Average salary: £56,502 /yearly
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£68.5k - £75k per annum
...CASS Audit Manager £68,500-£75,000 + benefits City, London | Hybrid working I'm working with a leading multi-disciplinary advisory, tax and audit firm that is looking to appoint a CASS Audit Manager into its specialist Financial Services audit and assurance team....SuggestedLong-term contractPermanentHybrid workingOn-site- ...stated Closes 11 Sept, 1200 About the Role The successful candidate would join as a Senior associate within our Client Assets (CASS) specialist audit team, which sits within Non-Financial Audit (NFA) in the Audit line of service. The role will involve being part of...SuggestedFull-timeVisa sponsorshipWork visa
- £42k - £56k per annumEstimated...them quickly, efficiently and wherever possible in highly personalised ways. Job Description We’re recruiting for a Technical CASS Analyst to join us. In this role you will support the oversight and compliance with CASS regulations, assist with the annual external...SuggestedLong-term contractPermanentFull-timePart-timeImmediate startFlexible hours
- £60k - £79k per annumEstimated...our Media Centre for the latest news. You can find out more about eToro here . Role Summary This is a key role within our CASS function, sitting at the intersection of governance, controls and operations . This role would suit someone who wants to move beyond...SuggestedHybrid workingOn-siteImmediate startRemote
- ...A leading international securities business is looking for a CASS Specialist to join its growing Operations team, reporting directly to the COO. The role will focus on implementing and embedding CASS requirements across the business while supporting the business as it...Suggested
- £62k - £81k per annumEstimated...Job Title: Regulatory Specialist (CASS) Location: Bristol Flexible Working: Open to flexible working arrangements, including reduced hours (minimum 30 hours per week spread over 5 days) and hybrid working patterns. Mission Pax2pay is a rapidly growing FinTech business...SuggestedFull-timeHybrid workingFlexible hours
- £52k - £70k per annumEstimated...from prior similar roles in EMIs, preferably in the UK. You have detailed operational knowledge of the regulatory requirements in the UK (CASS) and in Ireland/EU (EMR, PSR). You have designed, operationalised and right sized processes to ensure regulatory compliance and...SuggestedFull-timeHybrid workingOn-siteWork from homeFlexible hours
£80k - £100k per annum
...varied portfolio, build strong senior client relationships, develop the team and influence BKL's approach to regulatory advisory services, CASS assurance and the wider financial services market. How You’ll Make a Difference In this role, you will: Lead a portfolio of...SuggestedHybrid workingOn-siteRemoteMonday to FridayFlexible hours- £52k - £68k per annumEstimated...payments. Understanding of payment schemes including: Pay.UK (Bacs, Faster Payments, Image Clearing System); CHAPS; LINK; SWIFT; CREST; CASS and related payment services infrastructure. Experience supporting or delivering: Payment Assurance and Attestations SWIFT CSP...SuggestedImmediate startFlexible hours
£30k - £35k per annum
...complex issues working to strict deadlines You have a great domain knowledge of investment platforms, particularly knowledge of the CASS environment You have communication and organisation skills with the ability to describe to both technical and non-technical audiences...SuggestedFull-timeHybrid workingOn-siteImmediate startFlexible hours£90.99k - £129.99k per annum
...monitoring and testing across a range of regulatory areas, including suitability, Consumer Duty, best execution, transaction reporting, CASS, and conflicts of interest. Identify, report, and escalate compliance issues, concerns, and risks to senior compliance management...Suggested- £41k - £53k per annumEstimated...monitor performance and drive continuous improvement Ensure all work is processed in line with clients’ regulatory requirements including CASS, COLL, COBS, DISP, GDPR and Consumer Duty as applicable Develop and maintain procedures, guidelines, and checklists for Transfer...SuggestedFull-timeFlexible hours
- £38k - £50k per annumEstimated...Essential ~3–5+ years' experience within Transfer Agency, Fund Administration or Asset Servicing operations. ~ Strong experience of the CASS rules and regulations ~ Strong understanding of settlement, cash management and reconciliation processes. ~ Experience...SuggestedFull-timeOn-site
£45k per annum
...of Acturis software ( Essential ). Technical Knowledge Comprehensive understanding of FCA regulations regarding client money (CASS 5). Communication Strong verbal and written communication skills to liaise with underwriters, clients, and internal teams....SuggestedDaily payPermanentFull-timeOn-siteFlexible hours- £65k - £84k per annumEstimated...skills and familiarity with UK and European regulations impacting Markets businesses (e.g. MIFID II/MiFIR, EMIR, UMR, SFTR, CSDR, FCA CASS, AIFMD, MAR etc.,); Strong analytical and risk management skills as well as excellent drafting skills and a solution-oriented approach...SuggestedLong-term contract
