Average salary: £76,052 /yearly
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- ...Transparency Rules and Companies Act, Statutory Registers, LSE announcements, Company’s Articles of Association, Registrar of Companies and FCA filings, provision of relevant insurances and other ad hoc tasks. Management Company Secretary & Governance · In...SuggestedHybrid workingOn-siteWork from home
- £71k - £93k per annumEstimated...lead the UK Trust & Depositary (T&D) business. This role is accountable for jurisdictional performance, regulatory compliance (including FCA CASS where applicable), exemplary client service, robust legal entity governance, disciplined financial oversight, and execution of the...SuggestedPermanentFull-time
- £60k - £78k per annumEstimated...meet the following requirements: You must be QCF Level 4 qualified with an appropriate qualification that allows advice giving (FCA Activity 4) Candidates must currently be holding Competent Adviser Status (CAS) under onshore UK FCA jurisdiction (i.e. does not include...SuggestedLong-term contract
- £50k - £67k per annumEstimated...outcomes. About the role Set, govern and evolve the Customer Outcomes Framework, ensuring alignment with Consumer Duty, FCA expectations and internal policy. Act as the senior authority on outcomes monitoring methodology, determining standards, tolerances...SuggestedLong-term contractPermanentHybrid working
- £47k - £61k per annumEstimated...internal audit, risk or assurance experience in a financial services business, Big 4 Firm or a regulated environment, with familiarity with FCA and PRA expectations being highly advantageous. Experience working with or coordinating co-sourced or outsourced internal audit...SuggestedPermanentFull-timeHybrid workingOn-siteImmediate startFlexible hours
- £53k - £68k per annumEstimated...documentation. Essential Skills/Experience: Minimum Level 4 Diploma in Regulated Financial Planning (or equivalent) Understanding of the FCA ongoing suitability process Experience supporting financial planning and client servicing within a regulated environment Proficiency...SuggestedPermanent
- £37k - £48k per annumEstimated...Financial Planners in presenting cash-flow modelling and addressing technical queries Manage processes and tasks in compliance with FCA guidelines and internal procedures Assist in the preparation of client presentations and supporting documentation Stay abreast of...SuggestedRemote jobHybrid workingOn-siteWork from homeFlexible hours
£110k - £130k per annum
...hold the relevant CASS operational oversight certification. What They’re Looking For Significant experience leading CASS within an FCA-regulated environment Background in fintech, platforms, custody, wealth or similar highly regulated businesses Strong technical...SuggestedPermanentHybrid workingOn-siteRemoteFlexible hours- ...Governance Manage suppliers in line with the Outsourcing & Supply Chain Management Framework and regulatory requirements (e.g., FCA/PRA). Contribute to contract lifecycle activities including scoping, requirements gathering, negotiation support, and renewals. Monitor...SuggestedPermanentPart-timeHybrid workingOn-siteFlexible hours
- ...Good negotiating skills and the ability to build good relationships with both clients and insurers/underwriters Sound knowledge of FCA requirements within a broking role What we offer ~ A competitive salary - let's discuss it ~ Hybrid working available upon successful...SuggestedLong-term contractPermanentHybrid workingOn-siteWork from homeProbationary periodMonday to Friday
- £51k - £65k per annumEstimated...engagements, and industry groups. Support the Retail HSE Director in fulfilling regulatory and governance responsibilities, including FCA senior managers and certification regime duties. Here's what we're looking for: NEBOSH Diploma (or equivalent) in Occupational...SuggestedFull-time
£12.21 per hour
...Learning and Development team dedicated to your professional training in the role. Training includes (but not limited to), Induction, FCA, Product and customer journey. What we can offer you: Samsung Employee Discount Portal Birthday Holiday Monthly Bonus Potential...SuggestedPart-time- £89k - £119k per annumEstimated...broad range of financial institutions and regulated businesses on UK and EU financial services regulation, with a particular focus on FCA and PRA regulatory frameworks. This role offers exposure to high-quality advisory, transactional, and contentious regulatory work, including...SuggestedFull-timePrivate practiceHybrid workingFlexible hours
- £78k - £100k per annumEstimated...global operations of Interpath. Acting as the primary point of contact with law enforcement and regulatory bodies—including in the UK the FCA (where applicable), the NCA, and HMRC. The role also plays a central part in aligning UK policies and practices with the...SuggestedFull-time
- ...Administering trainings - SMCR, MiFID, Consumer Duty, ERISA. Senior Manager and Certification Regime (SMCR): Maintaining the FCA register on behalf of Aegon AM UK. Administering the internal SMCR system. Regulatory Reporting: Filing regulatory reports -...SuggestedFull-timeTemporaryPart-timeTraineeshipFlexible hours
- £27k - £35k per annumEstimated...contribute to change initiatives and testing. Experience within Trustee and Depositary, Fund Administration or Asset Servicing Knowledge of FCA, CASS UCITS and AIFMD regulatory requirements Analytical and problem-solving skills with the ability to work through exceptions...PermanentFull-timeFlexible hours
