Cass jobs in London

120 vacancies

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Trade Support Officer - Operations

 ...products, in particular Excel ~ Good understanding of FCA and internal guidelines and policies for trade support, AML, data protection and CASS awareness  ~ Produces work of a consistently high quality and high level of accuracy. ~ Can be relied upon to meet deadlines and... 

Canaccord Genuity UK

London
7 days ago

Head of Client Regulation

 ...current and adjacent segments Your Knowledge & Experience Good working knowledge of PRA & FCA regulation, particularly SYSC, CASS, COBS & COLL Some experience with regulation in US, EMEA & APAC would be an advantage Proven track record of financial... 

Axiom HQ

London
21 days ago

Compliance Assistant

£35k - £45k per annum

 ...Ideally we are looking to speak to individuals with experience in key areas of regulatory compliance within an FCA environment including CASS and SMCR and a strong understanding and knowledge of FCA handbook. This is a brilliant opportunity for a compliance professional... 

REED

South East London
9 days ago

Operations Analyst - Reconciliations 12 month FTC

 ...stakeholders are responded to in a timely manner. Complete daily reconciliations of client money bank accounts in accordance with CASS rules. Lead month-end reconciliations. Be a process expert within the team, dealing with complex issues and delivering... 

Funding Circle

London
3 days ago

CASS Reconciliations Analyst

£30k - £40k per annum

 ...have big plans to disrupt and become the dominant force in UK consumer credit using a data-led approach to everything we do. As the CASS Reconciliations Analyst you will take primary responsibility for carrying out all internal and external client money reconciliations... 

Ultimate Banking Ltd

South East London
6 days ago

Compliance Associate, Prudential

 ...may include: Assisting with prudential reviews GABRIEL reporting Preparation and review of AIFMD Annex 4 returns Support CASS audits Assisting with authorisations Responding to ad-hoc and routine regulatory queries Developing training... 

Bovill

London
3 days ago

CASS Director - Operations

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THE BANK OF NEW YORK MELLON CORPORATION

London
13 hours ago

CASS Director - Operations

 ...corporations on a range of trust and other solutions  •    Providing integrated managed data services to asset managers   Job Purpose:  The CASS Operations Director is responsible for the oversight of the protection of client assets in Operations working with and leading the CASS... 

THE BANK OF NEW YORK MELLON CORPORATION

London
7 days ago

Regulatory Accountant - Financial Services

 ...Preparation of Large Exposure Monitoring for cash accounts Prepare Liquidity Reporting to the FCA including FCA 047 & 048 Preparation of CASS Reporting and Reconciliations in accordance with CASS Handbook. Prepare Regulatory Disclosures in the Financial Statements.... 

Eximius Finance

London
15 days ago

Principal Compliance & Control (CASS)

 ...Your primary role will be advising and providing oversight and challenge on all aspects of the UK CASS environment for our two UK Banks. You will support and advise the Compliance CASS Director, Compliance Head of Investment Advisory, Client Asset Oversight Officer and Business... 

THE BANK OF NEW YORK MELLON CORPORATION

London
7 days ago

Apprenticeship Assessor

£17 - £22 per hour

 ...the NHS mandatory / core curriculum including To apply for this role or to find out about other NHS HR Jobs, please contact Rebecca Cass or Lucy Hertzberg on or email your CV to Venn Group is an equal opportunities employment business and employment agency and... 

Venn Group

South East London
6 days ago

CASS Manager - AWM

 ...transparency on the skills we need as individuals to be successful and progress in our careers, now and in the future. The Role As a CASS Manager in Asset and Wealth Management, you'll work as part of a team of problem solvers, helping to solve complex business issues from... 

PwC

London
15 days ago

EMEA Markets CASS Director

 ...environment, including engaging early in new product development and changes to business processes;​​ Maintain an appropriate level of CASS knowledge and awareness in the EMEA Markets business through the delivery of a comprehensive training programme;​​ Proactively... 

THE BANK OF NEW YORK MELLON CORPORATION

London
13 hours ago

AWM - CASS - Senior Assocaite - London

 ...planning the audit process from beginning to end, ensuring completeness, accuracy, and fair presentation of our client's information. CASS is a high profile and priority area of the FCA given failures such as Lehman Bros in 2008 and other recent fines imposed to... 

PwC

London
15 days ago

Lead Learning Facilitator

 ...within Learning and Development in the NHS To apply for this role or to find out about other NHS HR Jobs, please contact Rebecca Cass or Lucy Hertzberg on or email your CV to Venn Group is an equal opportunities employment business and employment agency and welcomes... 

Venn Group

South East London
2 days ago

Assurance CASS Senior Manager

 ...services audit department works internationally to provide seamless, cross-border services to our clients. Clients will include: CASS 6/7 broker/dealers and subsidiaries of European banking Group CASS 5 insurance broker/intermediary and underwriters Job Purpose... 

Mazars

South East London
6 days ago

CASS Change analyst

 ...During this time there is a need for specialist CASS resource to support a number of change workstreams.   The successful incumbent will support the CF10a and be a key team member in the following areas: -  Migration of both Client Money and Assets on to new platforms... 

FourthLine

London
more than 2 months ago

Business Unit Compliance Officer

£50k - £55k per annum

 ...qualification in a relevant industry or equivalent such as a Diploma in Compliance - ICA, Financial Planning Certificate Wealth, bonds and CASS experience would be preferential This position will be based in Hertfordshire, however the client also operates offices located in... 

Sanderson

Potters Bar, Hertfordshire
27 days ago

Wealthtech - CASS Specialist

 ...to client experience, innovation and digital solutions are currently hiring. An excellent opportunity has now arisen for an experienced CASS (client assets) administrator to join their highly motivated, well qualified, experienced and award winning team.   Job Purpose: ~... 

Claret

London
more than 2 months ago

CASS Director - Clearance and Collateral Management

 ...Summary Manages a specialist team responsible for first line of defence regulatory oversight management of all Client Asset Safety (CASS) matters for Clearance and Collateral Management (CCM) in accordance with FCA CASS rules, including new products, sales, relationship management... 

THE BANK OF NEW YORK MELLON CORPORATION

London
7 days ago