Average salary: £44,944 /yearly
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£70k - £90k per annum
...reflect regulatory expectations and best practice. Ensure that all trade lifecycle activities operate in line with PRIN, SYSC, MAR, CASS and internal risk and compliance policies. Oversee implementation of strong 1st line controls, ensuring procedures are followed, risks...SuggestedFull-timeHybrid workingFlexible hours£27.3k per annum
...Knowledge of the regulatory and legislative environment and associated risks that require managing. Understand FCA rules in particular CASS rules and the principles of Treating Customers Fairly. Understand the regulatory environment and associated risks that require...SuggestedFull-timeHybrid workingRemoteFlexible hours£70k - £90k per annum
...procedures that are designed to meet the regulatory standards set out in the relevant FCA rules and guidance, with particular reference to CASS regulation. Leadership within own area of 1st line internal controls and operational risk management within the Interactive Investor...SuggestedLong-term contractFull-timeTemporaryHybrid workingFlexible hours£24k - £25k per annum
...requests for detailed information and process walk-through exercises. • Ensure we are fully compliant within FCA regulations, specifically CASS rules. • Work with your manager to set and achieve monthly, quarterly & yearly objectives as well managing your own workload to...SuggestedFixed-term contractHybrid working1 day/week