greater London
8 days ago

Compliance Assistant - Asset Manager

£30k - £40k per annum

 ...Key responsibilities include: Monitor client investment restrictions and other compliance daily checks; Compliance Monitoring Programme testing and programme organisation/maintenance; Assist in the production of monthly, quarterly, bi-annual and annual compliance... 
Borough, Greater London
8 days ago

Senior Compliance Officer

 ...and co-ordinating risk-based monitoring reviews as part of the Compliance Monitoring Programme to assess regulatory requirements and internal...  ...per all clients, vendors and associated persons; Managing client and dealer on-boarding and documentation and attendant enquiries... 
London
a month ago

Compliance Monitoring - Senior Associate

 ...based and thematic reviews of the Wealth Management Division, as part of the organisations second...  ...and in line with the firm’s risk-based compliance monitoring programme ▪ Presentation of...  ...findings and remediation requirements to Senior Management and key business stakeholders... 
London
2 days ago

Compliance Manager - Investment Management

 ...technical FCA regulatory knowledge for the asset management sector and the rules which apply to the...  ...Maintenance and development of the Group Compliance Manual and risk and compliance monitoring...  ...broader knowledge of the FCA handbook Experience working with senior stakeholders... 
London
4 days ago

Senior Compliance Manager

£40k per annum

 ...and lifecycle refurbishment • Provide utilities services • Manage soft facilities management (i.e. cleaning and catering) •...  ...and this opportunity sits at the heart of this work. The DIO Senior Compliance Manager role’s primary purpose is to provide strategic support... 
Sutton Coldfield, West Midlands
1 day ago

Operations Compliance Manager - Asset Management

£70k per annum

 ...A well known Asset Manager are looking for an Operations Compliance Manager to join their team in London. This is an exciting opportunity to contribute to a growing team by providing advice and guidance to the Operations team around their reporting obligations, data management... 
London
5 days ago

Senior Compliance Officer

£50k - £55k per annum

 ...Planning. They have over 2000 employees and a global presence. Due to promotion we are recruiting for an experienced Senior Compliance Officer/Manager for their Birmingham office. The main part of the role is AML and Financial Crime, Data Risk, Regulatory change,... 
Birmingham
27 days ago

Pensions Compliance Manager

£65k - £84k per annum

 ...A large pensions firm are looking to add a Compliance Integration Manager to their team in London on a two year fixed term contract basis. It is essential you have pensions and compliance experience to apply for this role. The department in which this role will sit is responsible... 
London
5 days ago

Compliance Manager - Insurance

£50k - £57k per annum

 ...A leading insurer are looking for a Compliance Manager to join their team in London. The ideal candidate will be supporting and providing...  ...relationships across the business unit Attending business senior leadership meetings to ensure alignment of compliance activities... 
London
5 days ago

Compliance Associate (Asset Management)

£50k - £62k per annum

 ...Maldon Partners are recruiting a Compliance Associate on a permanent basis for a leading Boutique Asset Manager based in London. The award-winning European firm focuses on Fixed Income and has c£20bn AUM. This is a newly created role reporting directly to the Chief Compliance... 
London
9 days ago

Compliance Manager, Data Privacy

 ...to ensure the team provides high-quality and timely advice on compliance with all aspects of the Data Protection Act 2018, the General Data...  ...actions   • Where required, providing advice on the management and resolution of incidents involving personal data, including... 
London
2 days ago

Compliance Manager

£38.3k - £45.03k per annum

 ...We are seeking to appoint a knowledgeable and experienced individual to work within the Academic Regulation, Policy & Compliance team to support the development of and internal compliance with King’s Academic Regulations and associated policies. In particular, you will... 
London
a month ago

Pensions Compliance Manager - Investment Manager - London

 ...A major Investment Management firm with a major UK presence is looking to expand their pension compliance team. This is a newly approved position in an area of the business that is growing significantly at the moment.   RESPONSIBILITIES   Acting as an SME for the... 
London
3 days ago

Senior Compliance & Home Ownership Officer

£41.56k per annum

 ...strengthen our residents trust in us as a landlord. We own and manage over 20,000 homes across London, Hertfordshire and the South...  ...If so, please read on! We are currently recruiting for a Senior Compliance and Home Ownership Officer who will oversee our operational... 
South East London
3 days ago

Conduct and Regulatory Compliance Manager

£70k - £80k per annum

 ...leadership, focus and direction to Regulatory Compliance Analysts Working closely with other Customer and Operational Risk Management team members in relation Conduct Framework...  ...Experience required: In depth exposure to Senior Management and providing advice and guidance... 
South East London
28 days ago