Cass jobs in London

 ...customers depend on Wise to protect their money, whether it be via Safeguarding or through compliance with the Client Asset Sourcebook (CASS). Your job will be to ensure our control framework is designed and operating effectively, keeping our customers as top priority at all... 

 ...CASS Oversight Manager up to £65000 + Bonus + Benefits London – Hybrid THE COMPANY They are a leading Investment Manager who are looking to add a new member to there team due to expansion . Aim and purpose of the role: • Support upholding the firm’s CASS... 

 ...range of markets for our clients to trade. With no sign of slowing down, this is a fantastic time to join the team! We are seeking a CASS Controls Office - Associate to join our CASS Office. The successful candidate will be part of a team responsible for ensuring that our... 

 ...requires diverse personalities, characters, and perspectives. There really is a place for you here.Job Description:Our Financial Services CASS audit function oversees a variety of market leading entities ranging from some of the largest investment banking groups, retail banking... 

 ...) Implement and provide day to day oversight of client money processes across the business including the Client Asset Sourcebook (“CASS”) Resolution Pack and the Client Money & Assets (“CMAR”) Return Design and conduct quality assurance testing in accordance with CASS... 

 ...need in a way that goes beyond. Personal, proactive, and agile. That's Grant Thornton. Job Description: You already know what a CASS or Audit Manager does, so we want to tell you what it's like to work at Grant Thornton, and what can we offer you that others don't.... 

 ...THE COMPANY: Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis. THE RESPONSIBILITIES: Support the design and development of the UK entity CASS control framework... 

 ...CASS & Operations Oversight Senior Analyst Are you ready to take on a pivotal role in ensuring operational excellence and regulatory compliance within the dynamic financial services industry? My client, a leading Fund Manager, are seeking a talented CASS & Operations Oversight... 

 ...Key responsibilities Act as the liaison to the regulator on matters relating to Client Money and Assets and become the appointed CASS Oversight Officer and responding to requests from FCA and auditors Provide strategic and technical advice on CASS compliance to business... 

 ...CASS Safeguarding Technical Assurance Specialist page is loaded CASS Safeguarding Technical Assurance Specialist Apply locations London (30 Finsbury Square) time type Full time posted on Posted Yesterday job requisition id R1032486 More than you expected Grant Thornton... 

 ...CASS/FinOps Manager (Maternity Cover) Contract: 9-12 months In 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic’s global... 

Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economic engine - ambitious, entrepreneurially...

 ...CASS Financial Services Assistant Audit Manager More than you expected Grant Thornton UK LLP is part of a global network of independent audit, tax and advisory firms, made up of some 58,000 people in over 135 countries. We're a team of independent thinkers who put quality... 

 ...products Detailed knowledge of UK regulatory requirements for investment products, particularly funds, and an understanding of MiFID and CASS rules University educated with at least one degree Great communication and listening skills Fluency in English Ability to... 

 ...Audit Manager - CASS - Financial Services Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain... 

 ...excellence reaching 100m end users Uniting fast growth and compliance for Upvest and its clients Driving the implementation of CASS compliance while providing technical advice to product and operations department Key responsibilities Act as the liaison to... 

 ...team or service's delivery of accessible and acceptable services to diverse local communities. Following the recommendations of The Cass Review Interim Report, two new nationally networked services led by specialist children's tertiary care providers are being established... 

 ...collections created per year, each request is unique and should be assessed on a case-by-case basis. Timely and accurate completion of all CASS administration, adhering to Boutique/Department store procedures and policies as appropriate ensuring repairs are sent to the relevant... 

 ...payments resolving technical questions arising, perform client money reconciliations to draw down commission, ensure compliance with FCA and CASS rules at all times including the implementation / improvement of controls surrounding the IBA processes, especially bank account... 

 ...and re-engineer our SIPP and ISA products and services to develop a market-leading offering that ensures compliance with FCA, HMRC, and CASS requirements. Keep current regarding rules, regulations, and legislation for all SIPP and ISA accounts and provide support with...