Average salary: £114,399 /yearly
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- ...growth with secure, inclusive, and effective payment solutions. We are seeking an experienced and dual-skilled Head of Finance and CASS & Safeguarding Oversight Officer. This role combines the critical function of regulatory oversight over client money protection with...SuggestedHybrid working
- £41k - £53k per annumEstimated...CASS Oversight Associate - 12 Month Fixed Term Contract This is a great job keen and motivated learner. Experience with the CASS sourcebook is preferred but not essential; full training and support will be provided. A bit about the job: As a CASS Oversight...SuggestedFull-timePart-timeFixed-term contractHybrid workingFlexible hours
- £36k - £47k per annumEstimated...client money and custody assets protecting their regulatory integrity and ensuring full compliance with the FCAs Client Asset Sourcebook (CASS) rules. If you have a strong CASS background and are ready to be the subject matter expert in a fast-paced client-focused...SuggestedPermanentFull-time
- £43k - £58k per annumEstimated...RESPONSIBILITIES Conduct internal and external client assets and client money reconciliations in accordance with internal policies and CASS 6 and 7 requirements. Ensure that asset shortfall are identified and correctly funded Monitor the allocation of client money...SuggestedFull-timeHybrid workingFlexible hours
- £39k - £53k per annumEstimated...Job Description Equifind have teamed up with an established financial services firm who are looking to add a CASS analyst to the team to cover for the next 6-12 months. The business has been a brand name for years in the investment banking space and they have a great...SuggestedPermanentFull-timeFixed-term contractOn-siteWork from home
- £62k - £83k per annumEstimated...Job Title: Head of CASS Oversight Contract Type: Permanent Location: London Working style: Hybrid 50% home/office based Closing date: 1st December 2025 Join us at Royal London Asset Management in this exciting opportunity as Head of CASS Oversight. Reporting...SuggestedLong-term contractPermanentFull-timeHybrid working
- ...appropriate group policies and procedures. Work with the Ardonagh Specialty Client Money Manager to ensure compliance with the FCA CASS 5 Client Money Rules. Ensure successful completion of training and assessment exercises as assigned from the Compliance and Training...SuggestedPermanentFull-timeApprenticeshipHybrid workingOn-siteImmediate startFlexible hours
- ...customers To ensure day to day compliance with the systems and controls, established by the firm and to ensure compliance with FCA Rules CASS 5.4 To ensure compliance with FCA rules on Financial Crime prevention. Main Responsibilities: Credit control of customer...SuggestedPermanentFull-timeApprenticeshipHybrid workingOn-siteImmediate startFlexible hours
£70k - £90k per annum
...procedures that are designed to meet the regulatory standards set out in the relevant FCA rules and guidance, with particular reference to CASS regulation. Leadership within own area of 1st line internal controls and operational risk management within the Interactive Investor...SuggestedLong-term contractFull-timeTemporaryHybrid workingFlexible hours- £23k - £31k per annumEstimated...accounting activities associated with our clients insurance policies. The role is instrumental in protecting our clients money under the CASS 5 rules whilst providing an efficient and compliant service to our stakeholders taking full responsibility for investigating and...SuggestedFull-timeFixed-term contractHybrid working
- £66k - £88k per annumEstimated...post-trade (accounting settlement client servicing) domains. Experience with large-scale transformation programs. Familiarity with CASS rules and UK consumer duty laws. Demonstrated prior experience working in a highly matrixed complex organization #ICBCareer...SuggestedFull-time
£37k per annum
...first line of compliance defence, ensuring adherence to processes designed to meet FCA and internal standards, with specific focus on CASS, MiFID, CRS, and Consumer Duty. Build and maintain relations internally in ii and externally across key partners to drive the success...SuggestedLong-term contractFull-timeHybrid workingRemoteFlexible hours- £58k - £76k per annumEstimated...equivalent international qualification) or an equivalent in industry ACCA CIMA. Background in Financial Services Audit Previous CASS governance internal controls or internal audit experience within Financial Services. Particular industry specialism experience preferably...SuggestedLong-term contractFull-timeImmediate startFlexible hours
- ...improvements and system enhancements. 13) Work with the Ardonagh Specialty Client Money and BE Manager to ensure compliance with the FCA CASS 5 Client Money Rules. 14) Support and co-ordinate input to external Audit and regulatory exercises as required. 15) Ensure...SuggestedPermanentFull-timeApprenticeshipOn-siteImmediate startFlexible hours
£60k per annum
...operations and will report directly to the Chief Financial Officer. Initially, the role will focus on Principal Finance functions, including CASS and Client Money oversight, company accounting and reporting, and trade and distribution settlement. The successful candidate will...SuggestedPermanentFull-timeOn-siteProbationary periodFlexible hours£70k - £90k per annum
