Average salary: £55,101 /yearly
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- £30k - £39k per annumEstimated...assessed their specific needs Understanding and maintaining a good working knowledge of the rules and compliance procedures of the FCA Ensuring that you conduct yourself in accordance with FCA rules and guidelines as issued by the company About You Excellent telephone...Suggested
- £34k - £45k per annumEstimated...The overall objective of the role will be to provide a professional and efficient service to all customers, whilst ensuring full FCA compliance and following the CASS5 rules and guidelines. This applies to all businesses, processes, and PAS (Policy Admin System) operating...SuggestedPermanentFull-timeCasual workOn-site
- £48k - £65k per annumEstimated...customer‑facing communications across Mobile and Money. Act as a guardian of financial promotions compliance, ensuring all activity meets FCA, ASA, legal, and internal governance standards. Work closely with Compliance and Legal teams to ensure communications are clear,...SuggestedFull-timeSeasonalHybrid workingOn-site
- ...with confidence engaging clients at all levels. Strong commercial awareness and a customer-first approach. Good understanding of FCA compliance requirements. Experience working with Acturis (desirable). A positive, collaborative attitude and the ability to work...Suggested
£51k per annum
...management and key stakeholders ~ Supporting and pro-actively working with the Risk and Compliance Director to effectively manage and deliver FCA regulatory visits, requests and thematic reviews to a high standard, enhancing our relationship with the regulator. What will you...SuggestedHybrid workingOn-siteFlexible hours£30k - £35k per annum
...reporting, project or change activity. Familiarity with management information, governance or committee reporting. Awareness of FCA conduct and regulatory expectations. Experience of tools or processes that improve reporting or efficiency. What does the future...SuggestedLong-term contractPermanentHybrid working- £47k - £60k per annumEstimated...team, including coaching and assisting less experienced colleagues, ensuring accuracy in advice and actions taken, in accordance with FCA and other regulations, accurately recording advice given and to maintain and update tax knowledge. Please apply with an up to date CV...SuggestedOn-siteImmediate startRemote
£70k - £90k per annum
...banking or trading operations, with experience overseeing execution, settlements and/or surveillance functions. Strong understanding of FCA regulatory requirements relevant to trading and post-trade operations, including PRIN, SYSC, MAR, CASS and Best Execution. Robust...SuggestedFull-timeHybrid workingFlexible hours- ...and drive success. •Understand each client’s business, risks, and ambitions to deliver advice that matters. •Ensure compliance with FCA regulations and uphold the highest service standards. About you As one of our Commercial Brokers you’ll have a passion for...SuggestedHybrid workingOn-site
£50k - £60k per annum
...Senior Compliance Policy Officer, you’ll be working within our dedicated Compliance team to help the firm meet the requirements of the FCA and other relevant regulators. As a senior colleague, you will be heavily involved in the business-critical implementation of the key policy...SuggestedPermanentHybrid workingWork from home2 days/week£27k - £29k per annum
...play a key part in delivering fair, thoughtful, and customer‑focused complaint resolution. You’ll have a solid working knowledge of FCA and FOS regulations, applying best practice to resolve complaints effectively. Along with excellent written and verbal communication...SuggestedLong-term contractFull-timeHybrid workingFlexible hoursAllianz Management Services Ltd
Leeds5 days ago- £43k - £58k per annumEstimated...deep understanding of each client’s operations and sector‑specific risks to deliver meaningful advice. Ensure full compliance with FCA regulations and follow established processes. Maintain accurate documentation and records, including Acturis (where applicable)....SuggestedHybrid working
- £70k - £93k per annumEstimated...with a stronger office presence during the first 6 months) Salary: Competitive + Bonuses About the Firm A long?established, FCA?regulated financial planning practice based in Garforth, Leeds. The firm has over 35 years’ experience providing personalised, relationship...SuggestedLong-term contractPermanentHybrid workingOn-site
£60k - £85k per annum
...commercial risks * Supporting junior account handlers or mentoring where appropriate * Ensuring all work meets internal, regulatory, and FCA standards About You: * Proven experience in corporate or large commercial account management * Strong technical knowledge across...SuggestedLong-term contractFull-timeHybrid workingOn-siteWork from home£45k per annum
...Financial Planning (minimum). Strong paraplanning experience (5+ years desirable but not essential). Understanding of COBS, COCON and FCA SYSC requirements. Broader awareness of accountancy disciplines such as audit, tax and corporate finance. Excellent written and...SuggestedLong-term contractPermanentOn-site£80k per annum
