Cass jobs in England

 ...required) Implement and provide day to day oversight of client money processes across the business including the Client Asset Sourcebook ("CASS") Resolution Pack and the Client Money & Assets ("CMAR") Return Design and conduct quality assurance testing in accordance with CASS... 

 ...This is a great opportunity for someone looking to build a career in financial services with a focus on CASS requirements and Platform businesses in an exciting and complex organisation! Aviva operates a “smart working” policy meaning that we spend approximately half of our... 

 ...We're now looking to recruit a CASS Audit Lead! Reporting tothe CASS Manager, the CASS Audit Lead will be responsible for leading and coordinating external CASS audits. This includes ensuring audits are delivered in accordance with the audit plan, coordinating audit activities... 

 ...THE COMPANY: Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis. THE RESPONSIBILITIES: Support the design and development of the UK entity CASS control framework... 

 ...CASS Oversight Manager up to £65000 + Bonus + Benefits London – Hybrid THE COMPANY They are a leading Investment Manager who are looking to add a new member to there team due to expansion . Aim and purpose of the role: • Support upholding the firm’s CASS... 

 ...Position: CASS Operations Associate Our client An award-winning investment solutions platform, our client aids ambitious financial advice firms in creating their own investment propositions. They are known for their entrepreneurial spirit, innovation, and commitment to... 

 ...customers depend on Wise to protect their money, whether it be via Safeguarding or through compliance with the Client Asset Sourcebook (CASS).    Your mission Be the face of Wise for our two annual audits covering Safeguarding and CASS. Review existing controls,... 

 ...range of markets for our clients to trade. With no sign of slowing down, this is a fantastic time to join the team! We are seeking a CASS Controls Office - Associate to join our CASS Office. The successful candidate will be part of a team responsible for ensuring that our... 

 ...Job Description CASS & Operations Oversight Senior Analyst Are you ready to take on a pivotal role in ensuring operational excellence and regulatory compliance within the dynamic financial services industry? My client, a leading Fund Manager, are seeking a talented CASS... 

 ...Key responsibilities Act as the liaison to the regulator on matters relating to Client Money and Assets and become the appointed CASS Oversight Officer and responding to requests from FCA and auditors Provide strategic and technical advice on CASS compliance to business... 

 ...Audit Manager – CASS – Financial Services Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are... 

 ...products Detailed knowledge of UK regulatory requirements for investment products, particularly funds, and an understanding of MiFID and CASS rules University educated with at least one degree Great communication and listening skills Fluency in English Ability to... 

 ...products Detailed knowledge of UK regulatory requirements for investment products, particularly funds, and an understanding of MiFID and CASS rules University educated with at least one degree Great communication and listening skills Fluency in English Ability to... 

 ...Robert Half is delighted to partner with a leading wealth and asset manager based in London to find their next Operations & CASS Analyst. Looking to hire an Operations specialist who has experience of running Client Money and Asset reconciliations to adhere to the standards... 

Ideas | People | Trust We’re BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economic engine - ambitious, entrepreneurially...

 ...regulatory compliance strategy, process and policies across all legal, regulatory and compliance obligations, including, but not limited to, CASS, SMCR, financial crime, KYC and AML Compliance & Financial Crime: Act as the FCA Approved Person for compliance oversight (SMF16)... 

 ...CASS Safeguarding Technical Assurance Specialist page is loaded CASS Safeguarding Technical Assurance Specialist Apply locations London (30 Finsbury Square) time type Full time posted on Posted Yesterday job requisition id R1032486 More than you expected Grant Thornton... 

 ...CASS Financial Services Assistant Audit Manager More than you expected Grant Thornton UK LLP is part of a global network of independent audit, tax and advisory firms, made up of some 58,000 people in over 135 countries. We're a team of independent thinkers who put quality... 

 ...Experience of practical application of relevant financial regulatory frameworks including but not limited to the FCA Handbook (COBS and CASS), Regulated Activities Orders, FSMA, PDS2, EMD2, AIFMD, UCITS, MIFID II, IDD, EMIR, Financial Crime legislation (including MLRs, MAR,... 

 ...collections created per year, each request is unique and should be assessed on a case-by-case basis. Timely and accurate completion of all CASS administration, adhering to Boutique/Department store procedures and policies as appropriate ensuring repairs are sent to the relevant...