£100k - £110k per annum
...Operations. What we're looking for * Strong Compliance Advisory experience within a trading environment. * Good knowledge of COBS, CASS, MAR, MiFID II and EMIR. * Experience supporting institutional, professional client, Prime or DMA-related business. * Strong understanding...Full-timeOn-site- £50k - £66k per annumEstimated...scope here to shape how things work, not just maintain them. Requirements What you'll own: Daily client fund reconciliation and CASS 15 regulatory reporting End-to-end merchant invoicing and acquirer commission reconciliation Month-end close, P&L revenue...Full-timeHybrid working
£60k per annum
...deposits with approved counterparties in line with internal policy, risk appetite, and regulatory limits Manage dealing activity within CASS and MIFIDPRU requirements, maintaining accurate records and audit trails Exercise sound judgement in execution, operating...Full-timeHybrid workingFlexible hours£65k per annum
...diverse portfolio of clients, including groups, corporates, not-for-profit organisations, and regulated entities such as solicitors and CASS 5 assignments. Leading audits from planning to completion, ensuring deadlines and compliance standards are met. Reviewing...Hybrid working- £75k - £97k per annumEstimated...knowledge of securities lending and repurchase master agreements (e.g. the GMSLA and GMRA); Experience dealing with all aspects of MiFID, CASS and SFTR and strong awareness of other relevant regulatory requirements; Good understanding of licensing laws relevant to cross-...Full-timeFlexible hours
- £62k - £79k per annumEstimated...Bachelor’s degree required. Strong knowledge of relevant UK retail financial services regulation as applicable, including MiFID / COBS, CASS, and MAR, and how these requirements interact with pensions-related operating models and client servicing. Strong understanding of...Long-term contract
- £36k - £48k per annumEstimated...audits with internal and external stakeholders Ensure all work is processed in line with clients’ regulatory requirements including CASS, COLL, COBS, DISP, GDPR and Consumer Duty as applicable To be successful in this role, we’re seeking the following: Combination of...Full-timeFlexible hours
- £62k - £80k per annumEstimated...expectations. Regulatory and compliance oversight : Ensure operational processes remain aligned to relevant regulatory obligations, including CASS, AML/FCC, Consumer Duty, operational resilience, data privacy and applicable fund administration requirements. Client and...Long-term contractFull-timeTemporaryFlexible hours
- £104k - £139k per annumEstimated...control frameworks. Strong knowledge of relevant client asset protection requirements, ideally including in depth experience with UK CASS (CASS 7 ideally) and familiarity with comparable global regimes. Demonstrated ability to interpret complex regulation and apply it...Full-time
£79.5k - £91.61k per annum
...and Young People's Gender Service South West providing a service consistent with the national service specification April 2026 and the Cass Review March 2024 To be a senior leader of staff and services in the trauma informed delivery of Children and Young People's Gender Service...PermanentFull-timePart-timeVisa sponsorshipSkilled worker visaFlexible hours£65k - £75k per annum
...standards and customer outcomes. Own the monitoring of key Investment Servicing capabilities. Provide first line oversight support for CASS-related operational controls and evidencing, including monitoring vendor performance. Provide oversight of dealing operations,...Full-timeHybrid workingFlexible hours- £68k - £87k per annumEstimated...technical/regulatory expertise in areas typically associated with Prime/institutional business as well as wider FCA rules such as COBS, CASS, MAR, MiFID II and EMIR ReFIT as they apply to institutional and professional client business. Experience working with various...Full-timeOn-site
- £66k - £86k per annumEstimated...critical or important functions under SYSC 8 and the FCA’s broader outsourcing and third party risk guidance (FG16/5) Experience with CASS client money and asset requirements, particularly CASS 7 and CASS 6 audit processes Familiarity with the Complaints, Claims, and...Full-timeOn-siteRemote
Capital.com
London5 days ago £100k per annum
...model oversight , action tracking and assurance reviews Coordinating and overseeing internal and external audits , including SOX, CASS and Coverholder audits Providing oversight of Delegated Authority controls and assurance testing programmes Leading...Long-term contractHybrid working- ...play a key role within the Analytics team, initially focused on data governance and compliance — spanning topics such as Consumer Duty, CASS, KYC/AML and data protection — with the expectation of broadening into general analytics support across the business over time. You...Long-term contract
