Average salary: £114,399 /yearly
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- £40k - £53k per annumEstimated...CASS Oversight Associate - 12 Month Fixed Term Contract This is a great job keen and motivated learner. Experience with the CASS sourcebook is preferred but not essential; full training and support will be provided. A bit about the job: As a CASS Oversight...SuggestedFull-timePart-timeFixed-term contractHybrid workingFlexible hours
- £62k - £83k per annumEstimated...Job Title: Head of CASS Oversight Contract Type: Permanent Location: London Working style: Hybrid 50% home/office based Closing date: 1st December 2025 Join us at Royal London Asset Management in this exciting opportunity as Head of CASS Oversight. Reporting...SuggestedLong-term contractPermanentFull-timeHybrid working
- £39k - £53k per annumEstimated...Job Description Equifind have teamed up with an established financial services firm who are looking to add a CASS analyst to the team to cover for the next 6-12 months. The business has been a brand name for years in the investment banking space and they have a great...SuggestedPermanentFull-timeFixed-term contractOn-siteWork from home
- ...growth with secure, inclusive, and effective payment solutions. We are seeking an experienced and dual-skilled Head of Finance and CASS & Safeguarding Oversight Officer. This role combines the critical function of regulatory oversight over client money protection with...SuggestedHybrid working
- £36k - £47k per annumEstimated...client money and custody assets protecting their regulatory integrity and ensuring full compliance with the FCAs Client Asset Sourcebook (CASS) rules. If you have a strong CASS background and are ready to be the subject matter expert in a fast-paced client-focused...SuggestedPermanentFull-time
- £43k - £58k per annumEstimated...RESPONSIBILITIES Conduct internal and external client assets and client money reconciliations in accordance with internal policies and CASS 6 and 7 requirements. Ensure that asset shortfall are identified and correctly funded Monitor the allocation of client money...SuggestedFull-timeHybrid workingFlexible hours
- ...appropriate group policies and procedures. Work with the Ardonagh Specialty Client Money Manager to ensure compliance with the FCA CASS 5 Client Money Rules. Ensure successful completion of training and assessment exercises as assigned from the Compliance and Training...SuggestedPermanentFull-timePart-timeApprenticeshipFixed-term contractHybrid workingOn-siteImmediate startFlexible hours
£60k per annum
...operations and will report directly to the Chief Financial Officer. Initially, the role will focus on Principal Finance functions, including CASS and Client Money oversight, company accounting and reporting, and trade and distribution settlement. The successful candidate will...SuggestedPermanentFull-timeOn-siteProbationary periodFlexible hours- £30k - £40k per annumEstimated...procedures that are designed to meet the regulatory standards set out in the relevant FCA rules and guidance, with particular reference to CASS regulation • Responsible for ensuring all CASS related activities and processes are completed daily to safeguard customer assets. •...SuggestedLong-term contractFull-timeTemporaryFlexible hours
- £45k - £61k per annumEstimated...analysis. What You Will Bring: Previous experience as a lead within financial services with working knowledge of FCA DISP CASS Consumer Duty and other regulatory rules. Desirable to have qualifications to support. Excellent communication skills with the ability...SuggestedFull-timeHybrid working
- £21k - £27k per annumEstimated...governance framework and that data quality and integrity is maintained. Be aware of the conduct rules and act with integrity. Be aware of CASS related processes relevant to your team and that you escalate any issues to your manager Build and maintain relationships with all...SuggestedFull-timeTemporaryFixed-term contractFlexible hours
- £50k - £67k per annumEstimated...daily. Payments processing daily between Client Money accounts Settlement accounts and corporate accounts ensuring compliance with CASS rules at all times. Payments to UTMs for settlement of unit trust trades. Effectively managing Broker and custodian queries...SuggestedLong-term contractFixed-term contractFlexible hours
£150k per annum
...qualified accountants with technical insurance accounting knowledge gained within an insurance broking business, have knowledge of FCA CASS requirements, have senior management exposure and people management experience, and have technical knowledge of accounting and auditing...Suggested- £51k - £67k per annumEstimated...• Managing a diverse portfolio of clients, including groups, corporates, not for profit entities, and specialist assignments such as CASS 5 and Solicitors Accounts Rules • Leading audits from planning through to completion, ensuring quality, accuracy and timely delivery...SuggestedFull-time
- ...advertising in the UK and/or Europe gained either as part of the Compliance Good regulatory knowledge of FCA rules, MiFID II, UCITS, FUND, CASS, AIFMD, GDPR, KIID and PRIIPS, SDR, anti-greenwashing and other relevant rules High standard of accuracy and attention to detail...SuggestedLong-term contractPermanentHybrid working
