Average salary: £36,700 /yearly
More statsSearch Results: 20 vacancies
£33k - £44k per annumEstimated
...We're now looking to recruit a CASS Audit Lead! Reporting tothe CASS Manager, the CASS Audit Lead will be responsible for leading and coordinating external CASS audits. This includes ensuring audits are delivered in accordance with the audit plan, coordinating audit activities...
Suggested
Casual work
Work at office
AJ Bell Management Limited
Manchester
21 hours ago
£36k - £48k per annumEstimated
...Analysis and interpretation of incoming market announcements from data vendors, creation of the event in our systems ensuring compliance with CASS, CRS , MiFID and consumer duty requirements.
• Ensuring corporate action entitlements are allocated to our customer accounts in an...
Suggested
Flexible hours
£21k - £28k per annumEstimated
...Actions & Dividends. Processing events to customer accounts
Ensuring that we are adhering with all compliance policies including AML, CASS, Clear Desk and breach reporting
Strong technical knowledge of back office operations
Advanced excel skills
AJ Bell is one of...
Suggested
Casual work
Hybrid work
Holiday work
£30k - £35k per annum
...developments in both technical and soft skills training. Carrying out the planning, fieldwork and completion of the audit (statutory and CASS audits) in accordance with auditing standards and the firm's own approach and methodology.
Preparing accounts, including...
Suggested
Permanent employment
Work at office
Hybrid work
Flexible hours
£43k - £58k per annumEstimated
...procedures that are designed to meet the regulatory standards set out in the relevant FCA rules and guidance, with particular reference to CASS regulation
• Responsible for ensuring all CASS related activities and processes are completed daily to safeguard customer assets.
•...
Suggested
Permanent employment
Temporary work
Flexible hours
£23k - £31k per annumEstimated
...accounts
Notifying customers when events are completed
Ensuring that we are adhering with all compliance policies including AML, CASS, Clear Desk and breach reporting
Competence:
Positive and resilient attitude
Ability to work in high pressure deadline driven...
Suggested
Casual work
Hybrid work
Holiday work
£23k - £31k per annumEstimated
...deadlines
PC literacy and internet skills
Professional telephone manner
Regulatory knowledge and development skills supporting CASS (Client Assets) in particular:
CASS 7 (Client Money Rules)
CASS 8 (Mandates)
Beneficial Skills:
~ Excellent working knowledge...
Suggested
Flexible hours
£26k per annum
...settlements in accordance with SLAs
Reconciling cash into and out of business and client bank accounts
Client Money reconciliations
CASS regulations
Reviewing and preparing payments for clients
Preparing monthly commission runs
Dealing with any client queries...
Suggested
Holiday work
£45k per annum
We're now looking to recruit a CASS Audit Lead! Reporting tothe CASS Manager, the CASS Audit Lead will be responsible for leading and coordinating external CASS audits. This includes ensuring audits are delivered in accordance with the audit plan, coordinating audit activities...
Suggested
Casual work
Work at office
Hybrid work
Holiday work
£21k - £25k per annumEstimated
...Answering queries from operational teams relating to reconciliations and exceptions
Completing reconciliations in accordance withFCA CASS rules where applicable and calculating funding requirements.
Completing reconciliations in accordance with written procedures,...
Suggested
Casual work
Bank staff
AJ Bell Management Limited
Manchester
2 days ago
£36k - £48k per annumEstimated
...Analysis and interpretation of incoming market announcements from data vendors, creation of the event in our systems ensuring compliance with CASS, CRS , MiFID and consumer duty requirements.
• Timely set up and distribution of event notifications to customers and acting on...
Suggested
Flexible hours
£21k - £27k per annumEstimated
...Understand the key drivers of Client Loyalty within a retail environment
• Understand FCA rules, particularly those relating to CASS
PERSONAL ATTRIBUTES:
STRAIGHT TALKING | MOVING WITH SPEED | OWNING THE OUTCOME
• Clear communicator
• Strong team...
Suggested
Full time
£21k - £23k per annumEstimated
...milk, tea and coffee
Ensure scanning is completed within 24 hours SLA
Organise, log and distribute post
Log cheques in line with CASS regulations
Stationary price comparisons and orders
Afternoon post collection to ensure franked and sent out in a timely fashion...
Suggested
Part time
Work at office
Holiday work
AJ Bell Management Limited
Manchester
1 day ago
£32k - £42k per annumEstimated
...• Processing of Dividends including reconciliations.
• Adherence to the regulations that apply to Corporate Actions, Dividends and CASS regulations.
• Own the end-to-end process of cross border events to ensure final settlement in the resultant market/custodian. Communication...
Suggested
Flexible hours
Interactive Investor Plc
Manchester
21 hours ago
£30k - £35k per annum
...Carrying out the planning, fieldwork and completion of the audit (statutory and CASS audits) in accordance with auditing standards and the firm's own approach and methodology.
Preparing accounts, including consolidated accounts under UK GAAP or IFRS.
Preparing and reviewing...
Suggested
£41k - £56k per annumEstimated
...financial services is desirable but not essential
Demonstrable knowledge of the client money rules in relation to investment business (CASS) desirable
Knowledge of banking payment methods (such as BACS, Faster Payments, Debit Card, Cheques)
About Us:
AJ Bell is one...
Casual work
Work at office
Immediate start
Flexible hours
AJ Bell Management Limited
Manchester
2 days ago
£52k - £71k per annumEstimated
...client assets.
Manage the performance of assigned staff, coach team members and provide guidance on project management.
Manage the CASS Operations performed in relation to the CMAR, Asset Shortfalls and Client Money.
Bachelor's degree or equivalent combination of...
Hybrid work
Flexible hours
£52k - £71k per annumEstimated
...assets.
Manage the performance of assigned staff, coach team members and provide guidance on project management.
Manage the CASS Operations performed in relation to the CMAR, Asset Shortfalls and Client Money.
To be successful in this role, we’re seeking the...
Hybrid work
Flexible hours
£44k - £57k per annumEstimated
...member for the role of Senior Associate, Global Asset Safety - Risk and Control Oversight to join our Operations - Global Asset Safety - CASS and GAS Risk and Control team. This role is located in UK, Manchester - HYBRID.
The position will report into Global Asset Safety -...
Full time
Hybrid work
Flexible hours
BNY Mellon
Manchester
18 days ago
£52k - £71k per annumEstimated
...Directors.
The successful candidate will have significant experience in managing and executing audit and audit-related projects (such as CASS), with exemplary technical skills regarding auditing standards and their practical application.
The role will be primarily based in...
Permanent employment
Work at office
Flexible hours
