Cass jobs in Leeds

10 vacancies

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Oversight Supervisor

 ...of professionalism where you and your team adhere to procedural, regulatory & industry requirements including but not limited to GDPR, CASS and MiFID II. Manage and mitigate escalated issues and address non-adherence in an open and honest  Review and update procedures and... 

LINK GROUP

Leeds
3 days ago

Client Money Accountant

£35k - £40k per annum

 ...partners for whom we hold client money and to manage the progress and review of high-risk members. Responsible for the delivery of the CASS Consultancy program for non-client money members and the due diligence process for new and upgrading members. Supporting in the production... 

Ardonagh

Knaresborough, North Yorkshire
10 days ago

Client Money Payments Executive

 ...that may arise from Insurer payments, insurer reconciliations or the cashbook reconciliations Capture all instances of breaches of FCA CASS rules and BN procedures within the internal audit document and awareness of any unusual activity To take ownership of completing the... 

Ardonagh

Knaresborough, North Yorkshire
12 days ago

Administrator, Dividend Reinvestment

 ...mandatory training and quarterly reading within the prescribed timescales. Ensure your functions are performed within the framework of the CASS rules Experience & Personal Attributes Ability to work under pressure and to tight deadlines Good communication... 

LINK GROUP

Leeds
25 days ago

Administrator, Settlements, Share Dealing

 ...questions raised from other departments and escalate when necessary Ensure your functions are performed within the framework of the CASS rules Processing of all daily trading documentation, validation and data entry Monitor pending trades, ensuring the database is up... 

LINK GROUP

Leeds
25 days ago

Cass Audit Senior Associate - Asset Wealth Management

 ...be successful and progress in our careers, now and in the future. The Role: As a Senior Associate in the Asset Wealth Management Cass team, you'll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. The role... 

PwC

Leeds
14 days ago

Client Cash Officer

 ...Payment Processes e.g. Faster Payments, CHAPS, Cheques etc. Knowledge of double entry bookkeeping Have an understanding of the FCA CASS regulatory environment and associated risks that require managing Understand the principles of Treating Customers Fairly... 

Interactive Investor

Leeds
more than 2 months ago

Operations Administrator - Settlements

 ...Training and Competence Understand the key drivers of Client Loyalty within a retail environment Understand FCA rules in particular CASS rules Technical Expertise – Keep abreast of developments and changes in legislation Minimum of 2 years’ experience working within... 

Interactive Investor

Leeds
1 day ago

Finance Integration Accountant

 ...insurer money rules within the FCA Handbook Any other duties as assigned Qualifications and Experience: Specialised Knowledge –CASS, IFRS, UK GAAP Professional Certification – ACA/ACCA/CIMA/ Qualified by Experience (QBE) qualified or equivalent Essential... 

The Ardonagh Group

Knaresborough, North Yorkshire
14 days ago