Average salary: £57,713 /yearly
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- ...growth with secure, inclusive, and effective payment solutions. We are seeking an experienced and dual-skilled Head of Finance and CASS & Safeguarding Oversight Officer. This role combines the critical function of regulatory oversight over client money protection with...SuggestedHybrid working
- £39k - £53k per annumEstimated...Job Description Equifind have teamed up with an established financial services firm who are looking to add a CASS analyst to the team to cover for the next 6-12 months. The business has been a brand name for years in the investment banking space and they have a great...SuggestedPermanentFull-timeFixed-term contractOn-siteWork from home
- £27k - £37k per annumEstimated...An opportunity has now risen within our CASS team and we are looking to recruit a hardworking analytical individual who thrives in a varied environment where no two days are the same. If youre looking for an opportunity that allows you to use your initiative develop your analytical...SuggestedFull-timeCasual workHybrid workingOn-siteRemote
- £33k - £43k per annumEstimated...and legislation. Typical services we offer within the CAS team are: Working alongside financial statement audit teams to perform CASS and Safeguarding audits; Providing practical, yet technical, SME input on the more judgemental Client Assets, Payment Services and E...SuggestedOn-siteImmediate startFlexible hours
- £41k - £53k per annumEstimated...CASS Oversight Associate - 12 Month Fixed Term Contract This is a great job keen and motivated learner. Experience with the CASS sourcebook is preferred but not essential; full training and support will be provided. A bit about the job: As a CASS Oversight...SuggestedFull-timePart-timeFixed-term contractHybrid workingFlexible hours
£60k per annum
...Job Description We’re now recruiting a CASS Manager to be responsible for ensuring the CASS team operates effectively and that robust systems and controls are maintained. This includes ongoing risk management and the continuous assessment of operational readiness to...SuggestedLong-term contractFull-timeCasual workHybrid workingOn-site- £62k - £83k per annumEstimated...Job Title: Head of CASS Oversight Contract Type: Permanent Location: London Working style: Hybrid 50% home/office based Join us at Royal London Asset Management in this exciting opportunity as Head of CASS Oversight. Reporting directly to the Chief Financial Officer...SuggestedLong-term contractPermanentFull-timeHybrid working
- ...role offers a unique opportunity to become a central figure in safeguarding the firms regulatory integrity. Youll gain deep exposure to CASS and AML frameworks while working closely with senior stakeholders across Compliance Risk and Operations. As chair of the CASS Committee...SuggestedFixed-term contractHybrid workingOn-siteRemote
- £36k - £47k per annumEstimated...client money and custody assets protecting their regulatory integrity and ensuring full compliance with the FCAs Client Asset Sourcebook (CASS) rules. If you have a strong CASS background and are ready to be the subject matter expert in a fast-paced client-focused...SuggestedPermanentFull-time
- £43k - £58k per annumEstimated...RESPONSIBILITIES Conduct internal and external client assets and client money reconciliations in accordance with internal policies and CASS 6 and 7 requirements. Ensure that asset shortfall are identified and correctly funded Monitor the allocation of client money...SuggestedFull-timeHybrid workingFlexible hours
- £27k - £35k per annumEstimated...appropriate group policies and procedures. Work with the Ardonagh Specialty Client Money Manager to ensure compliance with the FCA CASS 5 Client Money Rules. Ensure successful completion of training and assessment exercises as assigned from the Compliance and Training...SuggestedPermanentFull-timeApprenticeshipHybrid workingOn-siteImmediate startFlexible hours
Ardonagh Specialty
London18 days ago - £43k - £56k per annumEstimated...knowledge of Transfer Agency operations and outsourced operating models. Good understanding of the UK regulatory environment, including CASS and complaints handling. Experience overseeing AML and KYC processes. Strong organisational and communication skills with a high...SuggestedPermanent
- £33k - £45k per annumEstimated...enhanced customer experience and/or cost savings to the company. All processes and financial transactions dealt with in adherence to IFC CASS and SYSC rules for both processing and authorising where permitted. Provide SIPP Administration Team cover as required to ensure FNZ...SuggestedPermanentFull-timeHybrid working
- £66k - £88k per annumEstimated...changes and ensure future change is built into project plans so FNZ clients have a compliant platform. Responsible for ensuring that CASS compliance is considered and adhered to in all platform change projects. Experience Required Required Industry Knowledge...SuggestedFull-time
- £21k - £28k per annumEstimated...needs. To comply with the regulatory regimes in which SS&C operates (Data Protection Financial Crime Prevention regulations and CASS). Provide a quality service aiming for 100% accuracy and timeliness of delivery. To review processes and practices within your...SuggestedFull-timeCasual workHybrid workingOn-siteFlexible hours
