Average salary: £41,018 /yearly
More statsSearch Results: 80 vacancies
...change in the belief that this is the best way to both mitigate material financial risks, and unlock greater long term value. We are an FCA regulated investment company created to pool the investments of like-minded Local Government Pension Scheme (LGPS) funds. Established...
Suggested
Permanent employment
Full time
Work at office
Local area
...CRD IV
MIFID II
Recovery & Resolution Planning (RRP)
ICAAP and Pillar 3 reporting Senior Managers & Certification Regime
FCA Systems and Controls – especially in relation to Compliance and Risk Management Frameworks
Governance
Conduct Risk Management...
Suggested
Permanent employment
£24k - £30k per annum
...conflicts of interest, inducements, record keeping, best execution etc.
Complying with the Financial Services and Markets Act 2000, the FCA’s Conduct rules / FCA Statements of Principle &
Keeping up to date with relevant regulatory, product, legislative and technical...
Suggested
Traineeship
£24k - £32k per annumEstimated
...Kent, ME8 0LS. VAT No: 812 457 050. Bapchild Motoring World (Kent) Ltd is authorised and regulated by the Financial Conduct Authority, FCA Registered Number 686118. Bapchild Motoring World (Kent) Ltd is a Credit Broker not a lender. Bapchild Motoring World are an Authorised...
Suggested
Permanent employment
Full time
Work at office
Weekend work
Big Motoring World Group
Leeds
1 day ago
£33k - £45k per annumEstimated
...Consultant you will be the voice of Leeds Building Society, providing specialist advice and guidance on our products, whilst meeting all FCA/PRA regulatory requirements. You will provide expert advice to support existing customers looking to switch to a new mortgage product...
Suggested
Work at office
Holiday work
Leeds Building Society
Leeds
1 day ago
...Data Science team Collaborative working with Heads of and team members
Corporate Accountabilities
Always act within all FCA Regulations with integrity and ensure all customers are treated fairly.
Complete all mandatory training as and when required.
Always...
Suggested
...Money and Assets (CASS)
Recovery & Resolution Planning (RRP)
ICAAP and Pillar 3 reporting Senior Managers & Certification Regime
FCA Systems and Controls - especially in relation to Compliance and Risk Management Frameworks
Conduct Risk Management
working in...
Suggested
Permanent employment
£22k per annum
...and finance packages
Meeting the required standards for providing fair financial advice and services to our customers, adhering to FCA regulations
Do you have what it takes to be an Stratstone Associate? We’re looking for someone who is:
A collaborative team player...
Suggested
Full time
Holiday work
...arranging couriers and occasional reception cover
Checking and dealing with post-completion registrations at the Land Registry and the FCA;
Assisting with marketing and business development documentation where needed;
Organise and maintain tidy and accurate files both...
Suggested
Work at office
£51k - £69k per annumEstimated
...Previous successful people management experience.
Proven leadership, delegation, and coaching skills.
Good awareness of HMRC and FCA rules.
Excellent organisational and time management skills.
Ability to maintain and promote the highest standards of rigour and integrity...
Suggested
MERJE Ltd
Leeds
1 day ago
£45k - £60k per annum
...Training and Competence Procedures of the firm, as well as adhere to the requirements of the Financial Services and Markets Act 2000, and the FCA Principles, Rules, and the Code of Practice for Approved Persons.
Proactively identify and reach out to potential clients. Gather...
Suggested
Permanent employment
£27k - £36k per annumEstimated
...ensuring individual adherence to business processes and procedures that are designed to meet the regulatory standards set out in the relevant FCA rules and guidance.
• Make informed risk decisions and effectively and credibly debate and challenge management recommendations...
Suggested
Full time
Work at office
£32k - £43k per annumEstimated
...monthly / etc. have been conducted such as; fee checks, sign-offs, training, etc.
Ensuring the organisation is compliant with all new FCA appropriate regulations;
And any other tasks required to be undertaken to support the compliance department
SKILLS & ABILITIES:...
Suggested
Work at office
Work from home
Hybrid work
Holiday work
Flexible hours
Get Recruited Ltd
Leeds
1 day ago
£28k - £38k per annumEstimated
....
~ You are organised and with exceptional attention to detail.
~ Good working knowledge of relevant regulatory bodies such as FCA, PRA
~ Sound understanding of key regulatory principles such as Consumer Duty and Treating Customer’s Fairly,
Benefits
Benefits...
Suggested
Full time
£21k - £28k per annumEstimated
...management and insurance.
To ensure compliance with local procedures, customer service standards and external compliance regulations, e.g. FCA
About you
As one of our Account Handlers, you’ll have excellent communication and written skills with a keen eye for detail....
Suggested
Work at office
Local area
Hybrid work
Holiday work
Flexible hours
Tasker & Partners
Leeds
3 days ago
£31k - £42k per annumEstimated
...requirements and internal procedures, both desk and field based.
Complete tasks in accordance with the Compliance Plan as set out in line with FCA and strategic business objectives.
Review and monitor customer complaints where required, complete MI, contribute to Root Cause...
Work at office
Hybrid work
Flexible hours
MERJE Ltd
Leeds
3 days ago
£37k - £49k per annumEstimated
...collaboration of 11 Local Government Pension Funds with a total asset value of c.£60 billion (as of the 31st of March 2023). Border to Coast is a FCA regulated investment company created to pool the investments of like-minded Local Government Pension Scheme (LGPS) funds – our ‘Partner...
Permanent employment
Full time
Local area
City centre
£21k - £24k per annumEstimated
...Suitability Reports, using templates to support and adding free text as needed.
Ensure compliance with office policies, Network policies and FCA regulations
Any other general administrative/research duties as required.
We are ideally seeking someone with 1-2 years...
Apprenticeship
Traineeship
Work at office
Holiday work
Lime Search & Select Ltd
Leeds
4 days ago
£44k - £57k per annumEstimated
...and report on Quality Assurance throughout the Speciality Division ensuring that processes are current, accurate and in accordance with FCA Regulations and the Speciality Division procedural standards.
This role sits within the 1st Line of Defence and will help drive...
Permanent employment
Work at office
Hybrid work
Flexible hours
£21k - £27k per annumEstimated
...services to help resolve increasingly complex customer queries, in a professional and consultative manner.
Experience working in an FCA regulated business and understanding regularity requirements s is also desirable.
ESSENTIAL:
• Excellent communication skills (written...
City centre
Shift work
Working Monday to Friday
Interactive Investor
Leeds
13 hours ago
