Average salary: £73,957 /yearly
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- £46k - £61k per annumEstimated...decision has been made by the Government to transition the Society's AML supervisory responsibilities to the Financial Conduct Authority (FCA). Although the Government has made this decision, implementation will likely take several years and result in ongoing consultation to...SuggestedPermanentFull-timeHybrid workingRemoteFlexible hours
- £53k - £71k per annumEstimated...financial institutions and/or corporations; * Experience in investigations brought by regulatory and/or law enforcement bodies, in including FCA, PRA, FRC, and SFO; * General financial services law knowledge; * Experience in handling regulatory and enforcement agency requests...SuggestedPermanentFull-timeNo agencyRemoteFlexible hours
- £24k - £32k per annumEstimated...Experience adhering to key compliance requirements in relation to standards, Health & Safety, cash management, security and stock management, FCA compliance, refunds and discounts. What's in it for you Our goal is to celebrate our...SuggestedFull-timeRotating shifts
£38k - £42k per annum
...Knowledge Experience in a Paraplanning role or equivalent. Experience of Defined Benefit Pension advice. Understanding of the annual FCA ongoing suitability process and experience providing support. Knowledge of Xplan (or similar practice management systems) would be...SuggestedPermanentRelief staff- £42k - £55k per annumEstimated...customers, often at a senior level. *UK only* As this role is caught by the Certification Regime, the role holder must adhere to the FCA's Conduct Rules and the FCA's Fitness and Propriety Requirements The role operates within the Project Delivery team with a reporting...SuggestedFull-time
FNZ Group
Edinburgh29 days ago £33k - £36k per annum
...Learning and Development team dedicated to your professional training in the role. Training includes (but not limited to), Induction, FCA, Product, Customer Journey, and Management Development Programmes. What we can offer you: Samsung Employee Discount Portal Birthday...SuggestedFull-timeShift work- £36k - £46k per annumEstimated...relationships, develop referrals, and contribute to the firm’s expansion. Regulatory & Compliance Excellence: Ensure all advice meets FCA requirements while maintaining a progressive, client-first approach. Engaging and growing a client bank: Supporting the clients of...SuggestedFull-timeFlexible hours
- £36k - £48k per annumEstimated...Confident use of Excel and financial systems A proactive and organised approach to managing tasks and priorities An understanding of FCA CASS rules (desirable) A problem-solving mindset and willingness to take ownership A team-first attitude and eagerness to learn...SuggestedPermanentFull-timeHybrid workingFlexible hours
- £104k - £139k per annumEstimated...and related aspects of the job for internal as well as regulatory requirements. Target zero error rate and always ensure adherence to FCA/Company policies and procedures. Build and maintain strong working relationships within Investment Execution the Investment teams...SuggestedFull-timeFixed-term contractWork from homeFlexible hours
- £32k - £41k per annumEstimated...Financial Planners in presenting cashflow modelling and addressing technical queries Manage processes and tasks in compliance with FCA guidelines and internal procedures Assist in the preparation of client presentations and supporting documentation Stay abreast of...SuggestedFull-timeHybrid workingRemote
- £157k - £214k per annumEstimated...integrity and client protection. Key Responsibilities Client Assets Compliance Act as a subject matter expert (SME) on FCA Client Money and Assets (CASS) rules providing regulatory interpretation technical guidance and oversight to the Business including the...SuggestedFull-timeApprenticeshipHybrid workingOn-siteWork from homeFlexible hours
£45k - £52k per annum
...relevant information and help articulate their financial aspirations Regulatory compliance - ensure all recommendations and plans meet FCA regulatory standards Research & due diligence - analyse financial products and market trends to support tailored client strategies...SuggestedLong-term contractPermanent£28k - £30k per annum
...engagement Skills & Experience: Knowledge of workplace pensions, auto-enrolment, group risk, and healthcare benefits Familiarity with FCA regulations and financial services platforms (Intelligent Office or similar) Strong client service, communication, and attention to...SuggestedPermanentOn-siteFlexible hours- £58k - £77k per annumEstimated...Compliance Oversight • Ensure AI solutions adhere to the Howden framework. • Work with data governance and compliance teams to meet FCA, GDPR, and other regulatory requirements. • Promote ethical AI practices, especially in customer-facing applications. Team &...SuggestedFull-timeFixed-term contractHybrid workingOn-siteFlexible hours
Howden Group Holdings
Edinburgh3 days ago - £89k - £115k per annumEstimated...broad range of financial institutions and regulated businesses on UK and EU financial services regulation, with a particular focus on FCA and PRA regulatory frameworks. This role offers exposure to high-quality advisory, transactional, and contentious regulatory work, including...SuggestedFull-timePrivate practiceHybrid workingFlexible hours
- £40k - £52k per annumEstimated...Regulatory & Legislative Change Track and regulatory developments in all applicable jurisdictions, including, but not limited to changes in FCA rules and guidance, and changes in financial crime legislation. Prepare communications on change as required and assist in providing...Full-timeRemoteProbationary period
Brown and Brown Insurance
Edinburgh10 days ago - £67k - £88k per annumEstimated...engagement with clients may be required. *UK only* As this role is caught by the Certification Regime, the role holder must adhere to the FCA's Conduct Rules and the FCA's Fitness and Propriety Requirements Key Responsibilities Project Delivery Deliver assigned...Full-timeFlexible hours
FNZ Group
Edinburgh8 days ago £25k - £32k per annum
...Maintain accurate client records across platforms (iO, Papercloud, Moneyinfo, Truth) Experience Financial services experience with FCA regulation knowledge Proficiency in iO and Excel Visit the IDEX Consulting Ltd website for further opportunities. Please note...Permanent