- £62k - £84k per annumEstimated...management. Strong knowledge of the FCA requirements and regulatory expectations (incl. areas such as Suitability & Appropriateness CASS Consumer Duty et. al.) Ability articulate key risks inherent within business processes and translate these into risk & control heatmaps...Full-time
- £104k - £132k per annumEstimated...and the first line (business side) regarding relevant regulatory standards (in particular client asset and client money rules in the UK (CASS) and Germany) contract interpretation and other legal matters. The role will focus on EMEA collaborating with legal and compliance...Full-timeFlexible hours
- ...qualification) or an equivalent in industry ACCA CIMA. Newly Qualified Auditor with a background in Financial Services Audit Previous CASS governance internal controls or internal audit experience within Financial Services. Particular industry specialism experience...Immediate startFlexible hours
- £32k - £41k per annumEstimated...governance framework and that data quality and integrity is maintained Follow the conduct rules and act with integrity Be aware of CASS related processes relevant to your team and that you escalate any issues to your manager Build and maintain relationships with all...Full-timeFixed-term contractTraineeshipImmediate startFlexible hours
- £57k - £74k per annumEstimated...recurrence of incidents What You Will Bring: Previous experience within financial services with working knowledge of FCA DISP CASS Consumer Duty and other regulatory rules. Desirable to have qualifications to support. Excellent verbal and written communication...Full-timeHybrid working
- ...money records. Produce and oversee month-end reports. Provide insights to senior leadership and support decision-making. Prepare CASS reporting for audit purposes. Ensure full compliance with FCA guidelines, Client Money rules, and internal controls. Act as the...Hybrid working
- ...ACCA, CIMA qualification (or be part‑qualified and close to completion) – QBE also considered Strong knowledge of IFRS and UK GAAP (CASS experience a bonus) Advanced Excel and Microsoft Office skills Broad experience across accounting functions, reporting, and data analysis...Hybrid workingOn-site1 day/week
- £34k - £46k per annumEstimated...accounts Notifying customers when events are completed Ensuring that we are adhering with all compliance policies including AML CASS Clear Desk and breach reporting What youll have: You will have a minimum of 5 GCSEs grades A*-C (or equivalent) including Maths and...Full-timeFixed-term contractCasual workHybrid workingOn-siteRemote
- £31k - £41k per annumEstimated...service level agreements agreed quality standards regulatory & company requirements Adhere to all HMRC and FCA regulations including CASS & COBS rules and all Company policies and procedures Understand the client on-boarding process and enrichment of client accounts...Full-timeHybrid workingRemoteFlexible hours
- £52k - £67k per annumEstimated...experience You dont need all of the below but experience or interest in any of these areas is valuable: Investment platform operations CASS trading and dealing customer journeys or FCA regulation. Technology and data risk cyber security data governance analytics AI or GRC...Long-term contractFull-timeCasual workHybrid workingOn-siteRemote
- £30k - £41k per annumEstimated...part of the International Finance team. The role is responsible for assisting the Client Money Manager with Locktons compliance with FCA CASS rules for entities regulated in the UK. The position will help to ensure that Lockton has in place appropriate processes and...PermanentFull-timeHybrid working
- £21k - £24k per annumEstimated...close processes Support the revenue manager with revenue control adherence and ASC 606 related activities Assist with certain FCA CASS 5 client money activities and preparation of regulatory returns Support preparation of financial statements in compliance with US...Full-timeTraineeshipInternshipHybrid workingOn-siteRemote
£30k - £35k per annum
...Strong focus / attention to detail Priorities effectively Understands and follows processes Strong understanding of the CASS rules would be desirable Ability to work quickly and accurately within very tight deadlines. Ability to multi-task and to prioritise...Long-term contractFixed-term contractFlexible hours£75k per annum
...including reconciliations, settlements, credit control, and insurer payments. You will ensure compliance with regulatory standards (e.g. FCA CASS rules) and internal controls while supporting the wider finance function. Applicants must have experience in an IBA / credit control...£110k - £120k per annum
...external compliance advisors Oversee regulatory reporting, FCA returns and notifications within required timelines Support the annual CASS audit in collaboration with Finance Provide compliance advice to the Credit Committee, Senior Management Team and other governance...Part-timeCasual workHybrid workingOn-siteCornwall6 days ago
