Average salary: £70,491 /yearly

More stats
Get new jobs by email
  •  ...growth with secure, inclusive, and effective payment solutions. We are seeking an experienced and dual-skilled Head of Finance and CASS & Safeguarding Oversight Officer. This role combines the critical function of regulatory oversight over client money protection with... 
    Suggested
    Hybrid working

    Ecommpay

    London
    a month ago
  • £41k - £53k per annumEstimated
     ...CASS Oversight Associate - 12 Month Fixed Term Contract This is a great job keen and motivated learner. Experience with the CASS sourcebook is preferred but not essential; full training and support will be provided. A bit about the job: As a CASS Oversight... 
    Suggested
    Full-time
    Part-time
    Fixed-term contract
    Hybrid working
    Flexible hours

    AVEVA

    London
    a month ago
  • £62k - £83k per annumEstimated
     ...Job Title: Head of CASS Oversight Contract Type: Permanent Location: London Working style: Hybrid 50% home/office based Closing date: 1st December 2025 Join us at Royal London Asset Management in this exciting opportunity as Head of CASS Oversight. Reporting... 
    Suggested
    Long-term contract
    Permanent
    Full-time
    Hybrid working

    Royal London

    London
    a month ago
  • £39k - £53k per annumEstimated
     ...Job Description Equifind have teamed up with an established financial services firm who are looking to add a CASS analyst to the team to cover for the next 6-12 months. The business has been a brand name for years in the investment banking space and they have a great... 
    Suggested
    Permanent
    Full-time
    Fixed-term contract
    On-site
    Work from home

    Equifind

    London
    more than 2 months ago
  •  ...role offers a unique opportunity to become a central figure in safeguarding the firms regulatory integrity. Youll gain deep exposure to CASS and AML frameworks while working closely with senior stakeholders across Compliance Risk and Operations. As chair of the CASS Committee... 
    Suggested
    Fixed-term contract
    Hybrid working
    On-site
    Remote

    Octopus

    London
    more than 2 months ago
  • £43k - £58k per annumEstimated
     ...RESPONSIBILITIES Conduct internal and external client assets and client money reconciliations in accordance with internal policies and CASS 6 and 7 requirements. Ensure that asset shortfall are identified and correctly funded Monitor the allocation of client money... 
    Suggested
    Full-time
    Hybrid working
    Flexible hours

    Close Brothers Group

    London
    more than 2 months ago
  • £48k - £62k per annumEstimated
     ...changes and ensure future change is built into project plans so FNZ clients have a compliant platform. Responsible for ensuring that CASS compliance is considered and adhered to in all platform change projects. Experience Required Required Industry Knowledge... 
    Suggested
    Full-time

    FNZ

    London
    a month ago
  • £42k - £57k per annumEstimated
     ...negotiation execution and secure storage. Prime Brokerage : Supporting clients with prime brokerage arrangements (cash and synthetic) FXPB CASS/client money protections AIFMD compliance and lockup facilities. Whether launching new funds adding PB providers or restructuring... 
    Suggested
    Full-time
    Hybrid working
    On-site
    Flexible hours

    Simmons & Simmons

    London
    a month ago
  •  ...appropriate group policies and procedures. Work with the Ardonagh Specialty Client Money Manager to ensure compliance with the FCA CASS 5 Client Money Rules. Ensure successful completion of training and assessment exercises as assigned from the Compliance and Training... 
    Suggested
    Permanent
    Full-time
    Apprenticeship
    Hybrid working
    On-site
    Immediate start
    Flexible hours

    Ardonagh Specialty

    London
    more than 2 months ago
  •  ...customers To ensure day to day compliance with the systems and controls, established by the firm and to ensure compliance with FCA Rules CASS 5.4 To ensure compliance with FCA rules on Financial Crime prevention. Main Responsibilities: Credit control of customer... 
    Suggested
    Permanent
    Full-time
    Apprenticeship
    Hybrid working
    On-site
    Immediate start
    Flexible hours

    Ardonagh Specialty

    London
    17 days ago
  • £82k - £112k per annumEstimated
     ...across multiple asset classes across Markets and Securities services. The role is also accountable for annual regulatory oversight in the CASS (client asset) review which is an FCA requirement. It is also accountable for the key functions of Risk and Margin technology in... 
    Suggested
    Long-term contract
    Full-time

    HSBC

    London
    more than 2 months ago
  • £66k - £88k per annumEstimated
     ...post-trade (accounting settlement client servicing) domains. Experience with large-scale transformation programs. Familiarity with CASS rules and UK consumer duty laws. Demonstrated prior experience working in a highly matrixed complex organization #ICBCareer... 
    Suggested
    Full-time

    JPMorganChase

    London
    more than 2 months ago
  •  ...qualification) or an equivalent in industry ACCA CIMA. Newly Qualified Auditor with a background in Financial Services Audit Previous CASS governance internal controls or internal audit experience within Financial Services. Particular industry specialism experience... 
    Suggested
    Immediate start
    Flexible hours

    EY Studio+ Nederland

    London
    a month ago
  • £71k - £96k per annumEstimated
     ...Attorney queries and supporting bereavement matters. Familiarity with FCA Handbook Rules including the safeguarding of client assets (CASS) sourcebook. Experience of regulatory change management programs and new product development. Excellent organizational skills and... 
    Suggested
    Full-time