...reflect regulatory expectations and best practice. Ensure that all trade lifecycle activities operate in line with PRIN, SYSC, MAR, CASS and internal risk and compliance policies. Oversee implementation of strong 1st line controls, ensuring procedures are followed, risks...Full-timeHybrid workingFlexible hours- £42k - £57k per annumEstimated...negotiation execution and secure storage. Prime Brokerage : Supporting clients with prime brokerage arrangements (cash and synthetic) FXPB CASS/client money protections AIFMD compliance and lockup facilities. Whether launching new funds adding PB providers or restructuring...Full-timeHybrid workingOn-siteFlexible hours
- £48k - £62k per annumEstimated...changes and ensure future change is built into project plans so FNZ clients have a compliant platform. Responsible for ensuring that CASS compliance is considered and adhered to in all platform change projects. Experience Required Required Industry Knowledge...Full-time
- £24k - £31k per annumEstimated...governance framework and that data quality and integrity is maintained. Be aware of the conduct rules and act with integrity. Be aware of CASS related processes relevant to your team and that you escalate any issues to your manager Build and maintain relationships with all...PermanentFull-timeTemporaryFlexible hours
- ...money records. Produce and oversee month-end reports. Provide insights to senior leadership and support decision-making. Prepare CASS reporting for audit purposes. Ensure full compliance with FCA guidelines, Client Money rules, and internal controls. Act as the...Hybrid working
£30k - £35k per annum
...airlines • Compile information for carrier reviews • Produce monthly airline schedule • Maintaining Airline Rates database • Verify CASS billing • Producing Transit Reports • Liaise with Transport and Warehouse Departments • Complete weekly / monthly / annual...PermanentOn-siteDay shift- £31k - £41k per annumEstimated...service level agreements agreed quality standards regulatory & company requirements Adhere to all HMRC and FCA regulations including CASS & COBS rules and all Company policies and procedures Understand the client on-boarding process and enrichment of client accounts...Full-timeHybrid workingRemoteFlexible hours
- £34k - £46k per annumEstimated...accounts Notifying customers when events are completed Ensuring that we are adhering with all compliance policies including AML CASS Clear Desk and breach reporting What youll have: You will have a minimum of 5 GCSEs grades A*-C (or equivalent) including Maths and...Full-timeFixed-term contractCasual workHybrid workingOn-siteRemote
- £34k - £45k per annumEstimated...essential: Experience or interest in UX research Experience or interest in service design principles Understanding of working within CASS/regulatory/compliance restrictions Experience using or building a design system About us AJ Bell is one of the fastest-growing...Full-timeApprenticeshipCasual workHybrid workingOn-siteImmediate startRemote
- £52k - £67k per annumEstimated...experience You dont need all of the below but experience or interest in any of these areas is valuable: Investment platform operations CASS trading and dealing customer journeys or FCA regulation. Technology and data risk cyber security data governance analytics AI or GRC...Long-term contractFull-timeCasual workHybrid workingOn-siteRemote
£30k - £35k per annum
...Strong focus / attention to detail Priorities effectively Understands and follows processes Strong understanding of the CASS rules would be desirable Ability to work quickly and accurately within very tight deadlines. Ability to multi-task and to prioritise...Long-term contractFixed-term contractFlexible hours- £50k - £66k per annumEstimated...drive project ideation delivery and execution for the companys biggest compliance challenges ensuring a smooth transition to the new CASS 15 rules. Design the Resolution Pack: You will work with technical teams to ensure all mandatory documentation and data can be generated...Full-timeHybrid workingOn-site
- ...governance framework and that data quality and integrity is maintained Follow the conduct rules and act with integrity Be aware of CASS related processes relevant to your team and that you escalate any issues to your manager Build and maintain relationships with all...Full-timeFixed-term contractTraineeshipImmediate startFlexible hours
£27.3k per annum
...Knowledge of the regulatory and legislative environment and associated risks that require managing. Understand FCA rules in particular CASS rules and the principles of Treating Customers Fairly. Understand the regulatory environment and associated risks that require...Full-timeHybrid workingRemoteFlexible hours- £21k - £28k per annumEstimated...needs. To comply with the regulatory regimes in which SS&C operates (Data Protection Financial Crime Prevention regulations and CASS). Provide a quality service aiming for 100% accuracy and timeliness of delivery. To review processes and practices within your...Full-timeCasual workHybrid workingOn-siteFlexible hours