Senior Risk & Compliance Manager

Senior Risk & Compliance Manager Job Description Template

Our company is looking for a Senior Risk & Compliance Manager to join our team.


  • Responsible for formulating the strategy, vision and values of the risk & compliance function;
  • To devise and implement an internal compliance failure reporting process, to include anonymous reporting of compliance failures;
  • Train the Firm and its employees on any relevant compliance arrangements and policies and their duty to internally report compliance failures;
  • Act as a change manager and project leader to deliver agreed risk and compliance improvement projects across the firm.


  • Excellent interpersonal skills with the ability to communicate clearly and concisely to Senior Management and staff at all levels;
  • Strong written and verbal communication skills;
  • Knowledge of relevant legislative requirements from the FCA and the awareness of expected future requirements;
  • Degree educated with financial services experience and appropriate risk management qualifications and focusing on operational risk management;
  • Experienced within risk management and compliance, and solid understanding of risk concepts and risk management techniques.