...adherence to regulatory standards. The position focuses on strengthening first-line oversight, ensuring that day-to-day activity aligns with FCA expectations, internal policies, and the Consumer Duty. By acting as a technical bridge between operations and the Second Line (Risk &...Hybrid workingOn-siteFlexible hours- ...Providing clear explanations of complex advice, costs and regulatory disclosures Ensuring all advice is compliant and in line with FCA requirements and internal standards Working closely with our technical and support teams to deliver an efficient, high-quality client...Long-term contractFull-timeMonday to Friday
£50k per annum
...retain existing long-term clients, ensuring continued satisfaction and loyalty. Maintain strong trading relationships with insurers to achieve the most competitive and comprehensive cover. Ensure all activities comply with FCA regulations and internal company policies....Long-term contractOn-site- ...handled accurately, compliantly and efficiently. Your responsibilities will include: Reconciling client bank accounts in line with FCA CASS regulations and internal SLAs Reconciling insurer accounts and working to agreed credit terms Investigating and resolving...Full-timeHybrid workingOn-siteRemote5 days/week1 day/week
£80k - £100k per annum
...business and technology change. Desirable Financial services or regulated industry experience. Experience operating within an FCA or equivalent regulatory environment. Skills & Behaviours Client & Outcome Focused – ensures that initiatives remain focused on delivering...PermanentHybrid workingOn-siteWork from home2 days/week£51k per annum
...sector is desirable, particularly intermediated or retail financial services. ~Experience working within a regulated environment (e.g. FCA‑authorised firm) is advantageous. ~Some experience of scenario analysis, stress testing or structured risk assessment methodologies is...Hybrid workingOn-siteFlexible hours- ...management and insurance. To ensure compliance with local procedures, customer service standards and external compliance regulations, e.g. FCA About you As one of our Account Executives you’ll inherit a book of existing business to look after and grow, in addition to...Hybrid workingOn-siteFlexible hours
£28k - £34k per annum
...up loans ~Support wider Accounts functions and provide cover during staff absence or annual leave. ~Report any potential breaches of FCA regulations or internal procedures to the Compliance & Resources Director. ~Maintain up-to-date knowledge of relevant financial processes...Hybrid working- ...vital role in ensuring the accurate reconciliation of our Members’ Insurer accounts with their broking systems — all while working to FCA regulations and agreed service levels. With excellent Leeds transport links nearby, this role combines professional challenge with...Hybrid working1 day/week
£55k - £60k per annum
...senior first‑line CASS role with direct responsibility for reconciliation controls. Demonstrable experience of successfully interpreting FCA CASS rules and ensuring proper application of any changes into compliant processes and robust first‑line governance. Experience...Hybrid workingWork from home2 days/week£28.8k per annum
...team/individual adherence to business processes and procedures that are designed to meet the regulatory standards set out in the relevant FCA rules and guidance · Communicate progress to all interested parties within the agreed timescales · Adhere to governance that is in...Full-timeApprenticeshipTraineeshipFlexible hours- £51k - £68k per annumEstimated...Overseeing onboarding and approval of new ARs Conducting periodic reviews and ongoing monitoring Supporting ARs with policy rollouts, FCA guidance and training Ensuring consistency across broking and MGA activity Collaborating with other compliance leads across the...Remote jobWork from homeFlexible hours
£100k - £130k per annum
...efficiency and strong customer outcomes within a regulated framework Act as a senior conduct and risk leader, ensuring compliance with FCA requirements and Consumer Duty obligations Build strong, influential relationships across internal leadership teams, insurers and...Permanent£40k - £48k per annum
...squad or breakaway squad initiatives as required • Support internal compliance by ensuring adherence to regulatory standards (e.g., FCA) • Mentor and coach manual testers in automation best practices to grow team capability and promote a culture of continuous learning...Full-timeHybrid workingRemoteFlexible hours- £53k - £68k per annumEstimated...application and asset owners to assess risks and embed controls. Knowledge of relevant regulations and standards (e.g., NIST, ISO 22301, FCA Operational Resilience). Excellent communication and stakeholder management skills; able to influence technical and non-technical...PermanentFull-timePart-timeHybrid workingOn-siteFlexible hours3 days/week