    JPMorganChase

    London
    1 day ago
  •  ...money records. Produce and oversee month-end reports. Provide insights to senior leadership and support decision-making. Prepare CASS reporting for audit purposes. Ensure full compliance with FCA guidelines, Client Money rules, and internal controls. Act as the... 
    Suggested
    Hybrid working

    Superscript

    London
    a month ago
  • £30k - £35k per annum

     ...airlines • Compile information for carrier reviews • Produce monthly airline schedule • Maintaining Airline Rates database • Verify CASS billing • Producing Transit Reports • Liaise with Transport and Warehouse Departments • Complete weekly / monthly / annual... 
    Permanent
    On-site
    Day shift
    Feltham, Greater London
    8 days ago
  • £50k - £66k per annumEstimated
     ...drive project ideation delivery and execution for the companys biggest compliance challenges ensuring a smooth transition to the new CASS 15 rules. Design the Resolution Pack: You will work with technical teams to ensure all mandatory documentation and data can be generated... 
    Full-time
    Hybrid working
    On-site

    Capital on Tap

    London
    8 days ago
  • £28.05k - £33.3k per annum

     ...live hangouts The Credit Payment Recovery (CPR) process Interbank communications; for both domestic and international payments CASS Uploading and applying Paper direct debit instructions Bacs recalls Active troubleshooting to resolve complex and technical... 
    Full-time
    Remote
    Work from home
    Flexible hours

    Monzo

    London
    more than 2 months ago
  • £57k - £77k per annumEstimated
     ...income products (Treasury bills Money Market Funds Corporate bonds Commercial Paper Repo/Reverse Repo etc) Experience working within CASS or Safeguarding frameworks or other regulated environments Ability to easily communicate complex ideas (or explain financial instruments... 
    Full-time
    Temporary
    Remote
    Flexible hours

    Wise

    London
    more than 2 months ago
  • £50k - £67k per annumEstimated
     ...daily. Payments processing daily between Client Money accounts Settlement accounts and corporate accounts ensuring compliance with CASS rules at all times. Payments to UTMs for settlement of unit trust trades. Effectively managing Broker and custodian queries... 
    Long-term contract
    Fixed-term contract
    Flexible hours

    Close Brothers Group

    London
    a month ago
  •  ...automation roadmap and measurable delivery milestones. Lead delivery of automation initiatives across core operational areas (e.g. CASS reconciliations, journals, workflow automation, CRM migrations). Embed compliance by design and ensure auditability and traceability... 
    Long-term contract
    On-site
    Remote
    Flexible hours

    InvestEngine

    London
    more than 2 months ago
  • £250 - £280 per day

     ...understanding of safeguarding, customer asset protection, or custodianship Desirable Experience Exposure to regulatory frameworks such as CASS, EMI/PI, or banking regulations Experience within fintech, payments, or regulated financial services environments In2 Consult is a... 
    Hybrid working

    IN2 Consult

    London
    25 days ago
  • £42k - £56k per annumEstimated
     ...involve ensuring accuracy and compliance in client and insurer balances. Assist in client money calculations, ensuring adherence to FCA CASS 5 rules, with a focus on safeguarding client funds and maintaining regulatory compliance. Monitor and reconcile accounts to provide... 
    Full-time
    Hybrid working
    On-site
    Work from home
    Flexible hours

    Zego

    London
    11 days ago
  • £59k - £79k per annumEstimated
     ...insurers and internal stakeholders. Ensure compliance with company policies procedures and FCA regulations including Consumer Duty and CASS. Monitor workloads service levels and SLAs across the team to ensure timely delivery. Support training system testing and... 
    Full-time
    On-site
    Remote

    Lawes Consulting Group

    London
    more than 2 months ago
  •  ...across InvestEngine’s back-office, ensuring work is controlled, accurate, and consistently delivered Be accountable for outcomes across CASS reconciliations, client money and assets, payments, trading lifecycle, settlement, and corporate actions Act as the escalation point... 
    Long-term contract
    On-site
    Remote
    Flexible hours

    InvestEngine

    London
    9 days ago
  • £84k - £113k per annumEstimated
     ...Attorney queries and supporting bereavement matters. Familiarity with FCA Handbook Rules including the safeguarding of client assets (CASS) sourcebook. Experience of regulatory change management programs and new product development. Excellent organizational skills and... 
    Long-term contract

    JPMorgan Chase & Co.

    London
    2 days ago
  • £117k - £159k per annumEstimated
     ...Reporting CSA Trade Reporting HKMA Reporting MAS Reporting etc. Provide the necessary technical regulatory advice and expertise to the CASS Team Provide the necessary advice regarding MUFGs operational framework including but not limited to processes involving collateral... 
    Long-term contract
    Full-time
    On-site
    Immediate start
    Remote
    Flexible hours

    Mitsubishi UFJ Financial Group

    London
    more than 2 months ago
  •  ...teams when operational input or investigation is required Ensure all activities align with FCA requirements , including AML/KYC, CASS, and Consumer Duty obligations What We’re Looking For Experience in investment operations within financial services or fintech... 
    Daily pay
    Long-term contract
    Remote
    Flexible hours

    InvestEngine

    London
    9 days ago
  • £49k - £65k per annumEstimated
     ...off UAT performed by your colleagues Ensure you are conducting control requirements on a consistent and timely basis Oversee all CASS related processes systems and controls within your area in support of the SMF18 issues are escalated and resolved as and when necessary... 
    Permanent
    Full-time
    Traineeship
    Hybrid working
    Immediate start
    Flexible hours

    Rathbones

    London
    a month ago