£110k - £125k per annum
...income products (Treasury bills, Money Market Funds, Corporate bonds, Commercial Paper, Repo/Reverse Repo, etc) Experience working within CASS or Safeguarding frameworks or other regulated environments Ability to easily communicate complex ideas (or explain financial...TemporaryFlexible hours- £117k - £159k per annumEstimated...Reporting CSA Trade Reporting HKMA Reporting MAS Reporting etc. Provide the necessary technical regulatory advice and expertise to the CASS Team Provide the necessary advice regarding MUFGs operational framework including but not limited to processes involving collateral...Long-term contractFull-timeOn-siteImmediate startRemoteFlexible hours
- £49k - £65k per annumEstimated...off UAT performed by your colleagues Ensure you are conducting control requirements on a consistent and timely basis Oversee all CASS related processes systems and controls within your area in support of the SMF18 issues are escalated and resolved as and when necessary...PermanentFull-timeTraineeshipHybrid workingImmediate startFlexible hours
£35k - £40k per annum
...petty cash (test included during interview process) Software Experience Preferred: Smart Accounting and PSL Other tools used: Cass & Crew, Eclipse Team & Culture Tight-knit team of 10, with 3-4 team members often collaborating on the same shows Strong training...PermanentFull-timeOn-site5 days/weekFlexible hours£65k per annum
...diverse portfolio of clients, including groups, corporates, not-for-profit organisations, and regulated entities such as solicitors and CASS 5 assignments. Leading audits from planning to completion, ensuring deadlines and compliance standards are met. Reviewing...Hybrid working- ...improvements and system enhancements. 13) Work with the Ardonagh Specialty Client Money and BE Manager to ensure compliance with the FCA CASS 5 Client Money Rules. 14) Support and co-ordinate input to external Audit and regulatory exercises as required. 15) Ensure...PermanentFull-timeApprenticeshipOn-siteImmediate startFlexible hours
£70k - £90k per annum
...reflect regulatory expectations and best practice. Ensure that all trade lifecycle activities operate in line with PRIN, SYSC, MAR, CASS and internal risk and compliance policies. Oversee implementation of strong 1st line controls, ensuring procedures are followed, risks...Full-timeHybrid workingFlexible hours- £48k - £62k per annumEstimated...changes and ensure future change is built into project plans so FNZ clients have a compliant platform. Responsible for ensuring that CASS compliance is considered and adhered to in all platform change projects. Experience Required Required Industry Knowledge...Full-time
- £42k - £57k per annumEstimated...negotiation execution and secure storage. Prime Brokerage : Supporting clients with prime brokerage arrangements (cash and synthetic) FXPB CASS/client money protections AIFMD compliance and lockup facilities. Whether launching new funds adding PB providers or restructuring...Full-timeHybrid workingOn-siteFlexible hours
- £47k - £64k per annumEstimated...our dynamic Finance Operations team. This role is pivotal in aligning financial processes with industry best practices, using the FCA’s CASS (Client Assets Sourcebook) framework as a guiding benchmark rather than a formal regulatory requirement. It also plays a key part in...Full-timeHybrid workingOn-siteRemote
£70k - £90k per annum
...procedures that are designed to meet the regulatory standards set out in the relevant FCA rules and guidance, with particular reference to CASS regulation. Leadership within own area of 1st line internal controls and operational risk management within the Interactive Investor...Long-term contractFull-timeTemporaryHybrid workingFlexible hours£37k per annum
...first line of compliance defence, ensuring adherence to processes designed to meet FCA and internal standards, with specific focus on CASS, MiFID, CRS, and Consumer Duty. Build and maintain relations internally in ii and externally across key partners to drive the success...Long-term contractFull-timeHybrid workingRemoteFlexible hours- £58k - £76k per annumEstimated...equivalent international qualification) or an equivalent in industry ACCA CIMA. Background in Financial Services Audit Previous CASS governance internal controls or internal audit experience within Financial Services. Particular industry specialism experience preferably...Long-term contractFull-timeImmediate startFlexible hours
- £76k - £105k per annumEstimated...Qualifications ~Professional qualification: ACA, CA, ACCA, US CPA, CIMA (or equivalent). ~Background in financial services audit. ~Experience in CASS, governance, internal controls, or internal audit within financial services. ~Industry specialism in banking & capital markets or...Flexible hours
- ...automation roadmap and measurable delivery milestones. Lead delivery of automation initiatives across core operational areas (e.g. CASS reconciliations, journals, workflow automation, CRM migrations). Embed compliance by design and ensure auditability and traceability...Long-term contractOn-siteRemoteFlexible hours