Risk and Compliance Manager

Risk and Compliance Manager Job Description Template

Our company is looking for a Risk and Compliance Manager to join our team.


  • Creating and implementing project plans;
  • Signposting to relevant individuals, departments and agencies;
  • Attending meetings and presentations;
  • Setting up and maintaining registers;
  • Developing and delivering training, including induction training for new joiners;
  • Responding to regulatory enquiries and investigations;
  • Assisting Partners and staff with operational issues arising on firm and client matters;
  • Performing Client Due Diligence, including adverse media screening.


  • Strong written and verbal communication skills and attention to detail;
  • Previous experience of managing risk and compliance processes;
  • Good knowledge of anti-money laundering and counter-terrorist financing law and practice;
  • Ideally have experience gained from the Legal sector;
  • Strong knowledge of SRA requirements and the regulatory framework.