Senior Compliance Monitoring Officer

Senior Compliance Monitoring Officer Job Description Template

Our company is looking for a Senior Compliance Monitoring Officer to join our team.


  • Attending site reviews in accordance with the annual Group Compliance Monitoring Plan to conduct reviews or support the wider team;
  • Analysis of regulatory change and how they are implemented in business areas;
  • Assess adherence to Group policy and regulatory requirements;
  • Articulate findings to key stakeholders and write reports based on these findings and appropriate remedial actions;
  • Supporting the Head of Compliance Monitoring in developing and tracking the Compliance Monitoring Plan;
  • Training;
  • Supporting the development of MI and presentations to stakeholders;
  • Quality Assurance on monitoring reviews.


  • Excellent understanding of the regulatory landscape;
  • Extensive compliance monitoring experience within an insurance environment;
  • Management experience desirable;
  • Attention to detail and tenacity with the ability to continually challenge;
  • Strong communication and stakeholder management skills.